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FLuid Optimisation in Emergency LAparotomy (FLO-ELA) trial

University Hospital Southampton NHS Foundation Trust · NHS Trust

Expired The latest version ended on 30 November 2024. The September 2026 register still lists the agreement, but its term has passed.

Reference
DARS-NIC-60714-M4T1M
Latest version
v6.4
Term of latest version
17 June 2024 to 30 November 2024
Start date
Before 1 March 2019
Data controller
Joint Data Controller
Commercial purposes
No
Sublicensing
No
Files released to date
6

Data controllers

Why the data was released

Objective for processing

This Data Sharing Agreement permits the retention and processing of the data provided under previous iterations of this Agreement. This is a pragmatic approach to provide an active Agreement whilst enabling University Hospital Southampton NHS Foundation Trust to complete the necessary actions to enable a subsequent application to extend the Agreement meeting all applicable data-sharing standards as published in NHS England's website (see: https://digital.nhs.uk/services/data-access-request-service-dars/dars-guidance).

The lawful basis for processing personal data under the UK GDPR is: Article 6(1)(e) - processing is necessary for the performance of a task carried out in the public interest or in the exercise of official authority vested in the controller;

The lawful basis for processing special category data under the UK GDPR is: Article 9(2)(j) - processing is necessary for archiving purposes in the public interest, scientific or historical research purposes or statistical purposes in accordance with Article 89(1) based on Union or Member State law which shall be proportionate to the aim pursued, respect the essence of the right to data protection and provide for suitable and specific measures to safeguard the fundamental rights and the interests of the data subject.

Queen Mary University London is the sole data processor. The FLO-ELA team at the Pragmatic Clinical Trials Unit (PCTU), Queen Mary University London integrate NELA data with HES and Mortality data for patients recruited into FLO-ELA. Queen Mary University of London is a joint data controller with University of Southampton NHS Foundation Trust (UHSFT). As study Sponsor, UHSFT have overall responsibility for the conduct of the FLO-ELA trial on the clinical side and are involved in making decisions about the outputs and what the data will be used for with QUML and will therefore be a Joint Data Controller. However, they will not process the data under this Agreement as this role has been contracted to PCTU to carry out the data processing.

The Royal College of Anaesthetists (RCoA) are the principal data processors for The National Emergency Laparotomy Audit (NELA) and manage the extraction of the records from the NELA IT system. The Royal College of Anaesthetists (RCoA) cannot access and is not permitted to access FLO-ELA data, including any of the data disseminated under this Agreement by NHS England. The Royal College of Anaesthetists role is to act as a data processor for NELA on behalf of HQIP.

Emergency bowel surgery (laparotomy) is a common major emergency surgical procedure, performed to treat life threatening conditions caused by cancer, infections or previous surgery. Over 30,000 people in England & Wales undergo this surgery annually at a cost of over £650m. Outcomes from emergency bowel surgery are poor; 14% of patients aged over 50 die within a month of surgery, rising to 20% within three months.

The National Emergency Laparotomy Audit (NELA) is hosted by the Royal College of Anaesthetists (RCoA) and is part of the National Clinical Audit and Patient Outcomes Programme (NCAPOP), overseen by the Healthcare Quality Improvement Partnership (HQIP). NELA was commissioned following evidence of a high incidence of death, and a wide variation in the provision of care and mortality, for patients undergoing emergency laparotomy in hospitals across England, Wales and Scotland.

FLO-ELA (FLuid Optimisation in Emergency Laparotomy) is a large randomised clinical trial proposal funded by the National Institute for Health Research Health Technology Assessment (HTA) stream.

NELA is an audit which looks at the improvement of the quality of care for patients undergoing emergency laparotomy (~30,000/yr within the audit) through the provision of high-quality comparative data from all providers of emergency laparotomy surgery. FLO-ELA are using NELA to identify the 100 hospitals which have been invited to participate in FLOELA (~50% of the total NELA group). Patients who are undergoing the procedures at those hospitals will then be invited to consent to the FLO-ELA trial. Through this consent, patients agree that NELA will share pseudonymised data on aspects of their care while in hospital with the FLO-ELA trial, to allow the trial to describe the clinical characteristics and trial-related care of its participants. The audit and the trial are two separate pieces of work which have a clear link.

The FLO-ELA trial aims to determine whether a discrete medical intervention (perioperative cardiac output-guided haemodynamic therapy) reduces deaths after emergency laparotomy when compared with usual care. Although this intervention may be beneficial for patients undergoing planned major surgery, it has not yet been tested in patients undergoing emergency laparotomy. The FLO-ELA trial is being funded by the NIHR HTA Efficient Study Design stream, for trials able to give robust research output at greater pace and scale and/or lower cost than conventional trial designs. FLO-ELA will do this by linking this trial data to NELA data - recruiting a subset of patients eligible for inclusion in NELA, utilising the existing NELA network of hospitals and the NELA webtool and dataset for trial participant data (with ONS/HES follow up). Due to the large participant pool (~8000 patients) of this proposed trial, it is hoped that this will provide the answer to whether this treatment is effective, in a timely and cost-effective fashion. This represents a unique opportunity to generate practice-changing research in a challenging patient group, with the potential to save hundreds of lives every year.

In the future the study will also request HES data. HES data was requested and obtained under Data Sharing Agreement DARS-NIC-60714-M4T1M-V0.29, following consultation with the study health economist, and will be requested in year three of the study subject to an amendment to this agreement. All selected data fields are required for an accurate appraisal of resource-use and cost during the study period. Necessary data minimisation steps are undertaken in order to exclude those fields which are not necessary to answer the research questions: this included fields related to maternal, neonatal (etc.) care.

Trial objectives:

1. To establish whether the use of minimally invasive cardiac output monitoring to guide protocolised administration of intra-venous fluid (goal-directed haemodynamic therapy, GDHT), for patients aged 50 and over undergoing emergency laparotomy will reduce mortality within 90 days of randomisation, when compared with usual care.

2. To determine whether GDHT reduces mortality one year after randomisation, and is cost-effective.

Primary outcome measure

Days Alive and Out of Hospital within 90 days of randomisation (DAOH-90)

Secondary outcome and process measures

*Mortality within 90 days of randomisation

*Mortality within one year of randomisation

*Duration of hospital stay (number of days from randomisation until hospital discharge)

*Duration of stay in a level 2 or level 3 critical care bed within the primary hospital admission

*Hospital readmission as an inpatient (overnight stay) within 90 days from randomisation

Processing activities

An estimate of eighty hospitals participating in the FLO-ELA Trial will enter Patient Identifiable Data, from the patients they have recruited, onto a randomisation system provided by the Pragmatic Clinical Trials Unit (PCTU) at Queen Mary University London. Informed consent is given for this process by all patients that are consented to join the FLO-ELA trial and ethical approval has been granted by a Research Ethics Committee. Patient Identifiable Data is extracted from the randomisation system by PCTU and this is the flow of data into NHS England. It consists of: FLO-ELA Study ID assigned to each participant, NHS number, Sex, Date of Birth, Postcode. The collection of this information allows the follow up of all randomised patients.

Data will also be collected from the NELA online webtool. Recruited patients have given informed consent to have data relating to the treatment they received collected on this tool. This allows FLO-ELA to receive details of the treatment given during the intervention and control groups involved in the study. Data from NELA does not flow to NHS England.

Under previous iterations of this Agreement, NHS England has provided mortality data (Flagging Current Status Report and Cause of Death Report). This data had the patient identifiable data removed but included the FLO-ELA ID. It was sent securely to the designated person who is a member of the FLO-ELA team at the Pragmatic Clinical Trials Unit (PCTU), Queen Mary University London. The data has been integrated with data collected by the trial team from NELA using the FLO-ELA ID. The FLO-ELA Statistician will analyse the data to create tables, graphs and other outputs of summarised/aggregated anonymous data with small numbers suppressed.

The health economic analysis in the study will combine resource-use data (to estimate the cost of care) and outcomes in terms of quality-of-life to carry out a cost-effectiveness analysis. Initial resource-use during the intervention period will be obtained from routine data recorded in the NELA database. Subsequent resource-use during the follow-up period will be estimated by observing the number of hospital admissions, critical care days, accident & emergency visits and outpatient visits recorded in HES. The quality-of-life outcomes will be estimated by mapping participant characteristics to a different but similar population in a previous study called EPOCH (Enhanced Peri-Operative Care for High-risk patients). No quality-of-life data will be collected from patients in the FLOELA study, and the EPOCH dataset represents a different group of patients from another study. Therefore, this mapping does not involve onward linkage of individuals͛ record-level data to other datasets containing their data.

Data flow into NHS England will consist of FLO-ELA ID, NHS number, Sex, Date of Birth, Postcode.

Data flow out of NHS England will consist of FLO-ELA ID, Flagging Current Status Report and Cause of Death Report.

The Royal College of Anesthetists (RCoA) are the principal data processors for NELA and manage the extraction of the records from the NELA IT system. The Royal College of Anaesthetists (RCoA) cannot access and is not permitted to access FLO-ELA data, including any of the data disseminated under this Agreement by NHS England. The Royal College of Anaesthetists role is to act as a data processor for NELA on behalf of HQIP.

The FLO-ELA team at the Pragmatic Clinical Trials Unit (PCTU), Queen Mary University London integrate NELA data with HES and Mortality data for patients recruited into FLO-ELA. They will perform this role under contract by the study sponsor, University Hospital Southampton NHS Foundation Trust. The trust is involved in making decisions about the outputs and what the data will be used for and is therefore act a joint data controller.

Data is initially collected via the randomisation system using a specific FLO-ELA ID for each patient. This data is sent to NHS England who will process the data and provide HES and Mortality data linked to the FLO-ELA ID. This is then sent to PCTU where it will be analysed by the FLO-ELA Statistician to address the aims and objectives of the research trial.

All processing of HES and Mortality data will be in line with their standard terms and conditions. This data will not be used for any other purpose other than that outlined in this Agreement. Data will only be processed at QMUL - no access will be provided at University Hospital Southampton Foundation Trust.

Patient identifiers for participants in the FLO-ELA trial will be collected within the PCTU trial randomisation system. The FLO-ELA team sent the file of patient identifiers and the FLO-ELA ID to NHS England for linkage to Mortality fields. Linkage to HES data was undertaken as part of the previous agreement. After linking, NHS England removed all supplied identifiers, leaving only the FLO-ELA ID, Date and Cause of Death. The FLO-ELA team at Queen Mary University London received files from NHS England that contained the HES and Mortality fields, as well as the FLO-ELA ID.

The fields received by the FLO-ELA team are date of death and cause of death. The full date of death is required to be able to calculate survival at two time points (90 day, one year). The FLO-ELA team will not use date of death to identify any individual patients.

The NELA data and the HES-Mortality data will also be mapped to a Health Economics (HE) dataset containing anonymised quality of life data (EQ-5D-3L questionnaire scores) from participants in the preceding EPOCH laparotomy trial (see: Peden et. al., 2019 Lancet). The EPOCH HE dataset does not contain any identifiers. This mapping process does not involve direct linkage via identifiers or pseudonymisation but using broad patient characteristics to estimate EQ-5D-3L scores for FLO-ELA participants.

The FLO-ELA team Statisticians and Health Economists who work on the linked dataset do not have access to the identifiable data set held by the RCoA or any identifiers held locally at hospitals.

The data received from NHS England will not be linked back to the identifiable NELA database. HES/Mortality data will be linked via FLO-ELA ID to the extracted pseudonymised NELA data.

No record level data will be shared with any organisation not noted in this application only the sharing of aggregated data with small numbers suppressed in line with the HES analysis guide is permitted.

Patient data collected on the randomisation system and sent to NHS England is given an ID number (FLO-ELA ID) to mitigate any risks of reidentification. HES and Mortality data sent from NHS England to PCTU is linked to the FLO-ELA ID rather than identifiable information.

Data is not being matched to publicly available data. This is not applicable for the FLO-ELA trial.

No attempt will be made to re-identify individuals from data received from NHS England.

Data processing will only be carried out by substantive employees of PCTU (Queen Mary University London) who have been appropriately trained in data protection and confidentiality. There will be no access given to any other third parties not mentioned in this Agreement.

Data will be accessed via remote desktop access to a Safe Haven held at the PCTU. Access is restricted, protected by 2 factor authentication and role based.

There will be no data linkage undertaken with NHS England data provided under this agreement that is not already noted in the Agreement.

NHS England processes cohort data on behalf of the Controller(s) listed in this data sharing agreement. Such data is supplied under this and/or previous versions of the data sharing agreement. Such processing is carried out under the terms of this agreement in combination with any separate documentation signed by NHS England and the Controllers listed.

Expected output

In 2020 recruitment was paused to allow redeployment of central and local trial teams to clinical service during the COVID pandemic. In addition to the recruiting time lost, many centres had reduced non-COVID research delivery capacity. In early 2021, FLO-ELA applied for an extension with NIHR, this was approved, and resulted in a 24-month extension.

The previous Data Sharing Agreements allowed independent closed analysis of mortality rates in both trial groups (standard care and trial intervention) by the Data Monitoring and Ethics Committee (DMEC) in September 2018, September 2019, November 2020 and Feb 2022. A DMEC is a vital part of trial conduct. It is comprised of independent experts including senior clinical trialists/clinicians and a statistician, appointed by the funder. The DMEC’s remit is to analyse outcomes in both trial groups (without reporting this back to the central trial team) in order to monitor the safety of trial participants throughout the trial.

The DMEC make recommendations to the Trial Steering Committee (TSC), which has a composition defined by the funder with a remit to ensure the trial is conducted to accepted standards. TSC members include senior trialists/clinicians, statisticians and lay representatives. At least 75% of TSC members are independent, i.e., not employed by the same organisations as central project team members or by organisations involved in FLO-ELA trial recruitment. If the DMEC observe a major difference in mortality between the two trial groups they may recommend that the trial is terminated early to prevent more patients being exposed to an inferior treatment. In 2018 they recommended that the trial continued recruitment and requested to next analyse the trial data when ~2000 participants have been recruited into the trial, or approximately annually. This is the main purpose of data requested in this Agreement. Please note that the DMEC do not have access to identifiable individual level data, nor do they make decisions about how the NHS England Data will be used.

Outputs from the final FLO-ELA trial analysis will only include aggregated data. No individual level data received from NHS England will ever leave the safe haven where the analysis is taking place. The following outputs are planned:

1st Report to Funder (90 day outcomes) - Spring 2024

Final FLO-ELA Investigators Meeting - Autumn 2024

Peer-Reviewed Publications - Autumn 2024 2nd Report to Funder (12 month outcomes) - Spring 2025

Conferences, meetings and wider dissemination work - 2024/2025/2026 ongoing but with particular focus for on the 12 months after trial result publication.

In accordance with current practice, appropriately pseudonymised record-level data may be shared with researchers in the future to support further studies in this area such as meta-analysis. This will be subject to the strict data sharing policy in place at the Pragmatic Clinical Trials Unit. Patient consent will be requested for such future data sharing at the time of recruitment into the trial. Appropriate approvals from NHS England will also be sought prior to any data sharing. Data will not be shared with other researchers under this version of the Data Sharing Agreement.

Details of expected outputs: The main scientific report (aggregated / summary data only) will be sent to a high level journal such as the Lancet for their consideration first. Second choices would include the British Medical Journal, the New England Journal of Medicine, and the Journal of the American Medical Association. These are all general interest journals read by a wide range of healthcare workers worldwide.

The study plan to invite all the clinicians and research teams from hospitals that have been involved in the trial to a final FLO-ELA meeting where they will disseminate and discuss the findings. Only aggregated outputs will be shared in the findings. The study will also present the work at scientific meetings and congresses. For example, the ͚Annual Congress of Enhanced Recovery and Perioperative Medicine͛ and the ͚Evidence-Based Peri-Operative Medicine͛ conferences. They will also disseminate the aggregated findings through the mainstream media and also through social media (e.g., Twitter) with the support of their patient representatives. The main target audience will be surgeons, anaesthetists and intensive care doctors but also patients and their carer’s.

A plain English summary of the trial results and any important trial information will be presented here http://www.floela.org/

More broadly, work will be carried out with patient partners and the Patient, Carer and Public Involvement and Engagement group (PCPIE) at the Royal College of Anaesthetists (RCoA) to plan lay-orientated dissemination of the trial results to a non-medical audience. The RCoA PCPIE group was formed to provide high quality guidance on research proposals in the field of perioperative medicine. It is supported by the RCoA department of education and research. The FLO-ELA trial has been supported by the RCoA PCPIE group from the early stages of trial design. During all of the active communication activities outlined above, the study team will ensure that information reaches interested groups in society and that they will engage with them in knowledge-sharing and dialogue.

The Study Team will produce specific reports for healthcare policy makers and advise on the implications of findings and optimal implementation. This will include the Department of Health, Royal Colleges, Commissioners, NICE, NHS Trusts and other stakeholder groups. The dissemination of this information to front line NHS staff will include manuscripts in high impact journals, and through regional, national and international meetings. This process will be assisted by the extensive network support for FLO-ELA, including the UK Perioperative Medicine Clinical Trials Network and trainee research networks. The reach is further extended by engagement of both the anaesthetic and surgical communities.

More specifically, the trial findings will feed rapidly into guidance and audit standard setting by the National Emergency Laparotomy Audit (NELA) and the Royal College of Anaesthetists / Royal College of Surgeons. NELA, a core partner of the FLO-ELA proposal, maintains close communication with a very large community of contributing clinicians and has been highly effective at disseminating the results of its national reports. Comprehensive coverage in mainstream media has previously included newspaper articles (e.g., The Times, The Guardian in print and online), television coverage (BBC Breakfast), radio interviews (BBC Radio 4 Inside Health) and high-profile online news sources (BBC News). This is backed up by strong engagement through social media (@NELANews Twitter account has >1000 followers, @FLOELAtrial has ~700). The study team will build on this previous success and plan on a similar level of engagement through these outlets with the findings of FLO-ELA.

All outputs will contain only data that is aggregated with small numbers suppressed in line with the HES Analysis Guide

Expected measurable benefits

The FLO-ELA trial will provide the highest level of evidence for this intervention, informing the decision to widely implement on a national level by confirming the extent of any clinical benefit or harm, healthcare costs and cost effectiveness. A positive outcome from this trial could change practice across the

developed world. NELA would expect rapid translation of this intervention into routine clinical practice within 12-24 months of trial report. This is supported in the UK by the ongoing National Emergency Laparotomy Audit and its parent organisation the Healthcare Quality Improvement Partnership. This quality improvement vehicle will maintain long term engagement and sustained interest in this area with the large number of clinicians involved in the FLO-ELA trial and the wider clinical community after trial completion.

Further, the study will provide specific reports on the findings of the FLO-ELA trial for healthcare policy makers. Through the support of the advisory group, findings will be disseminated appropriately to NHS England and devolved nations, NHS trusts and other stakeholder groups. The research study will advise on the implications of findings and optimal implementation.

As a definitive pragmatic effectiveness trial, with an intervention delivered by clinicians in a large number of NHS sites and in a patient group highly representative of the ultimate target population, rapid and widespread uptake of the trial findings into routine practice is expected. This has the potential to rapidly change care for over 30,000 patients across the UK each year. If shown to be beneficial, this could equate to several hundred lives being saved each year. Conversely, if no benefit is found, this treatment can be discarded, allowing clinicians to focus on other areas of care for this challenging patient group

Benefits reported so far

Data have been used to prepare DMEC reports on four occasions. The first report (2018) did not raise concerns with the DMEC. Data from the second report (2019) highlighted a drop in primary outcome (within 90-day mortality) event rate in aggregated data over the course of the trial that led to a re-evaluation of primary outcome, since a reduced event rate in the Control arm would have rendered the study underpowered in relation to the original sample size calculation (where power set at 90%). No additional concerns were raised at the following DMECs. The mortality data have therefore been valuable in enabling the DMEC/trial team to monitor trial safety and in highlighting the above issue of a non-treatment related drop in mortality necessitating the switch to a new primary outcome.

Datasets on the latest version

Legal basis for provision: Health and Social Care Act 2012 – s261(2)(c)

Datasets approved under DARS-NIC-60714-M4T1M-v6.4
DatasetType of dataSensitivity FrequencyConfidential data
Civil Registrations of Death Identifiable Sensitive One-Off Consent (Reasonable Expectation)
Hospital Episode Statistics Admitted Patient Care (HES APC) Identifiable Non-Sensitive One-Off Consent (Reasonable Expectation)
Hospital Episode Statistics Critical Care (HES Critical Care) Identifiable Non-Sensitive One-Off Consent (Reasonable Expectation)
MRIS - Cause of Death Report Identifiable Sensitive Ongoing Consent (Reasonable Expectation)
MRIS - Flagging Current Status Report Identifiable Sensitive Ongoing Consent (Reasonable Expectation)

Files released

Files released counts only files released externally by DARS. Access granted in NHS England's own systems, such as its Secure Data Environment, is not included.

Patient opt-outs were not applied to any of the 6 files released under this agreement, across every version. About opt-outs

No files recorded as released under the latest version. 6 were released under earlier versions, shown in the version history.

Version history

The register lists each renewal of this agreement as a separate row. This site has 6 versions — earlier versions existed before this site's records begin.

DARS-NIC-60714-M4T1M-v6.4 17 June 2024 to 30 November 2024
Title
FLuid Optimisation in Emergency LAparotomy (FLO-ELA) trial
Commercial
No
Sublicensing
No
Datasets
5
Files released
0

Datasets: Civil Registrations of Death; Hospital Episode Statistics Admitted Patient Care (HES APC); Hospital Episode Statistics Critical Care (HES Critical Care); MRIS - Cause of Death Report; MRIS - Flagging Current Status Report

What changed from DARS-NIC-60714-M4T1M-v5.2

Text removed is struck through; text added is underlined. Unchanged paragraphs are summarised rather than repeated.

Fields changed from DARS-NIC-60714-M4T1M-v5.2
FieldWasBecame
Start date2023-12-012024-06-17
End date2024-05-312024-11-30

Objective for processing

This Data Sharing Agreement permits the retention and processing of the data [36 words unchanged] extend the Agreement meeting all applicable data-sharing standards as published in NHS Digital’s England's website (see: https://digital.nhs.uk/services/data-access-request-service-dars/dars-guidance). [1 paragraph unchanged] The lawful basis for processing special category data under the UK GDPR is:Article is: Article 9(2)(j) - processing is necessary for archiving purposes in the public interest, [44 words unchanged] to safeguard the fundamental rights and the interests of the data subject. [19 paragraphs unchanged]

Benefits reported

Data have been used to prepare DMEC reports on three four occasions. The 4th report is currently being prepared. The first report (2018) did not raise concerns with the DMEC. Data [56 words unchanged] (where power set at 90%). No additional concerns were raised at the most recent DMEC. following DMECs. The mortality data have therefore been valuable in enabling the DMEC/trial team [13 words unchanged] related drop in mortality necessitating the switch to a new primary outcome.

Unchanged: Processing activities, Expected output, Expected measurable benefits.

DARS-NIC-60714-M4T1M-v5.2 1 December 2023 to 31 May 2024
Title
FLuid Optimisation in Emergency LAparotomy (FLO-ELA) trial
Commercial
No
Sublicensing
No
Datasets
5
Files released
0

Datasets: Civil Registrations of Death; Hospital Episode Statistics Admitted Patient Care (HES APC); Hospital Episode Statistics Critical Care (HES Critical Care); MRIS - Cause of Death Report; MRIS - Flagging Current Status Report

What changed from DARS-NIC-60714-M4T1M-v4.3

Text removed is struck through; text added is underlined. Unchanged paragraphs are summarised rather than repeated.

Fields changed from DARS-NIC-60714-M4T1M-v4.3
FieldWasBecame
TitleFLuid Optimisation in Emergency LAparotomy (FLO-ELA) trial: NIHR HTA ref 15/80/54FLuid Optimisation in Emergency LAparotomy (FLO-ELA) trial
Start date2022-04-042023-12-01
End date2023-04-032024-05-31

Objective for processing

This Data Sharing Agreement permits the retention and processing of the data provided under previous iterations of this Agreement for an interim period. Agreement. This is a pragmatic approach to provide an active Agreement whilst enabling [11 words unchanged] to enable a subsequent application to extend the Agreement meeting all applicable data sharing data-sharing standards as published in NHS Digital’s website (see: https://digital.nhs.uk/services/data-access-request-service-dars/dars-guidance). This request for data is justified under Article 6 of the General Data Protection Regulation as the data processed is necessary for the performance of a task carried out in the public interest (6.1.e.). The aim of FLO-ELA is to reduce the mortality rate of patients who undergo an emergency laparotomy by comparing two different methods of fluid administration during this surgery. The data requested is necessary to determine whether there is a difference between these two groups and therefore whether the aim has been achieved. The lawful basis for processing personal data under the UK GDPR is: Article 6(1)(e) - processing is necessary for the performance of a task carried out in the public interest or in the exercise of official authority vested in the controller; As this request is considered The lawful basis for processing special category data, data under the request is also covered under Article 9 of the General Data Protection Regulation. The UK GDPR is:Article 9(2)(j) - processing of this data is necessary for archiving purposes in the public interest, scientific or historical research purposes and is or statistical purposes in accordance with Article 89(1) based on Union or Member State law which shall be proportionate to the aim pursued, respects respect the essence of the right to data protection and provides provide for suitable and specific measures to safeguard the fundamental rights and the interests of the data subject (9.2.j.). A Research Ethics Committee has approved the FLO-ELA Trial. subject. [1 paragraph unchanged] The Royal College of Anaesthetists (RCoA) are the principal data processors for NELA The National Emergency Laparotomy Audit (NELA) and manage the extraction of the records from the NELA IT system. [15 words unchanged] data, including any of the data disseminated under this Agreement by NHS Digital. England. The Royal College of Anaesthetists role is to act as a data processor for NELA on behalf of HQIP. [10 paragraphs unchanged] Days Alive and Out of Hospital within 90 days of randomisation (DAOH-90) Secondary outcome and process measures [1 paragraph unchanged] Secondary outcome and process measures [4 paragraphs unchanged]

Processing activities

All organisations party to this agreement must comply with the Data Sharing Framework Contract requirements, including those regarding the use (and purposes of that use) by ͞Personnel͟ (as defined within the Data Sharing Framework Contract ie: employees, agents and contractors of the Data Recipient who may have access to that data). An estimate of eighty hospitals participating in the FLO-ELA Trial will enter Patient Identifiable Data, from the patients they have recruited, onto a randomisation system provided by the Pragmatic Clinical Trials Unit (PCTU) at Queen Mary University London. Informed consent is given for this process by all patients that are consented to join the FLO-ELA trial and ethical approval has been granted by a Research Ethics Committee. Patient Identifiable Data is extracted from the randomisation system by PCTU and this is the flow of data into NHS England. It consists of: FLO-ELA Study ID assigned to each participant, NHS number, Sex, Date of Birth, Postcode. The collection of this information allows the follow up of all randomised patients. An estimate of eighty hospitals participating in the FLO-ELA Trial will enter Patient Identifiable Data, from the patients they have recruited, onto a randomisation system provided by the Pragmatic Clinical Trials Unit (PCTU) at Queen Mary University London. Informed consent is given for this process by all patients that are consented to join the FLO-ELA trial and ethical approval has been granted by a Research Ethics Committee. Patient Identifiable Data is extracted from the randomisation system by PCTU and this is the flow of data into NHS Digital. It consists of: FLO-ELA Study ID assigned to each participant, NHS number, Sex, Date of Birth, Postcode. The collection of this information allows the follow up of all randomised patients. Data will also be collected from the NELA online webtool. Recruited patients have given informed consent to have data relating to the treatment they received collected on this tool. This allows FLO-ELA to receive details of the treatment given during the intervention and control groups involved in the study. Data from NELA does not flow to NHS England. Data will also be collected from the NELA online webtool. Recruited patients have given informed consent to have data relating to the treatment they received collected on this tool. This allows FLO-ELA to receive details of the treatment given during the intervention and control groups involved in the study. Data from NELA does not flow to NHS Digital. Under previous iterations of this Agreement, NHS England has provided mortality data (Flagging Current Status Report and Cause of Death Report). This data had the patient identifiable data removed but included the FLO-ELA ID. It was sent securely to the designated person who is a member of the FLO-ELA team at the Pragmatic Clinical Trials Unit (PCTU), Queen Mary University London. The data has been integrated with data collected by the trial team from NELA using the FLO-ELA ID. The FLO-ELA Statistician will analyse the data to create tables, graphs and other outputs of summarised/aggregated anonymous data with small numbers suppressed. Under previous iterations of this Agreement, NHS Digital has provided mortality data (Flagging Current Status Report and Cause of Death Report). This data had the patient identifiable data removed but included the FLO-ELA ID. It was sent securely to the designated person who is a member of the FLO-ELA team at the Pragmatic Clinical Trials Unit (PCTU), Queen Mary University London. The data has been integrated with data collected by the trial team from NELA using the FLO-ELA ID. The FLO-ELA Statistician will analyse the data to create tables, graphs and other outputs of summarised/aggregated anonymous data with small numbers suppressed. [1 paragraph unchanged] Data flow into NHS Digital England will consist of FLO-ELA ID, NHS number, Sex, Date of Birth, Postcode. Data flow out of NHS Digital England will consist of FLO-ELA ID, Flagging Current Status Report and Cause of Death Report. The Royal College of Anesthetists (RCoA) are the principal data processors for [28 words unchanged] data, including any of the data disseminated under this Agreement by NHS Digital. England. The Royal College of Anaesthetists role is to act as a data processor for NELA on behalf of HQIP. [1 paragraph unchanged] Data is initially collected via the randomisation system using a specific FLO-ELA ID for each patient. This data is sent to NHS Digital England who will process the data and provide HES and Mortality data linked [17 words unchanged] FLO-ELA Statistician to address the aims and objectives of the research trial. [1 paragraph unchanged] Patient identifiers for participants in the FLO-ELA trial will be collected within [8 words unchanged] sent the file of patient identifiers and the FLO-ELA ID to NHS Digital England for linkage to Mortality fields. Linkage to HES data was undertaken as part of the previous agreement. After linking, NHS Digital England removed all supplied identifiers, leaving only the FLO-ELA ID, Date and Cause of Death. The FLO-ELA team at Queen Mary University London received files from NHS Digital England that contained the HES and Mortality fields, as well as the FLO-ELA ID. [3 paragraphs unchanged] The data received from NHS Digital England will not be linked back to the identifiable NELA database. HES/Mortality data will be linked via FLO-ELA ID to the extracted pseudonymised NELA data. [1 paragraph unchanged] Patient data collected on the randomisation system and sent to NHS Digital England is given an ID number (FLO-ELA ID) to mitigate any risks of reidentification. HES and Mortality data sent from NHS Digital England to PCTU is linked to the FLO-ELA ID rather than identifiable information. [1 paragraph unchanged] No attempt will be made to re-identify individuals from data received from NHS Digital. England. [2 paragraphs unchanged] There will be no data linkage undertaken with NHS Digital England data provided under this agreement that is not already noted in the Agreement. NHS Digital England processes cohort data on behalf of the Controller(s) listed in this data [24 words unchanged] of this agreement in combination with any separate documentation signed by NHS Digital England and the Controllers listed.

Expected output

The main purpose for this extension is to account for the extended timeline of the trial. In 2020 recruitment was paused to allow redeployment of central and local [31 words unchanged] extension with NIHR, this was approved, and resulted in a 24-month extension. [1 paragraph unchanged] The DMEC make recommendations to the Trial Steering Committee (TSC), which has [139 words unchanged] individual level data, nor do they make decisions about how the NHS Digital England Data will be used. Outputs from the final FLO-ELA trial analysis will only include aggregated data. No individual level data received from NHS Digital England will ever leave the safe haven where the analysis is taking place. The following outputs are planned: Final 1st Report to Funder (90 day outcomes) - Jan Spring 2024 Final FLO-ELA Investigators Meeting - summer Autumn 2024 Peer Reviewed Publications - summer 2024 Peer-Reviewed Publications - Autumn 2024 2nd Report to Funder (12 month outcomes) - Spring 2025 Conferences, meetings and wider dissemination work - 2024 2024/2025/2026 ongoing but with particular focus for on the 12 months after trial result publication. In accordance with current practice, appropriately pseudonymised record-level data may be shared [43 words unchanged] at the time of recruitment into the trial. Appropriate approvals from NHS Digital England will also be sought prior to any data sharing. Data will not be shared with other researchers under this version of the Data Sharing Agreement. [1 paragraph unchanged] The study plan to invite all the clinicians and research teams from [18 words unchanged] discuss the findings. Only aggregated outputs will be shared in the findings. The study will also present the work at scientific meetings and congresses. For example, the ͚Annual Congress of Enhanced Recovery and Perioperative Medicine͛ and the ͚Evidence-Based Peri-Operative Medicine͛ conferences. They will also disseminate the aggregated findings through the mainstream media and also through social media (e.g., Twitter) with the support of their patient representatives. The main target audience will be surgeons, anaesthetists and intensive care doctors but also patients and their carer’s. The study will also present the work at scientific meetings and congresses. For example, the ͚Annual Congress of Enhanced Recovery and Perioperative Medicine͛ and the ͚Evidence-Based Peri-Operative Medicine͛ conferences. They will also disseminate the aggregated findings through the mainstream media and also through social media (e.g., Twitter) with the support of their patient representatives. The main target audience will be surgeons, anaesthetists and intensive care doctors but also patients and their carer’s. [5 paragraphs unchanged]

Expected measurable benefits

The FLO-ELA trial will provide the highest level of evidence for this [25 words unchanged] effectiveness. A positive outcome from this trial could change practice across the developed world. NELA would expect rapid translation of this intervention into routine clinical practice within 12-24 months of trial report. This is supported in the UK by the ongoing National Emergency Laparotomy Audit and its parent organisation the Healthcare Quality Improvement Partnership. This quality improvement vehicle will maintain long term engagement and sustained interest in this area with the large number of clinicians involved in the FLO-ELA trial and the wider clinical community after trial completion. developed world. NELA would expect rapid translation of this intervention into routine clinical practice within 12-24 months of trial report. This is supported in the UK by the ongoing National Emergency Laparotomy Audit and its parent organisation the Healthcare Quality Improvement Partnership. This quality improvement vehicle will maintain long term engagement and sustained interest in this area with the large number of clinicians involved in the FLO-ELA trial and the wider clinical community after trial completion. [1 paragraph unchanged] As a definitive pragmatic effectiveness trial, with an intervention delivered by clinicians [77 words unchanged] clinicians to focus on other areas of care for this challenging patient group. group

Benefits reported

Data have been used to prepare DMEC reports on three occasions. The [76 words unchanged] set at 90%). No additional concerns were raised at the most recent DMEC (2020). DMEC. The mortality data have therefore been valuable in enabling the DMEC/trial team [13 words unchanged] related drop in mortality necessitating the switch to a new primary outcome.

Objective for processing

This Data Sharing Agreement permits the retention and processing of the data provided under previous iterations of this Agreement. This is a pragmatic approach to provide an active Agreement whilst enabling University Hospital Southampton NHS Foundation Trust to complete the necessary actions to enable a subsequent application to extend the Agreement meeting all applicable data-sharing standards as published in NHS Digital’s website (see: https://digital.nhs.uk/services/data-access-request-service-dars/dars-guidance).

The lawful basis for processing personal data under the UK GDPR is: Article 6(1)(e) - processing is necessary for the performance of a task carried out in the public interest or in the exercise of official authority vested in the controller;

The lawful basis for processing special category data under the UK GDPR is:Article 9(2)(j) - processing is necessary for archiving purposes in the public interest, scientific or historical research purposes or statistical purposes in accordance with Article 89(1) based on Union or Member State law which shall be proportionate to the aim pursued, respect the essence of the right to data protection and provide for suitable and specific measures to safeguard the fundamental rights and the interests of the data subject.

Queen Mary University London is the sole data processor. The FLO-ELA team at the Pragmatic Clinical Trials Unit (PCTU), Queen Mary University London integrate NELA data with HES and Mortality data for patients recruited into FLO-ELA. Queen Mary University of London is a joint data controller with University of Southampton NHS Foundation Trust (UHSFT). As study Sponsor, UHSFT have overall responsibility for the conduct of the FLO-ELA trial on the clinical side and are involved in making decisions about the outputs and what the data will be used for with QUML and will therefore be a Joint Data Controller. However, they will not process the data under this Agreement as this role has been contracted to PCTU to carry out the data processing.

The Royal College of Anaesthetists (RCoA) are the principal data processors for The National Emergency Laparotomy Audit (NELA) and manage the extraction of the records from the NELA IT system. The Royal College of Anaesthetists (RCoA) cannot access and is not permitted to access FLO-ELA data, including any of the data disseminated under this Agreement by NHS England. The Royal College of Anaesthetists role is to act as a data processor for NELA on behalf of HQIP.

Emergency bowel surgery (laparotomy) is a common major emergency surgical procedure, performed to treat life threatening conditions caused by cancer, infections or previous surgery. Over 30,000 people in England & Wales undergo this surgery annually at a cost of over £650m. Outcomes from emergency bowel surgery are poor; 14% of patients aged over 50 die within a month of surgery, rising to 20% within three months.

The National Emergency Laparotomy Audit (NELA) is hosted by the Royal College of Anaesthetists (RCoA) and is part of the National Clinical Audit and Patient Outcomes Programme (NCAPOP), overseen by the Healthcare Quality Improvement Partnership (HQIP). NELA was commissioned following evidence of a high incidence of death, and a wide variation in the provision of care and mortality, for patients undergoing emergency laparotomy in hospitals across England, Wales and Scotland.

FLO-ELA (FLuid Optimisation in Emergency Laparotomy) is a large randomised clinical trial proposal funded by the National Institute for Health Research Health Technology Assessment (HTA) stream.

NELA is an audit which looks at the improvement of the quality of care for patients undergoing emergency laparotomy (~30,000/yr within the audit) through the provision of high-quality comparative data from all providers of emergency laparotomy surgery. FLO-ELA are using NELA to identify the 100 hospitals which have been invited to participate in FLOELA (~50% of the total NELA group). Patients who are undergoing the procedures at those hospitals will then be invited to consent to the FLO-ELA trial. Through this consent, patients agree that NELA will share pseudonymised data on aspects of their care while in hospital with the FLO-ELA trial, to allow the trial to describe the clinical characteristics and trial-related care of its participants. The audit and the trial are two separate pieces of work which have a clear link.

The FLO-ELA trial aims to determine whether a discrete medical intervention (perioperative cardiac output-guided haemodynamic therapy) reduces deaths after emergency laparotomy when compared with usual care. Although this intervention may be beneficial for patients undergoing planned major surgery, it has not yet been tested in patients undergoing emergency laparotomy. The FLO-ELA trial is being funded by the NIHR HTA Efficient Study Design stream, for trials able to give robust research output at greater pace and scale and/or lower cost than conventional trial designs. FLO-ELA will do this by linking this trial data to NELA data - recruiting a subset of patients eligible for inclusion in NELA, utilising the existing NELA network of hospitals and the NELA webtool and dataset for trial participant data (with ONS/HES follow up). Due to the large participant pool (~8000 patients) of this proposed trial, it is hoped that this will provide the answer to whether this treatment is effective, in a timely and cost-effective fashion. This represents a unique opportunity to generate practice-changing research in a challenging patient group, with the potential to save hundreds of lives every year.

In the future the study will also request HES data. HES data was requested and obtained under Data Sharing Agreement DARS-NIC-60714-M4T1M-V0.29, following consultation with the study health economist, and will be requested in year three of the study subject to an amendment to this agreement. All selected data fields are required for an accurate appraisal of resource-use and cost during the study period. Necessary data minimisation steps are undertaken in order to exclude those fields which are not necessary to answer the research questions: this included fields related to maternal, neonatal (etc.) care.

Trial objectives:

1. To establish whether the use of minimally invasive cardiac output monitoring to guide protocolised administration of intra-venous fluid (goal-directed haemodynamic therapy, GDHT), for patients aged 50 and over undergoing emergency laparotomy will reduce mortality within 90 days of randomisation, when compared with usual care.

2. To determine whether GDHT reduces mortality one year after randomisation, and is cost-effective.

Primary outcome measure

Days Alive and Out of Hospital within 90 days of randomisation (DAOH-90)

Secondary outcome and process measures

*Mortality within 90 days of randomisation

*Mortality within one year of randomisation

*Duration of hospital stay (number of days from randomisation until hospital discharge)

*Duration of stay in a level 2 or level 3 critical care bed within the primary hospital admission

*Hospital readmission as an inpatient (overnight stay) within 90 days from randomisation

Expected output

In 2020 recruitment was paused to allow redeployment of central and local trial teams to clinical service during the COVID pandemic. In addition to the recruiting time lost, many centres had reduced non-COVID research delivery capacity. In early 2021, FLO-ELA applied for an extension with NIHR, this was approved, and resulted in a 24-month extension.

The previous Data Sharing Agreements allowed independent closed analysis of mortality rates in both trial groups (standard care and trial intervention) by the Data Monitoring and Ethics Committee (DMEC) in September 2018, September 2019, November 2020 and Feb 2022. A DMEC is a vital part of trial conduct. It is comprised of independent experts including senior clinical trialists/clinicians and a statistician, appointed by the funder. The DMEC’s remit is to analyse outcomes in both trial groups (without reporting this back to the central trial team) in order to monitor the safety of trial participants throughout the trial.

The DMEC make recommendations to the Trial Steering Committee (TSC), which has a composition defined by the funder with a remit to ensure the trial is conducted to accepted standards. TSC members include senior trialists/clinicians, statisticians and lay representatives. At least 75% of TSC members are independent, i.e., not employed by the same organisations as central project team members or by organisations involved in FLO-ELA trial recruitment. If the DMEC observe a major difference in mortality between the two trial groups they may recommend that the trial is terminated early to prevent more patients being exposed to an inferior treatment. In 2018 they recommended that the trial continued recruitment and requested to next analyse the trial data when ~2000 participants have been recruited into the trial, or approximately annually. This is the main purpose of data requested in this Agreement. Please note that the DMEC do not have access to identifiable individual level data, nor do they make decisions about how the NHS England Data will be used.

Outputs from the final FLO-ELA trial analysis will only include aggregated data. No individual level data received from NHS England will ever leave the safe haven where the analysis is taking place. The following outputs are planned:

1st Report to Funder (90 day outcomes) - Spring 2024

Final FLO-ELA Investigators Meeting - Autumn 2024

Peer-Reviewed Publications - Autumn 2024 2nd Report to Funder (12 month outcomes) - Spring 2025

Conferences, meetings and wider dissemination work - 2024/2025/2026 ongoing but with particular focus for on the 12 months after trial result publication.

In accordance with current practice, appropriately pseudonymised record-level data may be shared with researchers in the future to support further studies in this area such as meta-analysis. This will be subject to the strict data sharing policy in place at the Pragmatic Clinical Trials Unit. Patient consent will be requested for such future data sharing at the time of recruitment into the trial. Appropriate approvals from NHS England will also be sought prior to any data sharing. Data will not be shared with other researchers under this version of the Data Sharing Agreement.

Details of expected outputs: The main scientific report (aggregated / summary data only) will be sent to a high level journal such as the Lancet for their consideration first. Second choices would include the British Medical Journal, the New England Journal of Medicine, and the Journal of the American Medical Association. These are all general interest journals read by a wide range of healthcare workers worldwide.

The study plan to invite all the clinicians and research teams from hospitals that have been involved in the trial to a final FLO-ELA meeting where they will disseminate and discuss the findings. Only aggregated outputs will be shared in the findings. The study will also present the work at scientific meetings and congresses. For example, the ͚Annual Congress of Enhanced Recovery and Perioperative Medicine͛ and the ͚Evidence-Based Peri-Operative Medicine͛ conferences. They will also disseminate the aggregated findings through the mainstream media and also through social media (e.g., Twitter) with the support of their patient representatives. The main target audience will be surgeons, anaesthetists and intensive care doctors but also patients and their carer’s.

A plain English summary of the trial results and any important trial information will be presented here http://www.floela.org/

More broadly, work will be carried out with patient partners and the Patient, Carer and Public Involvement and Engagement group (PCPIE) at the Royal College of Anaesthetists (RCoA) to plan lay-orientated dissemination of the trial results to a non-medical audience. The RCoA PCPIE group was formed to provide high quality guidance on research proposals in the field of perioperative medicine. It is supported by the RCoA department of education and research. The FLO-ELA trial has been supported by the RCoA PCPIE group from the early stages of trial design. During all of the active communication activities outlined above, the study team will ensure that information reaches interested groups in society and that they will engage with them in knowledge-sharing and dialogue.

The Study Team will produce specific reports for healthcare policy makers and advise on the implications of findings and optimal implementation. This will include the Department of Health, Royal Colleges, Commissioners, NICE, NHS Trusts and other stakeholder groups. The dissemination of this information to front line NHS staff will include manuscripts in high impact journals, and through regional, national and international meetings. This process will be assisted by the extensive network support for FLO-ELA, including the UK Perioperative Medicine Clinical Trials Network and trainee research networks. The reach is further extended by engagement of both the anaesthetic and surgical communities.

More specifically, the trial findings will feed rapidly into guidance and audit standard setting by the National Emergency Laparotomy Audit (NELA) and the Royal College of Anaesthetists / Royal College of Surgeons. NELA, a core partner of the FLO-ELA proposal, maintains close communication with a very large community of contributing clinicians and has been highly effective at disseminating the results of its national reports. Comprehensive coverage in mainstream media has previously included newspaper articles (e.g., The Times, The Guardian in print and online), television coverage (BBC Breakfast), radio interviews (BBC Radio 4 Inside Health) and high-profile online news sources (BBC News). This is backed up by strong engagement through social media (@NELANews Twitter account has >1000 followers, @FLOELAtrial has ~700). The study team will build on this previous success and plan on a similar level of engagement through these outlets with the findings of FLO-ELA.

All outputs will contain only data that is aggregated with small numbers suppressed in line with the HES Analysis Guide

Benefits reported

Data have been used to prepare DMEC reports on three occasions. The 4th report is currently being prepared. The first report (2018) did not raise concerns with the DMEC. Data from the second report (2019) highlighted a drop in primary outcome (within 90-day mortality) event rate in aggregated data over the course of the trial that led to a re-evaluation of primary outcome, since a reduced event rate in the Control arm would have rendered the study underpowered in relation to the original sample size calculation (where power set at 90%). No additional concerns were raised at the most recent DMEC. The mortality data have therefore been valuable in enabling the DMEC/trial team to monitor trial safety and in highlighting the above issue of a non-treatment related drop in mortality necessitating the switch to a new primary outcome.

DARS-NIC-60714-M4T1M-v4.3 4 April 2022 to 3 April 2023
Title
FLuid Optimisation in Emergency LAparotomy (FLO-ELA) trial: NIHR HTA ref 15/80/54
Commercial
No
Sublicensing
No
Datasets
5
Files released
0

Datasets: Civil Registrations of Death; Hospital Episode Statistics Admitted Patient Care (HES APC); Hospital Episode Statistics Critical Care (HES Critical Care); MRIS - Cause of Death Report; MRIS - Flagging Current Status Report

What changed from DARS-NIC-60714-M4T1M-v3.2

Text removed is struck through; text added is underlined. Unchanged paragraphs are summarised rather than repeated.

Fields changed from DARS-NIC-60714-M4T1M-v3.2
FieldWasBecame
TitleMR1449 - FLuid Optimisation in Emergency LAparotomy (FLO-ELA) trial: NIHR HTA ref 15/80/54FLuid Optimisation in Emergency LAparotomy (FLO-ELA) trial: NIHR HTA ref 15/80/54
Start date2020-05-292022-04-04
End date2022-02-282023-04-03
Civil Registrations of Death: type of dataAnonymised - ICO Code CompliantIdentifiable

Objective for processing

This Data Sharing Agreement permits the retention of the data provided under previous iterations of this Agreement for an interim period. This is a pragmatic approach to provide an active Agreement whilst enabling University Hospital Southampton NHS Foundation Trust to complete the necessary actions to enable a subsequent application to extend the Agreement meeting all applicable data sharing standards as published in NHS Digital’s website (see: https://digital.nhs.uk/services/data-access-request-service-dars/dars-guidance). [1 paragraph unchanged] As this request is considered special category data, the request is also [53 words unchanged] the data subject (9.2.j.). A Research Ethics Committee has approved the FLO-ELA Trial, with no moral or ethical issues raised by the proposed dissemination of this data, nor harm to the public. Trial. Queen Mary University London is the sole data processor. The FLO-ELA team at the Pragmatic Clinical Trials Unit (PCTU), Queen Mary University London integrate NELA data with HES and Mortality data for patients recruited into FLO-ELA. Queen Mary University of London is a joint data controller with University of Southampton NHS Foundation Trust (UHSFT). As study Sponsor, UHSFT have overall responsibility for the conduct of the FLO-ELA trial on the clinical side and are involved in making decisions about the outputs and what the data will be used for with QUML and will therefore be a Joint Data Controller. However, they will not process the data under this Agreement as this role has been contracted to PCTU to carry out the data processing. The Royal College of Anaesthetists (RCoA) are the principal data processors for NELA and manage the extraction of the records from the NELA IT system. The Royal College of Anaesthetists (RCoA) cannot access and is not permitted to access FLO-ELA data, including any of the data disseminated under this Agreement by NHS Digital. The Royal College of Anaesthetists role is to act as a data processor for NELA on behalf of HQIP. [3 paragraphs unchanged] NELA is an audit which looks at the improvement of the quality of care for patients undergoing emergency laparotomy (~30,000/yr within the audit) through the provision of high quality high-quality comparative data from all providers of emergency laparotomy surgery. FLO-ELA are using [81 words unchanged] trial are two separate pieces of work which have a clear link. The FLO-ELA trial aims to determine whether a discrete medical intervention (perioperative [103 words unchanged] NELA webtool and dataset for trial participant data (with ONS/HES follow up). The study have a trial proposal which will be Due to the large enough participant pool (~8000 patients) of this proposed trial, it is hoped that this will provide the answer to give a definitive answer on whether this treatment is effective, in a timely and cost-effective fashion. This [11 words unchanged] patient group, with the potential to save hundreds of lives every year. In the future the study will also request HES data. HES data was requested and obtained under Data Sharing Agreement DARS-NIC-60714-M4T1M-V0.29, following consultation with the study health economist, and will be requested in year three of the study subject to an amendment to this agreement. All selected data fields are required for an accurate appraisal of resource-use and cost during the study period. Necessary data minimisation steps are undertaken in order to exclude those fields which are not necessary to answer the research questions: this included fields related to maternal, neonatal (etc.) care. [10 paragraphs unchanged]

Processing activities

[1 paragraph unchanged] The FLO-ELA team at the Pragmatic Clinical Trials Unit (PCTU), Queen Mary University London will act as data processors to integrate NELA data with HES and Mortality data for patients recruited into FLO-ELA. Queen Mary University of London also act as joint data controller with University of Southampton NHS Foundation Trust (UHSFT). As study Sponsor, UHSFT have overall responsibility for the conduct of the FLO-ELA trial on the clinical side and are involved in making decisions about the outputs and what the data will be used for with QUML, and will therefore act as Joint Data Controller. However they will not act as a data processor for this application as this role has been contracted to PCTU to carry out the data processing. [2 paragraphs unchanged] Under previous iterations of this agreement Agreement, NHS Digital has provided mortality data has been requested (Flagging Current Status Report and Cause of Death Report) from NHS Digital. Report). This data will have had the patient identifiable data removed but included the FLO-ELA ID will remain. ID. It will then be was sent securely to the designated person who is a member of the FLO-ELA team at PCTU. Once it the Pragmatic Clinical Trials Unit (PCTU), Queen Mary University London. The data has been received, it will be integrated with data collected by the trial team from NELA using the FLO-ELA ID. The FLO-ELA Statistician will then analyse the data to create tables, graphs and other outputs of summarised/aggregated anonymous data with small numbers suppressed. In the future the study will also request HES data. HES data was requested and obtained under Data Sharing Agreement DARS-NIC-60714-M4T1M-V0.29, following consultation with the study health economist, and will be requested in year three of the study subject to an amendment to this agreement. All selected data fields are required for an accurate appraisal of resource-use and cost during the study period. Necessary data minimisation steps are undertaken in order to exclude those fields which are not necessary to answer the research questions: this included fields related to maternal, neonatal (etc.) care. The health economic analysis in the study will combine resource-use data (to estimate the cost of care) and outcomes in terms of quality-of-life to carry out a cost-effectiveness analysis. Initial resource-use during the intervention period will be obtained from routine data recorded in the NELA database. Subsequent resource-use during the follow-up period will be estimated by observing the number of hospital admissions, critical care days, accident & emergency visits and outpatient visits recorded in HES. The quality-of-life outcomes will be estimated by mapping participant characteristics to a different but similar population in a previous study called EPOCH (Enhanced Peri-Operative Care for High-risk patients). No quality-of-life data will be collected from patients in the FLOELA study, and the EPOCH dataset represents a different group of patients from another study. Therefore, this mapping does not involve onward linkage of individuals͛ record-level data to other datasets containing their data. The health economic analysis in the study will combine resource-use data (to estimate the cost of care) and outcomes in terms of quality-of-life to carry out a cost-effectiveness analysis. Initial resource-use during the intervention period will be obtained from routine data recorded in the NELA database. Subsequent resource-use during the follow-up period will be estimated by observing the number of hospital admissions, critical care days, accident & emergency visits and outpatient visits recorded in HES. The quality-of-life outcomes will be estimated by mapping participant characteristics to a different but similar population in a previous study called EPOCH (Enhanced Peri-Operative Care for High-risk patients). No quality-of-life data will be collected from patients in the FLOELA study, and the EPOCH dataset represents a different group of patients from another study. Therefore this mapping does not involve onward linkage of individuals͛ record-level data to other datasets containing their data. [3 paragraphs unchanged] The FLO-ELA team at the Pragmatic Clinical Trials Unit (PCTU), Queen Mary University London will act as data processors to integrate NELA data with HES and Mortality data for patients recruited into [8 words unchanged] by the study sponsor, University Hospital Southampton NHS Foundation Trust. The trust are is involved in making decisions about the outputs and what the data will be used for and is therefore act as a joint data controller. [2 paragraphs unchanged] Patient identifiers for participants in the FLO-ELA trial will be collected within the PCTU trial randomisation system. The FLO-ELA team will send sent the file of patient identifiers and the FLO-ELA ID to NHS Digital for linkage to Mortality fields. Linkage to HES data was ndertaken undertaken as part of the previous agreement. After linking, NHS Digital will remove removed all supplied identifiers, leaving only the FLO-ELA ID, Date and Cause of Death. The FLO-ELA team at Queen Mary University London will receive received files from NHS Digital that contain contained the HES and Mortality fields, as well as the FLO-ELA ID. [1 paragraph unchanged] The NELA data and the HES-Mortality data will also be mapped to [36 words unchanged] identifiers. This mapping process does not involve direct linkage via identifiers or pseudonymisation, pseudonymisation but using broad patient characteristics to estimate EQ-5D-3L scores for FLO-ELA participants. The FLO-ELA team Statisticians and Health Economists who will work on the linked dataset do not have access to the identifiable data set held by the RCoA or any identifiers held locally at hospitals. [3 paragraphs unchanged] Data is not being matched to publically publicly available data. This is not applicable for the FLO-ELA trial. [4 paragraphs unchanged] NHS Digital processes cohort data on behalf of the Controller(s) listed in this data sharing agreement. Such data is supplied under this and/or previous versions of the data sharing agreement. Such processing is carried out under the terms of this agreement in combination with any separate documentation signed by NHS Digital and the Controllers listed.

Expected output

The previous Data Sharing Agreement allowed independent closed analysis of mortality rates in both trial groups (standard care and trial intervention) by the Data Monitoring and Ethics Committee (DMEC) in September 2018. A DMEC is a vital part of trial conduct. It is comprised of independent experts including senior clinical trialists/clinicians and a statistician, appointed by the funder. The DMEC’s remit is to analyse outcomes in both trial groups (without reporting this back to the central trial team) in order to monitor the safety of trial participants throughout the trial. The main purpose for this extension is to account for the extended timeline of the trial. In 2020 recruitment was paused to allow redeployment of central and local trial teams to clinical service during the COVID pandemic. In addition to the recruiting time lost, many centres had reduced non-COVID research delivery capacity. In early 2021, FLO-ELA applied for an extension with NIHR, this was approved, and resulted in a 24-month extension. The DMEC make recommendations to the Trial Steering Committee (TSC), which has a composition defined by the funder with a remit to ensure the trial is conducted to accepted standards. . TSC members include senior trialists/clinicians, statisticians and lay representatives. At least 75% of TSC members are independent, i.e. not employed by the same organisations as central project team members or by organisations involved in FLO-ELA trial recruitment. If the DMEC observe a major difference in mortality between the two trial groups they may recommend that the trial is terminated early to prevent more patients being exposed to an inferior treatment. In 2018 they recommended that the trial continued recruitment, and requested to next analyse the trial data when ~2000 participants have been recruited into the trial, or approximately annually. This is the main purpose of data requested in this renewal. Please note that the DMEC do not have access to identifiable individual level data, nor do they make decisions about how the NHS Digital Data will be used. The previous Data Sharing Agreements allowed independent closed analysis of mortality rates in both trial groups (standard care and trial intervention) by the Data Monitoring and Ethics Committee (DMEC) in September 2018, September 2019, November 2020 and Feb 2022. A DMEC is a vital part of trial conduct. It is comprised of independent experts including senior clinical trialists/clinicians and a statistician, appointed by the funder. The DMEC’s remit is to analyse outcomes in both trial groups (without reporting this back to the central trial team) in order to monitor the safety of trial participants throughout the trial. The DMEC make recommendations to the Trial Steering Committee (TSC), which has a composition defined by the funder with a remit to ensure the trial is conducted to accepted standards. TSC members include senior trialists/clinicians, statisticians and lay representatives. At least 75% of TSC members are independent, i.e., not employed by the same organisations as central project team members or by organisations involved in FLO-ELA trial recruitment. If the DMEC observe a major difference in mortality between the two trial groups they may recommend that the trial is terminated early to prevent more patients being exposed to an inferior treatment. In 2018 they recommended that the trial continued recruitment and requested to next analyse the trial data when ~2000 participants have been recruited into the trial, or approximately annually. This is the main purpose of data requested in this Agreement. Please note that the DMEC do not have access to identifiable individual level data, nor do they make decisions about how the NHS Digital Data will be used. [1 paragraph unchanged] Final Report to Funder - March 2022 Jan 2024 Final FLO-ELA Investigators Meeting - summer 2022 2024 Peer Reviewed Publications - summer 2022 2024 Conferences, meetings and wider dissemination work - 2022 2024 ongoing but with particular focus for on the 12 months after trial result publication. [3 paragraphs unchanged] The study will also present the work at scientific meetings and congresses. For example example, the ͚Annual Congress of Enhanced Recovery and Perioperative Medicine͛ and the ͚Evidence-Based [7 words unchanged] the aggregated findings through the mainstream media and also through social media (e.g. (e.g., Twitter) with the support of their patient representatives. The main target audience will be surgeons, anaesthetists and intensive care doctors but also patients and their carer’s. [1 paragraph unchanged] More broadly, work will be carried out with patient partners and the [64 words unchanged] supported by the RCoA PCPIE group from the early stages of trial design design. During all of the active communication activities outlined above, the study team [8 words unchanged] society and that they will engage with them in knowledge-sharing and dialogue. [1 paragraph unchanged] More specifically specifically, the trial findings will feed rapidly into guidance and audit standard setting [17 words unchanged] Surgeons. NELA, a core partner of the FLO-ELA proposal, maintains close communication with a very large community of contributing clinicians and has been highly effective at disseminating the results of its national reports. Comprehensive coverage in mainstream media has previously included newspaper articles (e.g., The Times, The Guardian in print and online), television coverage (BBC Breakfast), radio interviews (BBC Radio 4 Inside Health) and high-profile online news sources (BBC News). This is backed up by strong engagement through social media (@NELANews Twitter account has >1000 followers, @FLOELAtrial has ~700). The study team will build on this previous success and plan on a similar level of engagement through these outlets with the findings of FLO-ELA. with a very large community of contributing clinicians and has been highly effective at disseminating the results of its national reports. Comprehensive coverage in mainstream media has previously included newspaper articles (e.g. The Times, The Guardian in print and online), television coverage (BBC Breakfast), radio interviews (BBC Radio 4 Inside Health) and high profile online news sources (BBC News). This is backed up by strong engagement through social media (@NELANews Twitter account has >1000 followers, @FLOELAtrial has ~700). The study team will build on this previous success and plan on a similar level of engagement through these outlets with the findings of FLO-ELA. [1 paragraph unchanged]

Benefits reported

With the data received so far, a DMEC report has been produced to evaluate patient safety. The researchers have been able to validate the pre-trial assumptions on mortality rates, giving reassurance that the planned number of participants will be enough to address the main question of the trial. Data have been used to prepare DMEC reports on three occasions. The 4th report is currently being prepared. The first report (2018) did not raise concerns with the DMEC. Data from the second report (2019) highlighted a drop in primary outcome (within 90-day mortality) event rate in aggregated data over the course of the trial that led to a re-evaluation of primary outcome, since a reduced event rate in the Control arm would have rendered the study underpowered in relation to the original sample size calculation (where power set at 90%). No additional concerns were raised at the most recent DMEC (2020). The mortality data have therefore been valuable in enabling the DMEC/trial team to monitor trial safety and in highlighting the above issue of a non-treatment related drop in mortality necessitating the switch to a new primary outcome.

Unchanged: Expected measurable benefits.

Objective for processing

This Data Sharing Agreement permits the retention of the data provided under previous iterations of this Agreement for an interim period. This is a pragmatic approach to provide an active Agreement whilst enabling University Hospital Southampton NHS Foundation Trust to complete the necessary actions to enable a subsequent application to extend the Agreement meeting all applicable data sharing standards as published in NHS Digital’s website (see: https://digital.nhs.uk/services/data-access-request-service-dars/dars-guidance).

This request for data is justified under Article 6 of the General Data Protection Regulation as the data processed is necessary for the performance of a task carried out in the public interest (6.1.e.). The aim of FLO-ELA is to reduce the mortality rate of patients who undergo an emergency laparotomy by comparing two different methods of fluid administration during this surgery. The data requested is necessary to determine whether there is a difference between these two groups and therefore whether the aim has been achieved.

As this request is considered special category data, the request is also covered under Article 9 of the General Data Protection Regulation. The processing of this data is necessary for scientific research purposes and is proportionate to the aim pursued, respects the essence of the right to data protection and provides for suitable and specific measures to safeguard the fundamental rights and the interests of the data subject (9.2.j.). A Research Ethics Committee has approved the FLO-ELA Trial.

Queen Mary University London is the sole data processor. The FLO-ELA team at the Pragmatic Clinical Trials Unit (PCTU), Queen Mary University London integrate NELA data with HES and Mortality data for patients recruited into FLO-ELA. Queen Mary University of London is a joint data controller with University of Southampton NHS Foundation Trust (UHSFT). As study Sponsor, UHSFT have overall responsibility for the conduct of the FLO-ELA trial on the clinical side and are involved in making decisions about the outputs and what the data will be used for with QUML and will therefore be a Joint Data Controller. However, they will not process the data under this Agreement as this role has been contracted to PCTU to carry out the data processing.

The Royal College of Anaesthetists (RCoA) are the principal data processors for NELA and manage the extraction of the records from the NELA IT system. The Royal College of Anaesthetists (RCoA) cannot access and is not permitted to access FLO-ELA data, including any of the data disseminated under this Agreement by NHS Digital. The Royal College of Anaesthetists role is to act as a data processor for NELA on behalf of HQIP.

Emergency bowel surgery (laparotomy) is a common major emergency surgical procedure, performed to treat life threatening conditions caused by cancer, infections or previous surgery. Over 30,000 people in England & Wales undergo this surgery annually at a cost of over £650m. Outcomes from emergency bowel surgery are poor; 14% of patients aged over 50 die within a month of surgery, rising to 20% within three months.

The National Emergency Laparotomy Audit (NELA) is hosted by the Royal College of Anaesthetists (RCoA) and is part of the National Clinical Audit and Patient Outcomes Programme (NCAPOP), overseen by the Healthcare Quality Improvement Partnership (HQIP). NELA was commissioned following evidence of a high incidence of death, and a wide variation in the provision of care and mortality, for patients undergoing emergency laparotomy in hospitals across England, Wales and Scotland.

FLO-ELA (FLuid Optimisation in Emergency LAparotomy) is a large randomised clinical trial proposal funded by the National Institute for Health Research Health Technology Assessment (HTA) stream.

NELA is an audit which looks at the improvement of the quality of care for patients undergoing emergency laparotomy (~30,000/yr within the audit) through the provision of high-quality comparative data from all providers of emergency laparotomy surgery. FLO-ELA are using NELA to identify the 100 hospitals which have been invited to participate in FLOELA (~50% of the total NELA group). Patients who are undergoing the procedures at those hospitals will then be invited to consent to the FLO-ELA trial. Through this consent, patients agree that NELA will share pseudonymised data on aspects of their care while in hospital with the FLO-ELA trial, to allow the trial to describe the clinical characteristics and trial-related care of its participants. The audit and the trial are two separate pieces of work which have a clear link.

The FLO-ELA trial aims to determine whether a discrete medical intervention (perioperative cardiac output-guided haemodynamic therapy) reduces deaths after emergency laparotomy when compared with usual care. Although this intervention may be beneficial for patients undergoing planned major surgery, it has not yet been tested in patients undergoing emergency laparotomy. The FLO-ELA trial is being funded by the NIHR HTA Efficient Study Design stream, for trials able to give robust research output at greater pace and scale and/or lower cost than conventional trial designs. FLO-ELA will do this by linking this trial data to NELA data - recruiting a subset of patients eligible for inclusion in NELA, utilising the existing NELA network of hospitals and the NELA webtool and dataset for trial participant data (with ONS/HES follow up). Due to the large participant pool (~8000 patients) of this proposed trial, it is hoped that this will provide the answer to whether this treatment is effective, in a timely and cost-effective fashion. This represents a unique opportunity to generate practice-changing research in a challenging patient group, with the potential to save hundreds of lives every year.

In the future the study will also request HES data. HES data was requested and obtained under Data Sharing Agreement DARS-NIC-60714-M4T1M-V0.29, following consultation with the study health economist, and will be requested in year three of the study subject to an amendment to this agreement. All selected data fields are required for an accurate appraisal of resource-use and cost during the study period. Necessary data minimisation steps are undertaken in order to exclude those fields which are not necessary to answer the research questions: this included fields related to maternal, neonatal (etc.) care.

Trial objectives:

1. To establish whether the use of minimally invasive cardiac output monitoring to guide protocolised administration of intra-venous fluid (goal-directed haemodynamic therapy, GDHT), for patients aged 50 and over undergoing emergency laparotomy will reduce mortality within 90 days of randomisation, when compared with usual care.

2. To determine whether GDHT reduces mortality one year after randomisation, and is cost-effective.

Primary outcome measure

*Mortality within 90 days of randomisation

Secondary outcome and process measures

*Mortality within one year of randomisation

*Duration of hospital stay (number of days from randomisation until hospital discharge)

*Duration of stay in a level 2 or level 3 critical care bed within the primary hospital admission

*Hospital readmission as an inpatient (overnight stay) within 90 days from randomisation

Expected output

The main purpose for this extension is to account for the extended timeline of the trial. In 2020 recruitment was paused to allow redeployment of central and local trial teams to clinical service during the COVID pandemic. In addition to the recruiting time lost, many centres had reduced non-COVID research delivery capacity. In early 2021, FLO-ELA applied for an extension with NIHR, this was approved, and resulted in a 24-month extension.

The previous Data Sharing Agreements allowed independent closed analysis of mortality rates in both trial groups (standard care and trial intervention) by the Data Monitoring and Ethics Committee (DMEC) in September 2018, September 2019, November 2020 and Feb 2022. A DMEC is a vital part of trial conduct. It is comprised of independent experts including senior clinical trialists/clinicians and a statistician, appointed by the funder. The DMEC’s remit is to analyse outcomes in both trial groups (without reporting this back to the central trial team) in order to monitor the safety of trial participants throughout the trial.

The DMEC make recommendations to the Trial Steering Committee (TSC), which has a composition defined by the funder with a remit to ensure the trial is conducted to accepted standards. TSC members include senior trialists/clinicians, statisticians and lay representatives. At least 75% of TSC members are independent, i.e., not employed by the same organisations as central project team members or by organisations involved in FLO-ELA trial recruitment. If the DMEC observe a major difference in mortality between the two trial groups they may recommend that the trial is terminated early to prevent more patients being exposed to an inferior treatment. In 2018 they recommended that the trial continued recruitment and requested to next analyse the trial data when ~2000 participants have been recruited into the trial, or approximately annually. This is the main purpose of data requested in this Agreement. Please note that the DMEC do not have access to identifiable individual level data, nor do they make decisions about how the NHS Digital Data will be used.

Outputs from the final FLO-ELA trial analysis will only include aggregated data. No individual level data received from NHS Digital will ever leave the safe haven where the analysis is taking place. The following outputs are planned:

Final Report to Funder - Jan 2024

Final FLO-ELA Investigators Meeting - summer 2024

Peer Reviewed Publications - summer 2024

Conferences, meetings and wider dissemination work - 2024 ongoing but with particular focus for on the 12 months after trial result publication.

In accordance with current practice, appropriately pseudonymised record-level data may be shared with researchers in the future to support further studies in this area such as meta-analysis. This will be subject to the strict data sharing policy in place at the Pragmatic Clinical Trials Unit. Patient consent will be requested for such future data sharing at the time of recruitment into the trial. Appropriate approvals from NHS Digital will also be sought prior to any data sharing. Data will not be shared with other researchers under this version of the Data Sharing Agreement.

Details of expected outputs: The main scientific report (aggregated / summary data only) will be sent to a high level journal such as the Lancet for their consideration first. Second choices would include the British Medical Journal, the New England Journal of Medicine, and the Journal of the American Medical Association. These are all general interest journals read by a wide range of healthcare workers worldwide.

The study plan to invite all the clinicians and research teams from hospitals that have been involved in the trial to a final FLO-ELA meeting where they will disseminate and discuss the findings. Only aggregated outputs will be shared in the findings.

The study will also present the work at scientific meetings and congresses. For example, the ͚Annual Congress of Enhanced Recovery and Perioperative Medicine͛ and the ͚Evidence-Based Peri-Operative Medicine͛ conferences. They will also disseminate the aggregated findings through the mainstream media and also through social media (e.g., Twitter) with the support of their patient representatives. The main target audience will be surgeons, anaesthetists and intensive care doctors but also patients and their carer’s.

A plain English summary of the trial results and any important trial information will be presented here http://www.floela.org/

More broadly, work will be carried out with patient partners and the Patient, Carer and Public Involvement and Engagement group (PCPIE) at the Royal College of Anaesthetists (RCoA) to plan lay-orientated dissemination of the trial results to a non-medical audience. The RCoA PCPIE group was formed to provide high quality guidance on research proposals in the field of perioperative medicine. It is supported by the RCoA department of education and research. The FLO-ELA trial has been supported by the RCoA PCPIE group from the early stages of trial design. During all of the active communication activities outlined above, the study team will ensure that information reaches interested groups in society and that they will engage with them in knowledge-sharing and dialogue.

The Study Team will produce specific reports for healthcare policy makers and advise on the implications of findings and optimal implementation. This will include the Department of Health, Royal Colleges, Commissioners, NICE, NHS Trusts and other stakeholder groups. The dissemination of this information to front line NHS staff will include manuscripts in high impact journals, and through regional, national and international meetings. This process will be assisted by the extensive network support for FLO-ELA, including the UK Perioperative Medicine Clinical Trials Network and trainee research networks. The reach is further extended by engagement of both the anaesthetic and surgical communities.

More specifically, the trial findings will feed rapidly into guidance and audit standard setting by the National Emergency Laparotomy Audit (NELA) and the Royal College of Anaesthetists / Royal College of Surgeons. NELA, a core partner of the FLO-ELA proposal, maintains close communication with a very large community of contributing clinicians and has been highly effective at disseminating the results of its national reports. Comprehensive coverage in mainstream media has previously included newspaper articles (e.g., The Times, The Guardian in print and online), television coverage (BBC Breakfast), radio interviews (BBC Radio 4 Inside Health) and high-profile online news sources (BBC News). This is backed up by strong engagement through social media (@NELANews Twitter account has >1000 followers, @FLOELAtrial has ~700). The study team will build on this previous success and plan on a similar level of engagement through these outlets with the findings of FLO-ELA.

All outputs will contain only data that is aggregated with small numbers suppressed in line with the HES Analysis Guide

Benefits reported

Data have been used to prepare DMEC reports on three occasions. The 4th report is currently being prepared. The first report (2018) did not raise concerns with the DMEC. Data from the second report (2019) highlighted a drop in primary outcome (within 90-day mortality) event rate in aggregated data over the course of the trial that led to a re-evaluation of primary outcome, since a reduced event rate in the Control arm would have rendered the study underpowered in relation to the original sample size calculation (where power set at 90%). No additional concerns were raised at the most recent DMEC (2020). The mortality data have therefore been valuable in enabling the DMEC/trial team to monitor trial safety and in highlighting the above issue of a non-treatment related drop in mortality necessitating the switch to a new primary outcome.

DARS-NIC-60714-M4T1M-v3.2 29 May 2020 to 28 February 2022
Title
MR1449 - FLuid Optimisation in Emergency LAparotomy (FLO-ELA) trial: NIHR HTA ref 15/80/54
Commercial
No
Sublicensing
No
Datasets
5
Files released
2

Datasets: Civil Registrations of Death; Hospital Episode Statistics Admitted Patient Care (HES APC); Hospital Episode Statistics Critical Care (HES Critical Care); MRIS - Cause of Death Report; MRIS - Flagging Current Status Report

What changed from DARS-NIC-60714-M4T1M-v2.2

Text removed is struck through; text added is underlined. Unchanged paragraphs are summarised rather than repeated.

Fields changed from DARS-NIC-60714-M4T1M-v2.2
FieldWasBecame
Start date2019-03-012020-05-29

Datasets: + Civil Registrations of Death

Unchanged: Objective for processing, Processing activities, Expected output, Expected measurable benefits, Benefits reported.

Objective for processing

This request for data is justified under Article 6 of the General Data Protection Regulation as the data processed is necessary for the performance of a task carried out in the public interest (6.1.e.). The aim of FLO-ELA is to reduce the mortality rate of patients who undergo an emergency laparotomy by comparing two different methods of fluid administration during this surgery. The data requested is necessary to determine whether there is a difference between these two groups and therefore whether the aim has been achieved.

As this request is considered special category data, the request is also covered under Article 9 of the General Data Protection Regulation. The processing of this data is necessary for scientific research purposes and is proportionate to the aim pursued, respects the essence of the right to data protection and provides for suitable and specific measures to safeguard the fundamental rights and the interests of the data subject (9.2.j.). A Research Ethics Committee has approved the FLO-ELA Trial, with no moral or ethical issues raised by the proposed dissemination of this data, nor harm to the public.

Emergency bowel surgery (laparotomy) is a common major emergency surgical procedure, performed to treat life threatening conditions caused by cancer, infections or previous surgery. Over 30,000 people in England & Wales undergo this surgery annually at a cost of over £650m. Outcomes from emergency bowel surgery are poor; 14% of patients aged over 50 die within a month of surgery, rising to 20% within three months.

The National Emergency Laparotomy Audit (NELA) is hosted by the Royal College of Anaesthetists (RCoA) and is part of the National Clinical Audit and Patient Outcomes Programme (NCAPOP), overseen by the Healthcare Quality Improvement Partnership (HQIP). NELA was commissioned following evidence of a high incidence of death, and a wide variation in the provision of care and mortality, for patients undergoing emergency laparotomy in hospitals across England, Wales and Scotland.

FLO-ELA (FLuid Optimisation in Emergency LAparotomy) is a large randomised clinical trial proposal funded by the National Institute for Health Research Health Technology Assessment (HTA) stream.

NELA is an audit which looks at the improvement of the quality of care for patients undergoing emergency laparotomy (~30,000/yr within the audit) through the provision of high quality comparative data from all providers of emergency laparotomy surgery. FLO-ELA are using NELA to identify the 100 hospitals which have been invited to participate in FLOELA (~50% of the total NELA group). Patients who are undergoing the procedures at those hospitals will then be invited to consent to the FLO-ELA trial. Through this consent, patients agree that NELA will share pseudonymised data on aspects of their care while in hospital with the FLO-ELA trial, to allow the trial to describe the clinical characteristics and trial-related care of its participants. The audit and the trial are two separate pieces of work which have a clear link.

The FLO-ELA trial aims to determine whether a discrete medical intervention (perioperative cardiac output-guided haemodynamic therapy) reduces deaths after emergency laparotomy when compared with usual care. Although this intervention may be beneficial for patients undergoing planned major surgery, it has not yet been tested in patients undergoing emergency laparotomy. The FLO-ELA trial is being funded by the NIHR HTA Efficient Study Design stream, for trials able to give robust research output at greater pace and scale and/or lower cost than conventional trial designs. FLO-ELA will do this by linking this trial data to NELA data - recruiting a subset of patients eligible for inclusion in NELA, utilising the existing NELA network of hospitals and the NELA webtool and dataset for trial participant data (with ONS/HES follow up). The study have a trial proposal which will be large enough (~8000 patients) to give a definitive answer on whether this treatment is effective, in a timely and cost-effective fashion. This represents a unique opportunity to generate practice-changing research in a challenging patient group, with the potential to save hundreds of lives every year.

Trial objectives:

1. To establish whether the use of minimally invasive cardiac output monitoring to guide protocolised administration of intra-venous fluid (goal-directed haemodynamic therapy, GDHT), for patients aged 50 and over undergoing emergency laparotomy will reduce mortality within 90 days of randomisation, when compared with usual care.

2. To determine whether GDHT reduces mortality one year after randomisation, and is cost-effective.

Primary outcome measure

*Mortality within 90 days of randomisation

Secondary outcome and process measures

*Mortality within one year of randomisation

*Duration of hospital stay (number of days from randomisation until hospital discharge)

*Duration of stay in a level 2 or level 3 critical care bed within the primary hospital admission

*Hospital readmission as an inpatient (overnight stay) within 90 days from randomisation

Expected output

The previous Data Sharing Agreement allowed independent closed analysis of mortality rates in both trial groups (standard care and trial intervention) by the Data Monitoring and Ethics Committee (DMEC) in September 2018. A DMEC is a vital part of trial conduct. It is comprised of independent experts including senior clinical trialists/clinicians and a statistician, appointed by the funder. The DMEC’s remit is to analyse outcomes in both trial groups (without reporting this back to the central trial team) in order to monitor the safety of trial participants throughout the trial.

The DMEC make recommendations to the Trial Steering Committee (TSC), which has a composition defined by the funder with a remit to ensure the trial is conducted to accepted standards. . TSC members include senior trialists/clinicians, statisticians and lay representatives. At least 75% of TSC members are independent, i.e. not employed by the same organisations as central project team members or by organisations involved in FLO-ELA trial recruitment. If the DMEC observe a major difference in mortality between the two trial groups they may recommend that the trial is terminated early to prevent more patients being exposed to an inferior treatment. In 2018 they recommended that the trial continued recruitment, and requested to next analyse the trial data when ~2000 participants have been recruited into the trial, or approximately annually. This is the main purpose of data requested in this renewal. Please note that the DMEC do not have access to identifiable individual level data, nor do they make decisions about how the NHS Digital Data will be used.

Outputs from the final FLO-ELA trial analysis will only include aggregated data. No individual level data received from NHS Digital will ever leave the safe haven where the analysis is taking place. The following outputs are planned:

Final Report to Funder - March 2022

Final FLO-ELA Investigators Meeting - summer 2022

Peer Reviewed Publications - summer 2022

Conferences, meetings and wider dissemination work - 2022 ongoing but with particular focus for the 12 months after trial result publication.

In accordance with current practice, appropriately pseudonymised record-level data may be shared with researchers in the future to support further studies in this area such as meta-analysis. This will be subject to the strict data sharing policy in place at the Pragmatic Clinical Trials Unit. Patient consent will be requested for such future data sharing at the time of recruitment into the trial. Appropriate approvals from NHS Digital will also be sought prior to any data sharing. Data will not be shared with other researchers under this version of the Data Sharing Agreement.

Details of expected outputs: The main scientific report (aggregated / summary data only) will be sent to a high level journal such as the Lancet for their consideration first. Second choices would include the British Medical Journal, the New England Journal of Medicine, and the Journal of the American Medical Association. These are all general interest journals read by a wide range of healthcare workers worldwide.

The study plan to invite all the clinicians and research teams from hospitals that have been involved in the trial to a final FLO-ELA meeting where they will disseminate and discuss the findings. Only aggregated outputs will be shared in the findings.

The study will also present the work at scientific meetings and congresses. For example the ͚Annual Congress of Enhanced Recovery and Perioperative Medicine͛ and the ͚Evidence-Based Peri-Operative Medicine͛ conferences. They will also disseminate the aggregated findings through the mainstream media and also through social media (e.g. Twitter) with the support of their patient representatives. The main target audience will be surgeons, anaesthetists and intensive care doctors but also patients and their carer’s.

A plain English summary of the trial results and any important trial information will be presented here http://www.floela.org/

More broadly, work will be carried out with patient partners and the Patient, Carer and Public Involvement and Engagement group (PCPIE) at the Royal College of Anaesthetists (RCoA) to plan lay-orientated dissemination of the trial results to a non-medical audience. The RCoA PCPIE group was formed to provide high quality guidance on research proposals in the field of perioperative medicine. It is supported by the RCoA department of education and research. The FLO-ELA trial has been supported by the RCoA PCPIE group from the early stages of trial design During all of the active communication activities outlined above, the study team will ensure that information reaches interested groups in society and that they will engage with them in knowledge-sharing and dialogue.

The Study Team will produce specific reports for healthcare policy makers and advise on the implications of findings and optimal implementation. This will include the Department of Health, Royal Colleges, Commissioners, NICE, NHS Trusts and other stakeholder groups. The dissemination of this information to front line NHS staff will include manuscripts in high impact journals, and through regional, national and international meetings. This process will be assisted by the extensive network support for FLO-ELA, including the UK Perioperative Medicine Clinical Trials Network and trainee research networks. The reach is further extended by engagement of both the anaesthetic and surgical communities.

More specifically the trial findings will feed rapidly into guidance and audit standard setting by the National Emergency Laparotomy Audit (NELA) and the Royal College of Anaesthetists / Royal College of Surgeons. NELA, a core partner of the FLO-ELA proposal, maintains close communication

with a very large community of contributing clinicians and has been highly effective at disseminating the results of its national reports. Comprehensive coverage in mainstream media has previously

included newspaper articles (e.g. The Times, The Guardian in print and online), television coverage (BBC Breakfast), radio interviews (BBC Radio 4 Inside Health) and high profile online news sources (BBC News). This is backed up by strong engagement through social media (@NELANews Twitter account has >1000 followers, @FLOELAtrial has ~700). The study team will build on this previous success and plan on a similar level of engagement through these outlets with the findings of FLO-ELA.

All outputs will contain only data that is aggregated with small numbers suppressed in line with the HES Analysis Guide

Benefits reported

With the data received so far, a DMEC report has been produced to evaluate patient safety. The researchers have been able to validate the pre-trial assumptions on mortality rates, giving reassurance that the planned number of participants will be enough to address the main question of the trial.

DARS-NIC-60714-M4T1M-v2.2 1 March 2019 to 28 February 2022
Title
MR1449 - FLuid Optimisation in Emergency LAparotomy (FLO-ELA) trial: NIHR HTA ref 15/80/54
Commercial
No
Sublicensing
No
Datasets
4
Files released
0

Datasets: Hospital Episode Statistics Admitted Patient Care (HES APC); Hospital Episode Statistics Critical Care (HES Critical Care); MRIS - Cause of Death Report; MRIS - Flagging Current Status Report

Objective for processing

This request for data is justified under Article 6 of the General Data Protection Regulation as the data processed is necessary for the performance of a task carried out in the public interest (6.1.e.). The aim of FLO-ELA is to reduce the mortality rate of patients who undergo an emergency laparotomy by comparing two different methods of fluid administration during this surgery. The data requested is necessary to determine whether there is a difference between these two groups and therefore whether the aim has been achieved.

As this request is considered special category data, the request is also covered under Article 9 of the General Data Protection Regulation. The processing of this data is necessary for scientific research purposes and is proportionate to the aim pursued, respects the essence of the right to data protection and provides for suitable and specific measures to safeguard the fundamental rights and the interests of the data subject (9.2.j.). A Research Ethics Committee has approved the FLO-ELA Trial, with no moral or ethical issues raised by the proposed dissemination of this data, nor harm to the public.

Emergency bowel surgery (laparotomy) is a common major emergency surgical procedure, performed to treat life threatening conditions caused by cancer, infections or previous surgery. Over 30,000 people in England & Wales undergo this surgery annually at a cost of over £650m. Outcomes from emergency bowel surgery are poor; 14% of patients aged over 50 die within a month of surgery, rising to 20% within three months.

The National Emergency Laparotomy Audit (NELA) is hosted by the Royal College of Anaesthetists (RCoA) and is part of the National Clinical Audit and Patient Outcomes Programme (NCAPOP), overseen by the Healthcare Quality Improvement Partnership (HQIP). NELA was commissioned following evidence of a high incidence of death, and a wide variation in the provision of care and mortality, for patients undergoing emergency laparotomy in hospitals across England, Wales and Scotland.

FLO-ELA (FLuid Optimisation in Emergency LAparotomy) is a large randomised clinical trial proposal funded by the National Institute for Health Research Health Technology Assessment (HTA) stream.

NELA is an audit which looks at the improvement of the quality of care for patients undergoing emergency laparotomy (~30,000/yr within the audit) through the provision of high quality comparative data from all providers of emergency laparotomy surgery. FLO-ELA are using NELA to identify the 100 hospitals which have been invited to participate in FLOELA (~50% of the total NELA group). Patients who are undergoing the procedures at those hospitals will then be invited to consent to the FLO-ELA trial. Through this consent, patients agree that NELA will share pseudonymised data on aspects of their care while in hospital with the FLO-ELA trial, to allow the trial to describe the clinical characteristics and trial-related care of its participants. The audit and the trial are two separate pieces of work which have a clear link.

The FLO-ELA trial aims to determine whether a discrete medical intervention (perioperative cardiac output-guided haemodynamic therapy) reduces deaths after emergency laparotomy when compared with usual care. Although this intervention may be beneficial for patients undergoing planned major surgery, it has not yet been tested in patients undergoing emergency laparotomy. The FLO-ELA trial is being funded by the NIHR HTA Efficient Study Design stream, for trials able to give robust research output at greater pace and scale and/or lower cost than conventional trial designs. FLO-ELA will do this by linking this trial data to NELA data - recruiting a subset of patients eligible for inclusion in NELA, utilising the existing NELA network of hospitals and the NELA webtool and dataset for trial participant data (with ONS/HES follow up). The study have a trial proposal which will be large enough (~8000 patients) to give a definitive answer on whether this treatment is effective, in a timely and cost-effective fashion. This represents a unique opportunity to generate practice-changing research in a challenging patient group, with the potential to save hundreds of lives every year.

Trial objectives:

1. To establish whether the use of minimally invasive cardiac output monitoring to guide protocolised administration of intra-venous fluid (goal-directed haemodynamic therapy, GDHT), for patients aged 50 and over undergoing emergency laparotomy will reduce mortality within 90 days of randomisation, when compared with usual care.

2. To determine whether GDHT reduces mortality one year after randomisation, and is cost-effective.

Primary outcome measure

*Mortality within 90 days of randomisation

Secondary outcome and process measures

*Mortality within one year of randomisation

*Duration of hospital stay (number of days from randomisation until hospital discharge)

*Duration of stay in a level 2 or level 3 critical care bed within the primary hospital admission

*Hospital readmission as an inpatient (overnight stay) within 90 days from randomisation

Expected output

The previous Data Sharing Agreement allowed independent closed analysis of mortality rates in both trial groups (standard care and trial intervention) by the Data Monitoring and Ethics Committee (DMEC) in September 2018. A DMEC is a vital part of trial conduct. It is comprised of independent experts including senior clinical trialists/clinicians and a statistician, appointed by the funder. The DMEC’s remit is to analyse outcomes in both trial groups (without reporting this back to the central trial team) in order to monitor the safety of trial participants throughout the trial.

The DMEC make recommendations to the Trial Steering Committee (TSC), which has a composition defined by the funder with a remit to ensure the trial is conducted to accepted standards. . TSC members include senior trialists/clinicians, statisticians and lay representatives. At least 75% of TSC members are independent, i.e. not employed by the same organisations as central project team members or by organisations involved in FLO-ELA trial recruitment. If the DMEC observe a major difference in mortality between the two trial groups they may recommend that the trial is terminated early to prevent more patients being exposed to an inferior treatment. In 2018 they recommended that the trial continued recruitment, and requested to next analyse the trial data when ~2000 participants have been recruited into the trial, or approximately annually. This is the main purpose of data requested in this renewal. Please note that the DMEC do not have access to identifiable individual level data, nor do they make decisions about how the NHS Digital Data will be used.

Outputs from the final FLO-ELA trial analysis will only include aggregated data. No individual level data received from NHS Digital will ever leave the safe haven where the analysis is taking place. The following outputs are planned:

Final Report to Funder - March 2022

Final FLO-ELA Investigators Meeting - summer 2022

Peer Reviewed Publications - summer 2022

Conferences, meetings and wider dissemination work - 2022 ongoing but with particular focus for the 12 months after trial result publication.

In accordance with current practice, appropriately pseudonymised record-level data may be shared with researchers in the future to support further studies in this area such as meta-analysis. This will be subject to the strict data sharing policy in place at the Pragmatic Clinical Trials Unit. Patient consent will be requested for such future data sharing at the time of recruitment into the trial. Appropriate approvals from NHS Digital will also be sought prior to any data sharing. Data will not be shared with other researchers under this version of the Data Sharing Agreement.

Details of expected outputs: The main scientific report (aggregated / summary data only) will be sent to a high level journal such as the Lancet for their consideration first. Second choices would include the British Medical Journal, the New England Journal of Medicine, and the Journal of the American Medical Association. These are all general interest journals read by a wide range of healthcare workers worldwide.

The study plan to invite all the clinicians and research teams from hospitals that have been involved in the trial to a final FLO-ELA meeting where they will disseminate and discuss the findings. Only aggregated outputs will be shared in the findings.

The study will also present the work at scientific meetings and congresses. For example the ͚Annual Congress of Enhanced Recovery and Perioperative Medicine͛ and the ͚Evidence-Based Peri-Operative Medicine͛ conferences. They will also disseminate the aggregated findings through the mainstream media and also through social media (e.g. Twitter) with the support of their patient representatives. The main target audience will be surgeons, anaesthetists and intensive care doctors but also patients and their carer’s.

A plain English summary of the trial results and any important trial information will be presented here http://www.floela.org/

More broadly, work will be carried out with patient partners and the Patient, Carer and Public Involvement and Engagement group (PCPIE) at the Royal College of Anaesthetists (RCoA) to plan lay-orientated dissemination of the trial results to a non-medical audience. The RCoA PCPIE group was formed to provide high quality guidance on research proposals in the field of perioperative medicine. It is supported by the RCoA department of education and research. The FLO-ELA trial has been supported by the RCoA PCPIE group from the early stages of trial design During all of the active communication activities outlined above, the study team will ensure that information reaches interested groups in society and that they will engage with them in knowledge-sharing and dialogue.

The Study Team will produce specific reports for healthcare policy makers and advise on the implications of findings and optimal implementation. This will include the Department of Health, Royal Colleges, Commissioners, NICE, NHS Trusts and other stakeholder groups. The dissemination of this information to front line NHS staff will include manuscripts in high impact journals, and through regional, national and international meetings. This process will be assisted by the extensive network support for FLO-ELA, including the UK Perioperative Medicine Clinical Trials Network and trainee research networks. The reach is further extended by engagement of both the anaesthetic and surgical communities.

More specifically the trial findings will feed rapidly into guidance and audit standard setting by the National Emergency Laparotomy Audit (NELA) and the Royal College of Anaesthetists / Royal College of Surgeons. NELA, a core partner of the FLO-ELA proposal, maintains close communication

with a very large community of contributing clinicians and has been highly effective at disseminating the results of its national reports. Comprehensive coverage in mainstream media has previously

included newspaper articles (e.g. The Times, The Guardian in print and online), television coverage (BBC Breakfast), radio interviews (BBC Radio 4 Inside Health) and high profile online news sources (BBC News). This is backed up by strong engagement through social media (@NELANews Twitter account has >1000 followers, @FLOELAtrial has ~700). The study team will build on this previous success and plan on a similar level of engagement through these outlets with the findings of FLO-ELA.

All outputs will contain only data that is aggregated with small numbers suppressed in line with the HES Analysis Guide

Benefits reported

With the data received so far, a DMEC report has been produced to evaluate patient safety. The researchers have been able to validate the pre-trial assumptions on mortality rates, giving reassurance that the planned number of participants will be enough to address the main question of the trial.

DARS-NIC-60714-M4T1M-v1.11 1 March 2019 to 28 February 2022
Title
MR1449 - FLuid Optimisation in Emergency LAparotomy (FLO-ELA) trial: NIHR HTA ref 15/80/54
Commercial
No
Sublicensing
No
Datasets
4
Files released
4

Datasets: Hospital Episode Statistics Admitted Patient Care (HES APC); Hospital Episode Statistics Critical Care (HES Critical Care); MRIS - Cause of Death Report; MRIS - Flagging Current Status Report

Objective for processing

This request for data is justified under Article 6 of the General Data Protection Regulation as the data processed is necessary for the performance of a task carried out in the public interest (6.1.e.). The aim of FLO-ELA is to reduce the mortality rate of patients who undergo an emergency laparotomy by comparing two different methods of fluid administration during this surgery. The data requested is necessary to determine whether there is a difference between these two groups and therefore whether the aim has been achieved.

As this request is considered special category data, the request is also covered under Article 9 of the General Data Protection Regulation. The processing of this data is necessary for scientific research purposes and is proportionate to the aim pursued, respects the essence of the right to data protection and provides for suitable and specific measures to safeguard the fundamental rights and the interests of the data subject (9.2.j.). A Research Ethics Committee has approved the FLO-ELA Trial, with no moral or ethical issues raised by the proposed dissemination of this data, nor harm to the public.

Emergency bowel surgery (laparotomy) is a common major emergency surgical procedure, performed to treat life threatening conditions caused by cancer, infections or previous surgery. Over 30,000 people in England & Wales undergo this surgery annually at a cost of over £650m. Outcomes from emergency bowel surgery are poor; 14% of patients aged over 50 die within a month of surgery, rising to 20% within three months.

The National Emergency Laparotomy Audit (NELA) is hosted by the Royal College of Anaesthetists (RCoA) and is part of the National Clinical Audit and Patient Outcomes Programme (NCAPOP), overseen by the Healthcare Quality Improvement Partnership (HQIP). NELA was commissioned following evidence of a high incidence of death, and a wide variation in the provision of care and mortality, for patients undergoing emergency laparotomy in hospitals across England, Wales and Scotland.

FLO-ELA (FLuid Optimisation in Emergency LAparotomy) is a large randomised clinical trial proposal funded by the National Institute for Health Research Health Technology Assessment (HTA) stream.

NELA is an audit which looks at the improvement of the quality of care for patients undergoing emergency laparotomy (~30,000/yr within the audit) through the provision of high quality comparative data from all providers of emergency laparotomy surgery. FLO-ELA are using NELA to identify the 100 hospitals which have been invited to participate in FLOELA (~50% of the total NELA group). Patients who are undergoing the procedures at those hospitals will then be invited to consent to the FLO-ELA trial. Through this consent, patients agree that NELA will share pseudonymised data on aspects of their care while in hospital with the FLO-ELA trial, to allow the trial to describe the clinical characteristics and trial-related care of its participants. The audit and the trial are two separate pieces of work which have a clear link.

The FLO-ELA trial aims to determine whether a discrete medical intervention (perioperative cardiac output-guided haemodynamic therapy) reduces deaths after emergency laparotomy when compared with usual care. Although this intervention may be beneficial for patients undergoing planned major surgery, it has not yet been tested in patients undergoing emergency laparotomy. The FLO-ELA trial is being funded by the NIHR HTA Efficient Study Design stream, for trials able to give robust research output at greater pace and scale and/or lower cost than conventional trial designs. FLO-ELA will do this by linking this trial data to NELA data - recruiting a subset of patients eligible for inclusion in NELA, utilising the existing NELA network of hospitals and the NELA webtool and dataset for trial participant data (with ONS/HES follow up). The study have a trial proposal which will be large enough (~8000 patients) to give a definitive answer on whether this treatment is effective, in a timely and cost-effective fashion. This represents a unique opportunity to generate practice-changing research in a challenging patient group, with the potential to save hundreds of lives every year.

Trial objectives:

1. To establish whether the use of minimally invasive cardiac output monitoring to guide protocolised administration of intra-venous fluid (goal-directed haemodynamic therapy, GDHT), for patients aged 50 and over undergoing emergency laparotomy will reduce mortality within 90 days of randomisation, when compared with usual care.

2. To determine whether GDHT reduces mortality one year after randomisation, and is cost-effective.

Primary outcome measure

*Mortality within 90 days of randomisation

Secondary outcome and process measures

*Mortality within one year of randomisation

*Duration of hospital stay (number of days from randomisation until hospital discharge)

*Duration of stay in a level 2 or level 3 critical care bed within the primary hospital admission

*Hospital readmission as an inpatient (overnight stay) within 90 days from randomisation

Expected output

The previous Data Sharing Agreement allowed independent closed analysis of mortality rates in both trial groups (standard care and trial intervention) by the Data Monitoring and Ethics Committee (DMEC) in September 2018. A DMEC is a vital part of trial conduct. It is comprised of independent experts including senior clinical trialists/clinicians and a statistician, appointed by the funder. The DMEC’s remit is to analyse outcomes in both trial groups (without reporting this back to the central trial team) in order to monitor the safety of trial participants throughout the trial.

The DMEC make recommendations to the Trial Steering Committee (TSC), which has a composition defined by the funder with a remit to ensure the trial is conducted to accepted standards. . TSC members include senior trialists/clinicians, statisticians and lay representatives. At least 75% of TSC members are independent, i.e. not employed by the same organisations as central project team members or by organisations involved in FLO-ELA trial recruitment. If the DMEC observe a major difference in mortality between the two trial groups they may recommend that the trial is terminated early to prevent more patients being exposed to an inferior treatment. In 2018 they recommended that the trial continued recruitment, and requested to next analyse the trial data when ~2000 participants have been recruited into the trial, or approximately annually. This is the main purpose of data requested in this renewal. Please note that the DMEC do not have access to identifiable individual level data, nor do they make decisions about how the NHS Digital Data will be used.

Outputs from the final FLO-ELA trial analysis will only include aggregated data. No individual level data received from NHS Digital will ever leave the safe haven where the analysis is taking place. The following outputs are planned:

Final Report to Funder - March 2022

Final FLO-ELA Investigators Meeting - summer 2022

Peer Reviewed Publications - summer 2022

Conferences, meetings and wider dissemination work - 2022 ongoing but with particular focus for the 12 months after trial result publication.

In accordance with current practice, appropriately pseudonymised record-level data may be shared with researchers in the future to support further studies in this area such as meta-analysis. This will be subject to the strict data sharing policy in place at the Pragmatic Clinical Trials Unit. Patient consent will be requested for such future data sharing at the time of recruitment into the trial. Appropriate approvals from NHS Digital will also be sought prior to any data sharing. Data will not be shared with other researchers under this version of the Data Sharing Agreement.

Details of expected outputs: The main scientific report (aggregated / summary data only) will be sent to a high level journal such as the Lancet for their consideration first. Second choices would include the British Medical Journal, the New England Journal of Medicine, and the Journal of the American Medical Association. These are all general interest journals read by a wide range of healthcare workers worldwide.

The study plan to invite all the clinicians and research teams from hospitals that have been involved in the trial to a final FLO-ELA meeting where they will disseminate and discuss the findings. Only aggregated outputs will be shared in the findings.

The study will also present the work at scientific meetings and congresses. For example the ͚Annual Congress of Enhanced Recovery and Perioperative Medicine͛ and the ͚Evidence-Based Peri-Operative Medicine͛ conferences. They will also disseminate the aggregated findings through the mainstream media and also through social media (e.g. Twitter) with the support of their patient representatives. The main target audience will be surgeons, anaesthetists and intensive care doctors but also patients and their carer’s.

A plain English summary of the trial results and any important trial information will be presented here http://www.floela.org/

More broadly, work will be carried out with patient partners and the Patient, Carer and Public Involvement and Engagement group (PCPIE) at the Royal College of Anaesthetists (RCoA) to plan lay-orientated dissemination of the trial results to a non-medical audience. The RCoA PCPIE group was formed to provide high quality guidance on research proposals in the field of perioperative medicine. It is supported by the RCoA department of education and research. The FLO-ELA trial has been supported by the RCoA PCPIE group from the early stages of trial design During all of the active communication activities outlined above, the study team will ensure that information reaches interested groups in society and that they will engage with them in knowledge-sharing and dialogue.

The Study Team will produce specific reports for healthcare policy makers and advise on the implications of findings and optimal implementation. This will include the Department of Health, Royal Colleges, Commissioners, NICE, NHS Trusts and other stakeholder groups. The dissemination of this information to front line NHS staff will include manuscripts in high impact journals, and through regional, national and international meetings. This process will be assisted by the extensive network support for FLO-ELA, including the UK Perioperative Medicine Clinical Trials Network and trainee research networks. The reach is further extended by engagement of both the anaesthetic and surgical communities.

More specifically the trial findings will feed rapidly into guidance and audit standard setting by the National Emergency Laparotomy Audit (NELA) and the Royal College of Anaesthetists / Royal College of Surgeons. NELA, a core partner of the FLO-ELA proposal, maintains close communication

with a very large community of contributing clinicians and has been highly effective at disseminating the results of its national reports. Comprehensive coverage in mainstream media has previously

included newspaper articles (e.g. The Times, The Guardian in print and online), television coverage (BBC Breakfast), radio interviews (BBC Radio 4 Inside Health) and high profile online news sources (BBC News). This is backed up by strong engagement through social media (@NELANews Twitter account has >1000 followers, @FLOELAtrial has ~700). The study team will build on this previous success and plan on a similar level of engagement through these outlets with the findings of FLO-ELA.

All outputs will contain only data that is aggregated with small numbers suppressed in line with the HES Analysis Guide

Benefits reported

With the data received so far, a DMEC report has been produced to evaluate patient safety. The researchers have been able to validate the pre-trial assumptions on mortality rates, giving reassurance that the planned number of participants will be enough to address the main question of the trial.

Register history

When this agreement appeared in, or was edited in, each monthly edition of the register. Built by comparing every edition this site holds, the earliest of which is July 2021.

"Amended in place" means NHS England changed the record without issuing a new version number. The register publishes no changelog for those edits; this site infers them by comparing editions. An edit is attributed to the edition it first appears in, not to the date it was made.

Cite this page

NHS England (2026) Data Uses Register, September 2026 edition, agreement DARS-NIC-60714-M4T1M, “FLuid Optimisation in Emergency LAparotomy (FLO-ELA) trial”. Read via NHS Data Access Explorer (unofficial), https://healthdatauses.uk/agreements/dars-nic-60714-m4t1m/ (accessed [date]).

This address stays the same, but the page is rebuilt with each monthly edition, so the citation names the edition it shows. Every edition's data is kept in the facts store.

Source: datausesregister_september2026.xlsx, September 2026 edition of the NHS England Data Uses Register. Search that workbook for DARS-NIC-60714-M4T1M to see the original rows.