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LAPH Standard Extract

Devon County Council · Local Authority

In term In term in the September 2026 edition: the latest version runs to 30 June 2029.

Reference
DARS-NIC-11114-J5C4Q
Current version
v9.3
Term of current version
15 May 2026 to 30 June 2029
Start date
Before 1 April 2019
Data controller
Sole Data Controller
Commercial purposes
No
Sublicensing
No
Files released to date
550

Why the data was released

Objective for processing

The data provided by the Pseudonymised HES Extract Service will be used by the Local Authority via Microsoft Azure Cloud in fulfilment of its public health function, specifically to support and improve:

1. the local responsiveness, targeting and value for money of commissioned public health services;

2. the statutory ‘core offer’ public health advice and support provided to local NHS commissioners;

3. the local specificity and relevance of the Joint Strategic Needs Assessments and Health and Wellbeing Strategies produced in collaboration with NHS and voluntary sector partners on the Health and Wellbeing Board;

4. the local focus, responsiveness and timeliness of health impact assessments; and, among other benefits

5. the capability of the local public health intelligence service to undertake comparative longitudinal analyses of patterns of and variations in:

a) the incidence and prevalence of disease and risks to public health;

b) demand for and access to treatment and preventative care services;

c) variations in health outcomes between groups in the population;

d) the level of integration between local health and care services; and

e) the local associations between causal risk factors and health status and outcomes.

The main statutory duties and wider public health responsibilities supporting these processing objectives are as follows:

1. Statutory public health duties that the data will be used to support

a) Duty to improve public health: Analyses of the data will be used to support the duty of the Local Authority under Section 12 of the Health and Social Care Act 2012 to take appropriate steps to improve the health of the population, for example by providing information and advice, services and facilities, and incentives and assistance to encourage and enable people to lead healthier lives;

b) Duty to support Health and Wellbeing Boards: Analyses of the data will be used to support the duty of the Local Authority and the Integrated Care Board (ICB)-led Health and Wellbeing Board under Section 194 of the 2012 Act to improve health and wellbeing, reduce health inequalities, and promote the integration of health and care services; the data will also be used to support the statutory duty of Health and Wellbeing Boards under Section 206 of the 2012 Act to undertake Pharmaceutical Needs Assessments;

c) Duty to produce Joint Strategic Needs Assessments (JSNAs) and Joint Health and Wellbeing Strategies (JHWBs): Analyses of the data will be used to support the duty of the Local Authority under Sections 192 and 193 of the 2012 Act to consult on and publish JSNAs and JHWSs that assess the current and future health and wellbeing needs of the local population;

d) Duty to commission specific public health services: Analyses of the data will be used to support the Local Authority to discharge its duty under the Local Authorities Regulations 2013 to plan and provide NHS Health Check assessments, the National Child Measurement Programme, and open access sexual health services;

e) Duty to provide public health advice to NHS commissioners: Analyses of the data will be used by Local Authorities to discharge its duty under the 2013 Regulations to provide a public health advice service to NHS commissioners;

f) Duty to publish an annual public health report: Analyses of the data will be used by Directors of Public Health to support their duty to prepare and publish an annual report on the health of the local population under Section 31 the 2012 Act;

g) Public Health responses on behalf of the Local Authority to licensing applications and other statutory Local Authority functions requiring public health input: Analyses of the data will be used by the Director of Public Health to support their duty under Part 3 of the National Health Services Act 2006 (as amended by Section 30 of the Health and Social Care Act 2012) to provide the Local Authority’s public health response (as the responsible authority under the Licensing Act 2003, as amended by the Health and Social Care Act 2012 Schedule 5 – Part 1) to licensing applications.

2. Wider public health responsibilities supported by analysis of the data

a) Health impact assessments and equity audits: Analyses of the data will be used to assess the potential impacts on health and the wider social economic and environmental determinants of health of Local Authority strategic plans, policies and services;

b) Local health profiles: Analyses of the data will be used to support the production of locally-commissioned health profiles to improve understanding of the health priorities of local areas and guide strategic commissioning plans by focusing, for example, on:

i. bespoke local geographies (based on the non-standard aggregation of LSOAs);

ii. specific demographic, geographic, ethnic and socio-economic groups in the population;

iii. inequalities in health status, access to treatment and treatment outcomes;

c) Surveillance of trends in health status and health outcomes: Analyses of the data will be used for the longitudinal monitoring of trends in the incidence, prevalence, treatment and outcomes for a wide range of diseases and other risks to public health;

d) Responsive and timely local health intelligence service: Analyses of the data will be used to respond to ad hoc internal and external requests for information and intelligence on the health status and outcomes of the local population generated and received by the Director of Public Health and their team.

These lists of the statutory duties and wider public health responsibilities of the Local Authority are not exhaustive but set the broad parameters for how the data will be used by the Local Authority to help improve and protect public health, and reduce health inequalities. All such use would be in fulfilment of the public health function of the Local Authority.

No identifiable data is requested under this agreement. The data provided would include derived demographic and geographic fields, the standard non-sensitive HES diagnostic and operative fields, and a common (across all Local Authorities) pseudo ID to enable admissions to be linked over time.

Legal Basis - GDPR:

The lawful basis for processing data under GDPR has been reviewed against the guidance provided by IGARD and been assessed as acceptable. The details are:

Article 6(1)(e)

(processing is necessary for the performance of a task in the public interest or in the exercise of official authority vested in the controller)

Public Authority: The Data Protection Act 2018 s7(1)(a) defines ‘public bodies’ for the purpose of the GDPR as “a public authority as defined by the Freedom of Information Act 2000”.

The FOI Act 2000 Part 1, section 3 (1)(a)(i) specifies that a public authority means any body which is listed in Schedule 1.

Schedule 1 of the FOI Act 2000 lists Local authorities within the meaning of the Local Government Act 1972 as public authorities.

‘Public Task’

Local Authorities

Local Authorities have a legal responsibility under Section (1)(2)(3)(4)(5)(6)(7) of the Care Act 2014 to conduct tasks that are in the public interest to:

(1) Promoting individual well-being

(2) Preventing needs for care and support

(3) Promoting integration of care and support with health services etc.

(4) Providing information and advice

(5) Promoting diversity and quality in provision of services

(6) Co-operating generally

(7) Co-operating in specific cases

(8) Duty to meet needs for care and support

The task(s) are necessary (but are by no means an exhaustive list), but provides an indication of the many tasks required under Part 1 of the Care Act 2014 as the council has an obligation to the public to deliver services that are a necessity to the local population - from whom funding is provided to deliver these services/tasks in the form of Council Tax.

Local Authorities have a duty under Section 74 (1)(2)(3)(4) of the NHS Act 2006 to supply goods and services:

(1) In the Local Authorities (Goods and Services) Act 1970 (c. 39) the expression “public body” includes—

(a) any Strategic Health Authority, Special Health Authority or Primary Care Trust, and

(b) so far as relates to his functions under this Act, the Secretary of State.

(2) Subsection (1) has effect as if made by an order under section 1(5) of the Local Authorities (Goods and Services) Act 1970 and may be varied or revoked by such an order.

(3) Each local authority must make services available to each NHS body acting in its area, so far as is reasonably necessary and practicable to enable the NHS body to discharge its functions under this Act.

(4) “Services” means the services of persons employed by the local authority for the purposes of its functions under the Local Authority Social Services Act 1970 (c. 42).

As part of the application process, the requirement for the data requested has been assessed and NHS England is content that it is appropriate, necessary and proportionate for the performance of the task described in the Purpose statement.

‘Necessity’: Throughout the application process, the necessity of the processing for the performance of the task has been assessed. This included but was not limited to ensuring appropriate minimisation of the data to ensure that only the minimum amount of data required are processed. During the application process it has been considered whether the information that the processing aims to determine is already available from other sources or whether the task could be performed using publicly available data or data from alternative sources than NHS England. Consideration has been given to whether the volume of data being requested is proportionate to the expected benefit and, through examination of the expected benefits consideration has been given to whether the task is itself necessary.

Therefore, we are satisfied that this request is appropriate, necessary and proportionate for the performance of the task described in the Purpose statement and that there is no other reasonable means for the data processor to achieve their purpose that is less intrusive to the data subjects.

Article 9(2)(h)

(processing is necessary for the purposes of preventive or occupational medicine, for the assessment of the working capacity of the employee, medical diagnosis, the provision of health or social care or treatment or the management of health or social care systems and services on the basis of Union or Member State law or pursuant to contract with a health professional and subject to the conditions and safeguards referred to in paragraph 3)

• The data are required for the purpose of commissioning.

• The data required by the data controllers is the least intrusive to the data subject possible to be able to conduct their functions.

• The data required for commissioning purposes is pseudonymised by NHS England to minimise the risk of identification.

As part of the standard Data Access Request Service application process:

• the applicant’s technical and organisational measures to safeguard the data have been assessed and meets NHS England’s acceptance criteria;

• the requested data has been assessed as proportionate to the aim pursued;

• respect to the essence of the right to data protection has been assessed (e.g. security assurance, data retention, controls and processing activities, etc.);

• measures to protect the rights and freedoms of data subjects have been assessed including transparency (fair processing) publishing subject’s rights to withdraw consent and/or have their data erased or rectified, etc.

Article 9(3)

(Personal data referred to in paragraph 1 may be processed for the purposes referred to in point (h) of paragraph 2 when those data are processed by or under the responsibility of a professional subject to the obligation of professional secrecy under Union or Member State law or rules established by national competent bodies or by another person also subject to an obligation of secrecy under Union or Member State law or rules established by national competent bodies.)

Legal Basis - Common Law Duty of Confidentiality:

The Data disseminated under this agreement is not considered confidential under the Health and Social Care Act 2012 and therefore is not owed a duty of confidence.

Processing activities

The Pseudonymised HES Extract Service will enable the Local Authority to undertake a wide range of locally-determined and locally-specific analyses to support the effective and efficient discharge of its statutory duties in relation to public health, and wider public health responsibilities.

Access to the data is provided to the Local Authority only, and will only be used for the public health purposes outlined above. The data will be processed by Local Authority employees via Microsoft Azure Cloud in fulfilment of their public health function, and will not be transferred, shared, or otherwise made available to any other third party, including any organisations processing data on behalf of the Local Authority or in connection with their legal function. Such organisations may include Commissioning Support Units, Data Services for Commissioners Regional Offices, any organisation for the purposes of health research, or any Business Intelligence company providing analysis and intelligence services (whether under formal contract or not).

The Local Authority will use the data to produce a range of quantitative measures (counts, crude and standardised rates and ratios) that will form the basis for a range of statistical analyses of the fields contained in the supplied data. Typical uses will include:

1. Analyses of disease incidence, prevalence and trends: The age, sex, LSOA, ethnic group, Indices of Deprivation and diagnosis fields typically will be used to produce directly standardised coronary heart disease admission rates for the Local Authority, and for appropriate benchmark and comparator areas. Confidence intervals will then be produced for these rates, and the rates analysed using statistical process control methods, to determine whether there are any significant variations in the prevalence of heart disease with the Local Authority. The data will also be used to analyse changes over time in the prevalence of heart disease. The results of these analyses will then be used to inform the production of local health profiles, JSNAs and JHWSs; support the ‘core offer’ public health advice provided by the Director of Public Health to NHS commissioners; and advise any enquiries into health inequalities requested by the Health and Wellbeing Board.

2. Analyses of hospital admission rates: The data will also be used, for example, to produce comparative and longitudinal hospital admission rates among children and young people, particularly for injury and self-harm, to support the overarching responsibility of the Local Authority to safeguard and promote the health and welfare of all children and young people under the 1989 and 2004 Children Acts. Statistics based on these analyses will be used by the Director of Public Health to advise the Director of Children’s Services and Lead Member for Children’s Services, and inform and guide the provision of safeguarding services by the Local Authority.

Conditions of supply and controls on use

In addition to those outlined elsewhere within this application, the Local Authorities will:

1. only use the HES/ECDS data for the purposes as outlined in this agreement;

2. comply with the requirements of the Code of Practice on Confidential Information, the Caldicott Principles and other relevant statutory requirements and guidance to protect confidentiality;

3. not attempt any record-level linkage of HES/ECDS data with other data sets held by the Local Authority, or attempt to identify any individuals from the HES/ECDS data;

4. not transfer and disseminate record-level HES/ECDS data to anyone outside the Local Authority or the appropriate instance of Microsoft Azure Cloud;

5. not publish the results of any analyses of the HES/ECDS data unless safely de-identified in line with the anonymisation standard; and

6. Comply with the guidelines set out in the HES Analysis Guide;

7. Ensure role-based control access is in place to manage access to the HES/ECDS data within the Local Authority and Microsoft Azure Cloud.

The Director of Public Health will be the Information Asset Owner for the HES data and be responsible on behalf of the Local Authority to NHS England for ensuring that the data supplied is only used in fulfilment of the approved public health purposes as set out in this application. The Local Authority confirms that the Director of Public Health is a contracted employee to the permanent role within the Local Authority, accountable to the Chief Executive.

Microsoft Azure Cloud will be a data processor to facilitate the fulfilment of the approved public health purposes as set out in this application.

Data retention

A maximum of ten years data will be retained at any point, such that as each new data year is received, the oldest year will be deleted (i.e. at any point in time only ten historic years of data plus the current year may be held). The Local Authority will securely destroy the year’s data within six weeks of receiving the latest annual dataset and provide a data destruction certificate to NHS England.

The historic data will be used by the Local Authority in fulfilment of its public health function, and specifically to:

a) recognise and monitor trends in disease incidence and prevalence and other risks to public health;

b) recognise and monitor trends in treatment patterns, particularly hospital readmissions, and outcomes;

c) recognise and monitor trends in access to treatment and care between demographic, geographic, ethnic and socio-economic groups in the population; and

d) recognise and monitor trends in the association between the wider social, economic and environmental determinants of health and health outcomes for the purpose of informing the planning, commissioning and provision of effective health and care services at a local level.

Expected output

The results of the analyses of the data will be used by the Local Authority to support the discharge of its statutory duties in relation to public health, and wider public health responsibilities. Outputs will include (but not be limited to) the routine and ad hoc production of:

a) Joint Strategic Needs Assessments;

b) Joint Health and Wellbeing Strategies;

c) the annual report of the Director of Public Health;

d) reports commissioned by the Health and Wellbeing Board;

e) public health and wider Local Authority health and wellbeing commissioning strategies and plans;

f) public health advice to NHS commissioners;

g) responses to licensing applications and other statutory Local Authority functions requiring public health input;

h) local health profiles;

i) health impact assessments and equity audits; and, among other outputs

j) responses to internal and external requests for information and intelligence on the health and wellbeing of the population.

k) interactive health and wellbeing tools and dashboards

l) health needs assessments for defined topics, geographies or cohorts

The specific content of and target dates for these outputs will be for the Local Authority to determine, although it is required to comply with national guidance published by the Department of Health and Social Care, UK Health Security Agency and others as appropriate, for example, on the timetable for publishing refreshed JSNAs.

All outputs will be of aggregated data with small numbers suppressed in line with the HES Analysis Guide.

Expected measurable benefits

Access to the data will enable the Local Authority to undertake locally-focused and locally-responsive analyses of health status and health outcomes. For example, the data will be used to produce analyses of health inequalities for non-standard geographies and for specific social or ethnic groups in the local population to help ensure that the health challenges facing the local population – particularly the most disadvantaged – have been identified and responded to appropriately by the Local Authority and its partners.

It is recognised that in fulfilling its public health duties using HES data, the Local Authority will deliver significant benefits. The Local Authority therefore commits in any renewal request to providing additional detail on benefits that relate to their local use of the data.

Benefits reported so far

April 2026

The use of Hospital Episode Statistics (HES) and Emergency Care Data Set (ECDS) by Devon County Council’s Public Health Intelligence Team has delivered demonstrable and ongoing public benefit. Yielded benefits include, but are not limited to, the following:

Strengthening the Joint Strategic Needs Assessment (JSNA) and Joint Health and Wellbeing Strategy (JHWS):

- HES and ECDS data were a core evidence source for the 2025 refresh of the Joint Strategic Needs Assessment (JSNA) and the Joint Health and Wellbeing Strategy (JHWS).

- As part of the JSNA refresh, a new Dimensions of Inequality chapter was developed, applying a consistent analytical lens to hospital admissions and outcomes using HES data.

- This approach enabled more robust analysis of inequalities across deprivation, age, sex, rurality, coastal status, and population group, improving coherence and comparability across JSNA chapters.

- HES‑derived indicators informed the evidence base for JHWS priorities, supporting Health and Wellbeing Board decision‑making and system alignment.

Targeted analysis of rural and coastal health inequalities:

- HES data have been used extensively to examine rural and coastal health outcomes, including patterns of emergency admissions, avoidable admissions, and access to care.

- Small‑area analyses have supported understanding of variation in outcomes between urban, rural, and coastal communities, informing work with the Rural Deprivation Group, Local Care Partnerships (LCPs), and wider system partners.

- This work has contributed directly to local rural‑proofing conversations and place‑based prioritisation.

Priority‑led intelligence aligned to Public Health and ICB priorities:

- Hospital episode data have been used to create and monitor indicators aligned with priority public health areas, including:

* mental health and self‑harm

* alcohol‑related harm

* drug‑related admissions and poisoning

* injuries and falls

* smoking‑related admissions

* respiratory related admissions

- Detailed analysis of cardiovascular disease (CVD)‑related admissions has been undertaken, reflecting CVD as a core priority across the Integrated Care Board (ICB).

- These analyses have examined trends over time and variation by age, sex, deprivation, and geography, supporting prevention, early intervention, and system‑level discussions.

Improved understanding of health outcomes for children in care:

- HES data have been used to develop indicators and analyses focused on children in care, supporting health needs assessments and system understanding of outcomes for this population.

- Comparator measures for the non‑care population were developed using HES data to provide essential context, enabling more meaningful interpretation of differences in hospital admissions and outcomes.

- This approach has strengthened evidence to support prevention, early identification of need, and informed discussions with partners working with children in care.

Flexible, best‑fit geography and place‑based profiling:

- HES data have enabled the creation of bespoke ‘best‑fit’ geographies to align intelligence with local decision‑making needs, including:

* electoral divisions

* towns and settlements

* localities

* priority places and neighbourhoods

- These geographies have been used to produce profiles and analyses that reflect how services are planned and delivered locally, supporting members, commissioners, and partners.

Small‑area dashboard development and accessibility:

- Hospital episode data underpin the development of Small Area Dashboard Profiles, supporting a range of workstreams including the JSNA, JHWS delivery, LCPs, and place‑based programmes.

- Outputs are increasingly disseminated through interactive dashboards and accessible HTML formats, replacing static PDFs, improving usability and compliance with accessibility standards.

Support for commissioning, system planning, and statutory duties:

- HES data continue to support:

* commissioning reviews and service planning

* activity projections and trend analysis for system partners

* health impact assessments and equity audits

* the Director of Public Health Annual Report

* statutory public health advice to NHS commissioners

- Continued access to national‑quality, longitudinal hospital data enables timely, locally responsive intelligence that supports the Local Authority in fulfilling its statutory public health responsibilities and reducing health inequalities.

Datasets on the current version

Legal basis for provision: Health and Social Care Act 2012 – s261(2)(a)

Datasets approved under DARS-NIC-11114-J5C4Q-v9.3
DatasetType of dataSensitivity FrequencyConfidential data
Emergency Care Data Set (ECDS) Anonymised - ICO Code Compliant Sensitive Ongoing Does not include the flow of confidential data
HES-ID to MPS-ID HES Accident and Emergency Anonymised - ICO Code Compliant Non-Sensitive One-Off Does not include the flow of confidential data
HES-ID to MPS-ID HES Admitted Patient Care Anonymised - ICO Code Compliant Non-Sensitive One-Off Does not include the flow of confidential data
HES-ID to MPS-ID HES Outpatients Anonymised - ICO Code Compliant Non-Sensitive One-Off Does not include the flow of confidential data
Hospital Episode Statistics Accident and Emergency (HES A and E) Anonymised - ICO Code Compliant Non-Sensitive Ongoing Does not include the flow of confidential data
Hospital Episode Statistics Admitted Patient Care (HES APC) Anonymised - ICO Code Compliant Non-Sensitive Ongoing Does not include the flow of confidential data
Hospital Episode Statistics Critical Care (HES Critical Care) Anonymised - ICO Code Compliant Non-Sensitive Ongoing Does not include the flow of confidential data
Hospital Episode Statistics Outpatients (HES OP) Anonymised - ICO Code Compliant Non-Sensitive Ongoing Does not include the flow of confidential data

Files released

Files released counts only files released externally by DARS. Access granted in NHS England's own systems, such as its Secure Data Environment, is not included.

Patient opt-outs were not applied to any of the 550 files released under this agreement, across every version. About opt-outs

Files released against version 9.3 of this agreement, summarised by dataset.

Files released under DARS-NIC-11114-J5C4Q-v9.3
DatasetFilesFirst releasedLast releasedOpt-outs applied
Emergency Care Data Set (ECDS)3 June 2026August 2026No
Hospital Episode Statistics Admitted Patient Care (HES APC)3 June 2026August 2026No
Hospital Episode Statistics Critical Care (HES Critical Care)3 June 2026August 2026No
Hospital Episode Statistics Outpatients (HES OP)3 June 2026August 2026No

Version history

The register lists each renewal of this agreement as a separate row. This site has 6 versions — earlier versions existed before this site's records begin.

DARS-NIC-11114-J5C4Q-v9.3 15 May 2026 to 30 June 2029
Title
LAPH Standard Extract
Commercial
No
Sublicensing
No
Datasets
8
Files released
12

Datasets: Emergency Care Data Set (ECDS); HES-ID to MPS-ID HES Accident and Emergency; HES-ID to MPS-ID HES Admitted Patient Care; HES-ID to MPS-ID HES Outpatients; Hospital Episode Statistics Accident and Emergency (HES A and E); Hospital Episode Statistics Admitted Patient Care (HES APC); Hospital Episode Statistics Critical Care (HES Critical Care); Hospital Episode Statistics Outpatients (HES OP)

What changed from DARS-NIC-11114-J5C4Q-v8.5

Text removed is struck through; text added is underlined. Unchanged paragraphs are summarised rather than repeated.

Fields changed from DARS-NIC-11114-J5C4Q-v8.5
FieldWasBecame
Start date2024-08-282026-05-15
End date2026-06-302029-06-30

Benefits reported

Benefits achieved using Hospital Episode Statistics data by the Devon County Council Public Health Intelligence Team include (but are not limited to) the following: April 2026 a) the local disaggregation of public health and NHS outcomes framework indicators and related national measures using hospital episode statistics, including alcohol-related admissions, self-harm, accidental falls, hip fractures and child injuries for inclusion in local outcomes reports. The use of Hospital Episode Statistics (HES) and Emergency Care Data Set (ECDS) by Devon County Council’s Public Health Intelligence Team has delivered demonstrable and ongoing public benefit. Yielded benefits include, but are not limited to, the following: b) detailed investigation of land transport injuries, including location of incident, mode of transport, area of residence, age, sex and deprivation. Strengthening the Joint Strategic Needs Assessment (JSNA) and Joint Health and Wellbeing Strategy (JHWS): c) using historical HES data and forecasting methodologies, the production of activity projections for selected admissions types (smoking, alcohol, falls and overall activity) for the Devon Integrated Care System (ICS). - HES and ECDS data were a core evidence source for the 2025 refresh of the Joint Strategic Needs Assessment (JSNA) and the Joint Health and Wellbeing Strategy (JHWS). d) this data supported the production of a gambling outcomes report in response to a Spotlight review for the Gambling Commission, which included local breakdowns of demographics, admission rates and secondary diagnoses. This report identified pertinent findings. This report was presented to Scrutiny Board and as a result a series of recommendations were made by the committee to the Minister for Arts, Heritage and Tourism with responsibility for gambling. - As part of the JSNA refresh, a new Dimensions of Inequality chapter was developed, applying a consistent analytical lens to hospital admissions and outcomes using HES data. e) the production of JSNA area profiles. Measures drawn from HES include direct age standardised admission rates for emergency admissions, elective admissions, urgent care (A&E) activity, falls admissions, alcohol-related admissions, self-harm admissions. These profiles cover a variety of different geographies which include primary care network, ward level, MSOA and LSOA level. Analyses at a small community level are useful in planning the delivery of local services and highlighting health inequalities at a local level. - This approach enabled more robust analysis of inequalities across deprivation, age, sex, rurality, coastal status, and population group, improving coherence and comparability across JSNA chapters. f) the analysis of hospital activity for health needs assessments. Health needs assessments completed included suicide audit, Armed forces veterans, Cranbrook Health Needs Assessment . This included the creation of local indicators with national comparators for example understanding death occurring in hospital following an intentional self-harm related injury and linking to previous years to understand more upstream opportunities for early intervention, understanding reasons for admissions relating to veterans and outcomes for different groups across Cranbrook in East Devon. - HES‑derived indicators informed the evidence base for JHWS priorities, supporting Health and Wellbeing Board decision‑making and system alignment. g) additional analysis of emergency admissions for ambulatory care sensitive conditions. This includes linear regression and ratios pertaining to small areas across Devon in respect to deprivation and, urban and rural classification. Targeted analysis of rural and coastal health inequalities: h) the detailed and frequent analysis of self-harm related hospital episodes, including analyses by area, sex, age, deprivation, type of self-harm and comparative analysis with similar local authorities nationally to support local decision-making particularly around suicide prevention. - HES data have been used extensively to examine rural and coastal health outcomes, including patterns of emergency admissions, avoidable admissions, and access to care. i) defining catchment areas and activity shares by LSOA for local acute provider trusts to assist with the planning and commissioning of services. - Small‑area analyses have supported understanding of variation in outcomes between urban, rural, and coastal communities, informing work with the Rural Deprivation Group, Local Care Partnerships (LCPs), and wider system partners. j) an analysis of respiratory admissions and indoor housing environment. - This work has contributed directly to local rural‑proofing conversations and place‑based prioritisation. k) production of the annual smoking profile for Devon, including the replication of the complex smoking attributable fractions indicator. Priority‑led intelligence aligned to Public Health and ICB priorities: l) production of the Annual Public Health Report, including analyses of A&E attendances by time of day, self-harm, accidental injuries and alcohol-related admissions. - Hospital episode data have been used to create and monitor indicators aligned with priority public health areas, including: m) production of Pharmaceutical Needs Assessment including an admissions rates spine chart by area showing levels of elective and emergency admissions for all admissions, cancers, circulatory disease, heart disease, stroke, children and young people, alcohol and self-harm. * mental health and self‑harm n) replication of national HES indicators and more detailed analysis around inequalities which now forms part of the Health and Wellbeing Board outcomes reporting to monitor outcomes of the Joint Health and Wellbeing Strategy. * alcohol‑related harm o) Non-fatal drug overdose admissions analysis and more detailed inequalities analyses to support with more upstream preventative interventions across the health system * drug‑related admissions and poisoning p) Malnutrition related admissions analysis and more detailed inequalities analyses to support with more upstream interventions, actions and decisions * injuries and falls The use of HES as the primary source for hospital activity data has also allowed the Devon County Council Public Health Intelligence Team to directly match nationally produced metrics to ensure that local analyses are consistent and accurate. The national coverage and cleansed nature of the dataset allow the team to compare Devon to other areas based on shared characteristics, and also define local analyses based on residence, GP registration, commissioning responsibility and local of hospital. The timeliness of the dataset has also enabled up-to-date information to be used to inform to monitoring of current patterns and activities. * smoking‑related admissions Further to this access to HES enables the calculation of direct age standardised rates for emergency admissions, elective admissions and urgent care; the identification of different geographies and providers; LSOA level data enables aggregation at various levels; the identification of different arrival sources particularly in urgent care; and gives the ability to link across years and the elective and non-elective datasets using a common key. This is particularly helpful when looking at re-admissions for particular conditions and causes, such as self-harm where the ability to determine rates for both admissions and number of individuals affected has been very useful. * respiratory related admissions - Detailed analysis of cardiovascular disease (CVD)‑related admissions has been undertaken, reflecting CVD as a core priority across the Integrated Care Board (ICB). - These analyses have examined trends over time and variation by age, sex, deprivation, and geography, supporting prevention, early intervention, and system‑level discussions. Improved understanding of health outcomes for children in care: - HES data have been used to develop indicators and analyses focused on children in care, supporting health needs assessments and system understanding of outcomes for this population. - Comparator measures for the non‑care population were developed using HES data to provide essential context, enabling more meaningful interpretation of differences in hospital admissions and outcomes. - This approach has strengthened evidence to support prevention, early identification of need, and informed discussions with partners working with children in care. Flexible, best‑fit geography and place‑based profiling: - HES data have enabled the creation of bespoke ‘best‑fit’ geographies to align intelligence with local decision‑making needs, including: * electoral divisions * towns and settlements * localities * priority places and neighbourhoods - These geographies have been used to produce profiles and analyses that reflect how services are planned and delivered locally, supporting members, commissioners, and partners. Small‑area dashboard development and accessibility: - Hospital episode data underpin the development of Small Area Dashboard Profiles, supporting a range of workstreams including the JSNA, JHWS delivery, LCPs, and place‑based programmes. - Outputs are increasingly disseminated through interactive dashboards and accessible HTML formats, replacing static PDFs, improving usability and compliance with accessibility standards. Support for commissioning, system planning, and statutory duties: - HES data continue to support: * commissioning reviews and service planning * activity projections and trend analysis for system partners * health impact assessments and equity audits * the Director of Public Health Annual Report * statutory public health advice to NHS commissioners - Continued access to national‑quality, longitudinal hospital data enables timely, locally responsive intelligence that supports the Local Authority in fulfilling its statutory public health responsibilities and reducing health inequalities.

Unchanged: Objective for processing, Processing activities, Expected output, Expected measurable benefits.

DARS-NIC-11114-J5C4Q-v8.5 28 August 2024 to 30 June 2026
Title
LAPH Standard Extract
Commercial
No
Sublicensing
No
Datasets
8
Files released
88

Datasets: Emergency Care Data Set (ECDS); HES-ID to MPS-ID HES Accident and Emergency; HES-ID to MPS-ID HES Admitted Patient Care; HES-ID to MPS-ID HES Outpatients; Hospital Episode Statistics Accident and Emergency (HES A and E); Hospital Episode Statistics Admitted Patient Care (HES APC); Hospital Episode Statistics Critical Care (HES Critical Care); Hospital Episode Statistics Outpatients (HES OP)

What changed from DARS-NIC-11114-J5C4Q-v7.3

Text removed is struck through; text added is underlined. Unchanged paragraphs are summarised rather than repeated.

Fields changed from DARS-NIC-11114-J5C4Q-v7.3
FieldWasBecame
Start date2023-07-012024-08-28

Objective for processing

The data provided by the Pseudonymised HES Extract Service will be used by the Local Authority via Microsoft Azure Cloud in fulfilment of its public health function, specifically to support and improve: [72 paragraphs unchanged]

Processing activities

[1 paragraph unchanged] Access to the data is provided to the Local Authority only, and will only be used for the public health purposes outlined above. The data will only be processed by Local Authority employees via Microsoft Azure Cloud in fulfilment of their public health function, and will not be transferred, shared, or otherwise made available to any other third party, including any organisations processing data on behalf of the Local [33 words unchanged] company providing analysis and intelligence services (whether under formal contract or not). [8 paragraphs unchanged] 4. not transfer and disseminate record-level HES/ECDS data to anyone outside the Local Authority; Authority or the appropriate instance of Microsoft Azure Cloud; [2 paragraphs unchanged] 7. Ensure role-based control access is in place to manage access to the HES/ECDS data within the Local Authority. Authority and Microsoft Azure Cloud. [1 paragraph unchanged] Microsoft Azure Cloud will be a data processor to facilitate the fulfilment of the approved public health purposes as set out in this application. [7 paragraphs unchanged]

Unchanged: Expected output, Expected measurable benefits, Benefits reported.

Objective for processing

The data provided by the Pseudonymised HES Extract Service will be used by the Local Authority via Microsoft Azure Cloud in fulfilment of its public health function, specifically to support and improve:

1. the local responsiveness, targeting and value for money of commissioned public health services;

2. the statutory ‘core offer’ public health advice and support provided to local NHS commissioners;

3. the local specificity and relevance of the Joint Strategic Needs Assessments and Health and Wellbeing Strategies produced in collaboration with NHS and voluntary sector partners on the Health and Wellbeing Board;

4. the local focus, responsiveness and timeliness of health impact assessments; and, among other benefits

5. the capability of the local public health intelligence service to undertake comparative longitudinal analyses of patterns of and variations in:

a) the incidence and prevalence of disease and risks to public health;

b) demand for and access to treatment and preventative care services;

c) variations in health outcomes between groups in the population;

d) the level of integration between local health and care services; and

e) the local associations between causal risk factors and health status and outcomes.

The main statutory duties and wider public health responsibilities supporting these processing objectives are as follows:

1. Statutory public health duties that the data will be used to support

a) Duty to improve public health: Analyses of the data will be used to support the duty of the Local Authority under Section 12 of the Health and Social Care Act 2012 to take appropriate steps to improve the health of the population, for example by providing information and advice, services and facilities, and incentives and assistance to encourage and enable people to lead healthier lives;

b) Duty to support Health and Wellbeing Boards: Analyses of the data will be used to support the duty of the Local Authority and the Integrated Care Board (ICB)-led Health and Wellbeing Board under Section 194 of the 2012 Act to improve health and wellbeing, reduce health inequalities, and promote the integration of health and care services; the data will also be used to support the statutory duty of Health and Wellbeing Boards under Section 206 of the 2012 Act to undertake Pharmaceutical Needs Assessments;

c) Duty to produce Joint Strategic Needs Assessments (JSNAs) and Joint Health and Wellbeing Strategies (JHWBs): Analyses of the data will be used to support the duty of the Local Authority under Sections 192 and 193 of the 2012 Act to consult on and publish JSNAs and JHWSs that assess the current and future health and wellbeing needs of the local population;

d) Duty to commission specific public health services: Analyses of the data will be used to support the Local Authority to discharge its duty under the Local Authorities Regulations 2013 to plan and provide NHS Health Check assessments, the National Child Measurement Programme, and open access sexual health services;

e) Duty to provide public health advice to NHS commissioners: Analyses of the data will be used by Local Authorities to discharge its duty under the 2013 Regulations to provide a public health advice service to NHS commissioners;

f) Duty to publish an annual public health report: Analyses of the data will be used by Directors of Public Health to support their duty to prepare and publish an annual report on the health of the local population under Section 31 the 2012 Act;

g) Public Health responses on behalf of the Local Authority to licensing applications and other statutory Local Authority functions requiring public health input: Analyses of the data will be used by the Director of Public Health to support their duty under Part 3 of the National Health Services Act 2006 (as amended by Section 30 of the Health and Social Care Act 2012) to provide the Local Authority’s public health response (as the responsible authority under the Licensing Act 2003, as amended by the Health and Social Care Act 2012 Schedule 5 – Part 1) to licensing applications.

2. Wider public health responsibilities supported by analysis of the data

a) Health impact assessments and equity audits: Analyses of the data will be used to assess the potential impacts on health and the wider social economic and environmental determinants of health of Local Authority strategic plans, policies and services;

b) Local health profiles: Analyses of the data will be used to support the production of locally-commissioned health profiles to improve understanding of the health priorities of local areas and guide strategic commissioning plans by focusing, for example, on:

i. bespoke local geographies (based on the non-standard aggregation of LSOAs);

ii. specific demographic, geographic, ethnic and socio-economic groups in the population;

iii. inequalities in health status, access to treatment and treatment outcomes;

c) Surveillance of trends in health status and health outcomes: Analyses of the data will be used for the longitudinal monitoring of trends in the incidence, prevalence, treatment and outcomes for a wide range of diseases and other risks to public health;

d) Responsive and timely local health intelligence service: Analyses of the data will be used to respond to ad hoc internal and external requests for information and intelligence on the health status and outcomes of the local population generated and received by the Director of Public Health and their team.

These lists of the statutory duties and wider public health responsibilities of the Local Authority are not exhaustive but set the broad parameters for how the data will be used by the Local Authority to help improve and protect public health, and reduce health inequalities. All such use would be in fulfilment of the public health function of the Local Authority.

No identifiable data is requested under this agreement. The data provided would include derived demographic and geographic fields, the standard non-sensitive HES diagnostic and operative fields, and a common (across all Local Authorities) pseudo ID to enable admissions to be linked over time.

Legal Basis - GDPR:

The lawful basis for processing data under GDPR has been reviewed against the guidance provided by IGARD and been assessed as acceptable. The details are:

Article 6(1)(e)

(processing is necessary for the performance of a task in the public interest or in the exercise of official authority vested in the controller)

Public Authority: The Data Protection Act 2018 s7(1)(a) defines ‘public bodies’ for the purpose of the GDPR as “a public authority as defined by the Freedom of Information Act 2000”.

The FOI Act 2000 Part 1, section 3 (1)(a)(i) specifies that a public authority means any body which is listed in Schedule 1.

Schedule 1 of the FOI Act 2000 lists Local authorities within the meaning of the Local Government Act 1972 as public authorities.

‘Public Task’

Local Authorities

Local Authorities have a legal responsibility under Section (1)(2)(3)(4)(5)(6)(7) of the Care Act 2014 to conduct tasks that are in the public interest to:

(1) Promoting individual well-being

(2) Preventing needs for care and support

(3) Promoting integration of care and support with health services etc.

(4) Providing information and advice

(5) Promoting diversity and quality in provision of services

(6) Co-operating generally

(7) Co-operating in specific cases

(8) Duty to meet needs for care and support

The task(s) are necessary (but are by no means an exhaustive list), but provides an indication of the many tasks required under Part 1 of the Care Act 2014 as the council has an obligation to the public to deliver services that are a necessity to the local population - from whom funding is provided to deliver these services/tasks in the form of Council Tax.

Local Authorities have a duty under Section 74 (1)(2)(3)(4) of the NHS Act 2006 to supply goods and services:

(1) In the Local Authorities (Goods and Services) Act 1970 (c. 39) the expression “public body” includes—

(a) any Strategic Health Authority, Special Health Authority or Primary Care Trust, and

(b) so far as relates to his functions under this Act, the Secretary of State.

(2) Subsection (1) has effect as if made by an order under section 1(5) of the Local Authorities (Goods and Services) Act 1970 and may be varied or revoked by such an order.

(3) Each local authority must make services available to each NHS body acting in its area, so far as is reasonably necessary and practicable to enable the NHS body to discharge its functions under this Act.

(4) “Services” means the services of persons employed by the local authority for the purposes of its functions under the Local Authority Social Services Act 1970 (c. 42).

As part of the application process, the requirement for the data requested has been assessed and NHS England is content that it is appropriate, necessary and proportionate for the performance of the task described in the Purpose statement.

‘Necessity’: Throughout the application process, the necessity of the processing for the performance of the task has been assessed. This included but was not limited to ensuring appropriate minimisation of the data to ensure that only the minimum amount of data required are processed. During the application process it has been considered whether the information that the processing aims to determine is already available from other sources or whether the task could be performed using publicly available data or data from alternative sources than NHS England. Consideration has been given to whether the volume of data being requested is proportionate to the expected benefit and, through examination of the expected benefits consideration has been given to whether the task is itself necessary.

Therefore, we are satisfied that this request is appropriate, necessary and proportionate for the performance of the task described in the Purpose statement and that there is no other reasonable means for the data processor to achieve their purpose that is less intrusive to the data subjects.

Article 9(2)(h)

(processing is necessary for the purposes of preventive or occupational medicine, for the assessment of the working capacity of the employee, medical diagnosis, the provision of health or social care or treatment or the management of health or social care systems and services on the basis of Union or Member State law or pursuant to contract with a health professional and subject to the conditions and safeguards referred to in paragraph 3)

• The data are required for the purpose of commissioning.

• The data required by the data controllers is the least intrusive to the data subject possible to be able to conduct their functions.

• The data required for commissioning purposes is pseudonymised by NHS England to minimise the risk of identification.

As part of the standard Data Access Request Service application process:

• the applicant’s technical and organisational measures to safeguard the data have been assessed and meets NHS England’s acceptance criteria;

• the requested data has been assessed as proportionate to the aim pursued;

• respect to the essence of the right to data protection has been assessed (e.g. security assurance, data retention, controls and processing activities, etc.);

• measures to protect the rights and freedoms of data subjects have been assessed including transparency (fair processing) publishing subject’s rights to withdraw consent and/or have their data erased or rectified, etc.

Article 9(3)

(Personal data referred to in paragraph 1 may be processed for the purposes referred to in point (h) of paragraph 2 when those data are processed by or under the responsibility of a professional subject to the obligation of professional secrecy under Union or Member State law or rules established by national competent bodies or by another person also subject to an obligation of secrecy under Union or Member State law or rules established by national competent bodies.)

Legal Basis - Common Law Duty of Confidentiality:

The Data disseminated under this agreement is not considered confidential under the Health and Social Care Act 2012 and therefore is not owed a duty of confidence.

Expected output

The results of the analyses of the data will be used by the Local Authority to support the discharge of its statutory duties in relation to public health, and wider public health responsibilities. Outputs will include (but not be limited to) the routine and ad hoc production of:

a) Joint Strategic Needs Assessments;

b) Joint Health and Wellbeing Strategies;

c) the annual report of the Director of Public Health;

d) reports commissioned by the Health and Wellbeing Board;

e) public health and wider Local Authority health and wellbeing commissioning strategies and plans;

f) public health advice to NHS commissioners;

g) responses to licensing applications and other statutory Local Authority functions requiring public health input;

h) local health profiles;

i) health impact assessments and equity audits; and, among other outputs

j) responses to internal and external requests for information and intelligence on the health and wellbeing of the population.

k) interactive health and wellbeing tools and dashboards

l) health needs assessments for defined topics, geographies or cohorts

The specific content of and target dates for these outputs will be for the Local Authority to determine, although it is required to comply with national guidance published by the Department of Health and Social Care, UK Health Security Agency and others as appropriate, for example, on the timetable for publishing refreshed JSNAs.

All outputs will be of aggregated data with small numbers suppressed in line with the HES Analysis Guide.

Benefits reported

Benefits achieved using Hospital Episode Statistics data by the Devon County Council Public Health Intelligence Team include (but are not limited to) the following:

a) the local disaggregation of public health and NHS outcomes framework indicators and related national measures using hospital episode statistics, including alcohol-related admissions, self-harm, accidental falls, hip fractures and child injuries for inclusion in local outcomes reports.

b) detailed investigation of land transport injuries, including location of incident, mode of transport, area of residence, age, sex and deprivation.

c) using historical HES data and forecasting methodologies, the production of activity projections for selected admissions types (smoking, alcohol, falls and overall activity) for the Devon Integrated Care System (ICS).

d) this data supported the production of a gambling outcomes report in response to a Spotlight review for the Gambling Commission, which included local breakdowns of demographics, admission rates and secondary diagnoses. This report identified pertinent findings. This report was presented to Scrutiny Board and as a result a series of recommendations were made by the committee to the Minister for Arts, Heritage and Tourism with responsibility for gambling.

e) the production of JSNA area profiles. Measures drawn from HES include direct age standardised admission rates for emergency admissions, elective admissions, urgent care (A&E) activity, falls admissions, alcohol-related admissions, self-harm admissions. These profiles cover a variety of different geographies which include primary care network, ward level, MSOA and LSOA level. Analyses at a small community level are useful in planning the delivery of local services and highlighting health inequalities at a local level.

f) the analysis of hospital activity for health needs assessments. Health needs assessments completed included suicide audit, Armed forces veterans, Cranbrook Health Needs Assessment . This included the creation of local indicators with national comparators for example understanding death occurring in hospital following an intentional self-harm related injury and linking to previous years to understand more upstream opportunities for early intervention, understanding reasons for admissions relating to veterans and outcomes for different groups across Cranbrook in East Devon.

g) additional analysis of emergency admissions for ambulatory care sensitive conditions. This includes linear regression and ratios pertaining to small areas across Devon in respect to deprivation and, urban and rural classification.

h) the detailed and frequent analysis of self-harm related hospital episodes, including analyses by area, sex, age, deprivation, type of self-harm and comparative analysis with similar local authorities nationally to support local decision-making particularly around suicide prevention.

i) defining catchment areas and activity shares by LSOA for local acute provider trusts to assist with the planning and commissioning of services.

j) an analysis of respiratory admissions and indoor housing environment.

k) production of the annual smoking profile for Devon, including the replication of the complex smoking attributable fractions indicator.

l) production of the Annual Public Health Report, including analyses of A&E attendances by time of day, self-harm, accidental injuries and alcohol-related admissions.

m) production of Pharmaceutical Needs Assessment including an admissions rates spine chart by area showing levels of elective and emergency admissions for all admissions, cancers, circulatory disease, heart disease, stroke, children and young people, alcohol and self-harm.

n) replication of national HES indicators and more detailed analysis around inequalities which now forms part of the Health and Wellbeing Board outcomes reporting to monitor outcomes of the Joint Health and Wellbeing Strategy.

o) Non-fatal drug overdose admissions analysis and more detailed inequalities analyses to support with more upstream preventative interventions across the health system

p) Malnutrition related admissions analysis and more detailed inequalities analyses to support with more upstream interventions, actions and decisions

The use of HES as the primary source for hospital activity data has also allowed the Devon County Council Public Health Intelligence Team to directly match nationally produced metrics to ensure that local analyses are consistent and accurate. The national coverage and cleansed nature of the dataset allow the team to compare Devon to other areas based on shared characteristics, and also define local analyses based on residence, GP registration, commissioning responsibility and local of hospital. The timeliness of the dataset has also enabled up-to-date information to be used to inform to monitoring of current patterns and activities.

Further to this access to HES enables the calculation of direct age standardised rates for emergency admissions, elective admissions and urgent care; the identification of different geographies and providers; LSOA level data enables aggregation at various levels; the identification of different arrival sources particularly in urgent care; and gives the ability to link across years and the elective and non-elective datasets using a common key. This is particularly helpful when looking at re-admissions for particular conditions and causes, such as self-harm where the ability to determine rates for both admissions and number of individuals affected has been very useful.

DARS-NIC-11114-J5C4Q-v7.3 1 July 2023 to 30 June 2026
Title
LAPH Standard Extract
Commercial
No
Sublicensing
No
Datasets
8
Files released
62

Datasets: Emergency Care Data Set (ECDS); HES-ID to MPS-ID HES Accident and Emergency; HES-ID to MPS-ID HES Admitted Patient Care; HES-ID to MPS-ID HES Outpatients; Hospital Episode Statistics Accident and Emergency (HES A and E); Hospital Episode Statistics Admitted Patient Care (HES APC); Hospital Episode Statistics Critical Care (HES Critical Care); Hospital Episode Statistics Outpatients (HES OP)

What changed from DARS-NIC-11114-J5C4Q-v6.3

Text removed is struck through; text added is underlined. Unchanged paragraphs are summarised rather than repeated.

Fields changed from DARS-NIC-11114-J5C4Q-v6.3
FieldWasBecame
Start date2021-04-012023-07-01
End date2023-06-302026-06-30
Emergency Care Data Set (ECDS): legal basisHealth and Social Care Act 2012 - s261 - 'Other dissemination of information'Health and Social Care Act 2012 – s261(2)(a)
HES-ID to MPS-ID HES Accident and Emergency: legal basisHealth and Social Care Act 2012 - s261 - 'Other dissemination of information'Health and Social Care Act 2012 – s261(2)(a)
HES-ID to MPS-ID HES Admitted Patient Care: legal basisHealth and Social Care Act 2012 - s261 - 'Other dissemination of information'Health and Social Care Act 2012 – s261(2)(a)
HES-ID to MPS-ID HES Outpatients: legal basisHealth and Social Care Act 2012 - s261 - 'Other dissemination of information'Health and Social Care Act 2012 – s261(2)(a)
Hospital Episode Statistics Accident and Emergency (HES A and E): legal basisHealth and Social Care Act 2012 - s261 - 'Other dissemination of information'Health and Social Care Act 2012 – s261(2)(a)
Hospital Episode Statistics Admitted Patient Care (HES APC): legal basisHealth and Social Care Act 2012 - s261 - 'Other dissemination of information'Health and Social Care Act 2012 – s261(2)(a)
Hospital Episode Statistics Critical Care (HES Critical Care): legal basisHealth and Social Care Act 2012 - s261 - 'Other dissemination of information'Health and Social Care Act 2012 – s261(2)(a)
Hospital Episode Statistics Outpatients (HES OP): legal basisHealth and Social Care Act 2012 - s261 - 'Other dissemination of information'Health and Social Care Act 2012 – s261(2)(a)

Objective for processing

The data provided by the Pseudonymised HES Extract Service will be used by the Local Authorities Authority in fulfilment of its public health function, specifically to support and improve: [13 paragraphs unchanged] b) Duty to support Health and Wellbeing Boards: Analyses of the data will be used to support the duty of the Local Authority and the Clinical Commissioning Group (CCG)-led Integrated Care Board (ICB)-led Health and Wellbeing Board under Section 194 of the 2012 Act to [32 words unchanged] under Section 206 of the 2012 Act to undertake Pharmaceutical Needs Assessments; [7 paragraphs unchanged] b) Local health profiles: Analyses of the data will be used to support the production of locally-commissioned health profiles to improve understand understanding of the health priorities of local areas and guide strategic commissioning plans by focusing, for example, on: [6 paragraphs unchanged] No sensitive identifiable data is requested under this application. agreement. The data provided would include derived demographic and geographic fields, the standard non-sensitive HES diagnostic and operative fields, and a common (across all Local Authorities) pseudo HESID ID to enable admissions to be linked over time. Legal Basis - GDPR: The lawful basis for processing data under GDPR has been reviewed against the guidance provided by IGARD and been assessed as acceptable. The details are: Article 6(1)(e) (processing is necessary for the performance of a task in the public interest or in the exercise of official authority vested in the controller) Public Authority: The Data Protection Act 2018 s7(1)(a) defines ‘public bodies’ for the purpose of the GDPR as “a public authority as defined by the Freedom of Information Act 2000”. The FOI Act 2000 Part 1, section 3 (1)(a)(i) specifies that a public authority means any body which is listed in Schedule 1. Schedule 1 of the FOI Act 2000 lists Local authorities within the meaning of the Local Government Act 1972 as public authorities. ‘Public Task’ Local Authorities Local Authorities have a legal responsibility under Section (1)(2)(3)(4)(5)(6)(7) of the Care Act 2014 to conduct tasks that are in the public interest to: (1) Promoting individual well-being (2) Preventing needs for care and support (3) Promoting integration of care and support with health services etc. (4) Providing information and advice (5) Promoting diversity and quality in provision of services (6) Co-operating generally (7) Co-operating in specific cases (8) Duty to meet needs for care and support The task(s) are necessary (but are by no means an exhaustive list), but provides an indication of the many tasks required under Part 1 of the Care Act 2014 as the council has an obligation to the public to deliver services that are a necessity to the local population - from whom funding is provided to deliver these services/tasks in the form of Council Tax. Local Authorities have a duty under Section 74 (1)(2)(3)(4) of the NHS Act 2006 to supply goods and services: (1) In the Local Authorities (Goods and Services) Act 1970 (c. 39) the expression “public body” includes— (a) any Strategic Health Authority, Special Health Authority or Primary Care Trust, and (b) so far as relates to his functions under this Act, the Secretary of State. (2) Subsection (1) has effect as if made by an order under section 1(5) of the Local Authorities (Goods and Services) Act 1970 and may be varied or revoked by such an order. (3) Each local authority must make services available to each NHS body acting in its area, so far as is reasonably necessary and practicable to enable the NHS body to discharge its functions under this Act. (4) “Services” means the services of persons employed by the local authority for the purposes of its functions under the Local Authority Social Services Act 1970 (c. 42). As part of the application process, the requirement for the data requested has been assessed and NHS England is content that it is appropriate, necessary and proportionate for the performance of the task described in the Purpose statement. ‘Necessity’: Throughout the application process, the necessity of the processing for the performance of the task has been assessed. This included but was not limited to ensuring appropriate minimisation of the data to ensure that only the minimum amount of data required are processed. During the application process it has been considered whether the information that the processing aims to determine is already available from other sources or whether the task could be performed using publicly available data or data from alternative sources than NHS England. Consideration has been given to whether the volume of data being requested is proportionate to the expected benefit and, through examination of the expected benefits consideration has been given to whether the task is itself necessary. Therefore, we are satisfied that this request is appropriate, necessary and proportionate for the performance of the task described in the Purpose statement and that there is no other reasonable means for the data processor to achieve their purpose that is less intrusive to the data subjects. Article 9(2)(h) (processing is necessary for the purposes of preventive or occupational medicine, for the assessment of the working capacity of the employee, medical diagnosis, the provision of health or social care or treatment or the management of health or social care systems and services on the basis of Union or Member State law or pursuant to contract with a health professional and subject to the conditions and safeguards referred to in paragraph 3) • The data are required for the purpose of commissioning. • The data required by the data controllers is the least intrusive to the data subject possible to be able to conduct their functions. • The data required for commissioning purposes is pseudonymised by NHS England to minimise the risk of identification. As part of the standard Data Access Request Service application process: • the applicant’s technical and organisational measures to safeguard the data have been assessed and meets NHS England’s acceptance criteria; • the requested data has been assessed as proportionate to the aim pursued; • respect to the essence of the right to data protection has been assessed (e.g. security assurance, data retention, controls and processing activities, etc.); • measures to protect the rights and freedoms of data subjects have been assessed including transparency (fair processing) publishing subject’s rights to withdraw consent and/or have their data erased or rectified, etc. Article 9(3) (Personal data referred to in paragraph 1 may be processed for the purposes referred to in point (h) of paragraph 2 when those data are processed by or under the responsibility of a professional subject to the obligation of professional secrecy under Union or Member State law or rules established by national competent bodies or by another person also subject to an obligation of secrecy under Union or Member State law or rules established by national competent bodies.) Legal Basis - Common Law Duty of Confidentiality: The Data disseminated under this agreement is not considered confidential under the Health and Social Care Act 2012 and therefore is not owed a duty of confidence.

Processing activities

[7 paragraphs unchanged] 1. only use the HES HES/ECDS data for the purposes as outlined in this agreement; 2. comply with the requirements of NHS Digital the Code of Practice on Confidential Information, the Caldicott Principles and other relevant statutory requirements and guidance to protect confidentiality; 3. not attempt any record-level linkage of HES HES/ECDS data with other data sets held by the Local Authority, or attempt to identify any individuals from the HES HES/ECDS data; 4. not transfer and disseminate record-level HES HES/ECDS data to anyone outside the Local Authority; 5. not publish the results of any analyses of the HES HES/ECDS data unless safely de-identified in line with the anonymisation standard; and [1 paragraph unchanged] 7. ensure Ensure role-based control access is in place to manage access to the HES HES/ECDS data within the Local Authority. The Director of Public Health will be the Information Asset Owner for the HES data and be responsible on behalf of the Local Authority to NHS Digital England for ensuring that the data supplied is only used in fulfilment of [26 words unchanged] the permanent role within the Local Authority, accountable to the Chief Executive. [1 paragraph unchanged] A maximum of ten years data will be retained at any point, [48 words unchanged] the latest annual dataset and provide a data destruction certificate to NHS Digital. England. [4 paragraphs unchanged] d) recognise and monitor trends in the association between the wider social, economic and environmental determinants of health and health outcomes for the purpose of informing the planning, commissioning and provision of effective health and care services at a local level. for the purpose of informing the planning, commissioning and provision of effective health and care services at a local level.

Expected output

[11 paragraphs unchanged] k) interactive health and wellbeing tools and dashboards [1 paragraph unchanged] The specific content of and target dates for these outputs will be [8 words unchanged] is required to comply with national guidance published by the Department of Health, Public Health England and Social Care, UK Health Security Agency and others as appropriate, for example, on the timetable for publishing refreshed JSNAs. [1 paragraph unchanged]

Benefits reported

FEB 2021 [15 paragraphs unchanged] o) Non-fatal drug overdose admissions analysis and more detailed inequalities analyses to support with more upstream preventative interventions across the health system p) Malnutrition related admissions analysis and more detailed inequalities analyses to support with more upstream interventions, actions and decisions [2 paragraphs unchanged]

Unchanged: Expected measurable benefits.

Objective for processing

The data provided by the Pseudonymised HES Extract Service will be used by the Local Authority in fulfilment of its public health function, specifically to support and improve:

1. the local responsiveness, targeting and value for money of commissioned public health services;

2. the statutory ‘core offer’ public health advice and support provided to local NHS commissioners;

3. the local specificity and relevance of the Joint Strategic Needs Assessments and Health and Wellbeing Strategies produced in collaboration with NHS and voluntary sector partners on the Health and Wellbeing Board;

4. the local focus, responsiveness and timeliness of health impact assessments; and, among other benefits

5. the capability of the local public health intelligence service to undertake comparative longitudinal analyses of patterns of and variations in:

a) the incidence and prevalence of disease and risks to public health;

b) demand for and access to treatment and preventative care services;

c) variations in health outcomes between groups in the population;

d) the level of integration between local health and care services; and

e) the local associations between causal risk factors and health status and outcomes.

The main statutory duties and wider public health responsibilities supporting these processing objectives are as follows:

1. Statutory public health duties that the data will be used to support

a) Duty to improve public health: Analyses of the data will be used to support the duty of the Local Authority under Section 12 of the Health and Social Care Act 2012 to take appropriate steps to improve the health of the population, for example by providing information and advice, services and facilities, and incentives and assistance to encourage and enable people to lead healthier lives;

b) Duty to support Health and Wellbeing Boards: Analyses of the data will be used to support the duty of the Local Authority and the Integrated Care Board (ICB)-led Health and Wellbeing Board under Section 194 of the 2012 Act to improve health and wellbeing, reduce health inequalities, and promote the integration of health and care services; the data will also be used to support the statutory duty of Health and Wellbeing Boards under Section 206 of the 2012 Act to undertake Pharmaceutical Needs Assessments;

c) Duty to produce Joint Strategic Needs Assessments (JSNAs) and Joint Health and Wellbeing Strategies (JHWBs): Analyses of the data will be used to support the duty of the Local Authority under Sections 192 and 193 of the 2012 Act to consult on and publish JSNAs and JHWSs that assess the current and future health and wellbeing needs of the local population;

d) Duty to commission specific public health services: Analyses of the data will be used to support the Local Authority to discharge its duty under the Local Authorities Regulations 2013 to plan and provide NHS Health Check assessments, the National Child Measurement Programme, and open access sexual health services;

e) Duty to provide public health advice to NHS commissioners: Analyses of the data will be used by Local Authorities to discharge its duty under the 2013 Regulations to provide a public health advice service to NHS commissioners;

f) Duty to publish an annual public health report: Analyses of the data will be used by Directors of Public Health to support their duty to prepare and publish an annual report on the health of the local population under Section 31 the 2012 Act;

g) Public Health responses on behalf of the Local Authority to licensing applications and other statutory Local Authority functions requiring public health input: Analyses of the data will be used by the Director of Public Health to support their duty under Part 3 of the National Health Services Act 2006 (as amended by Section 30 of the Health and Social Care Act 2012) to provide the Local Authority’s public health response (as the responsible authority under the Licensing Act 2003, as amended by the Health and Social Care Act 2012 Schedule 5 – Part 1) to licensing applications.

2. Wider public health responsibilities supported by analysis of the data

a) Health impact assessments and equity audits: Analyses of the data will be used to assess the potential impacts on health and the wider social economic and environmental determinants of health of Local Authority strategic plans, policies and services;

b) Local health profiles: Analyses of the data will be used to support the production of locally-commissioned health profiles to improve understanding of the health priorities of local areas and guide strategic commissioning plans by focusing, for example, on:

i. bespoke local geographies (based on the non-standard aggregation of LSOAs);

ii. specific demographic, geographic, ethnic and socio-economic groups in the population;

iii. inequalities in health status, access to treatment and treatment outcomes;

c) Surveillance of trends in health status and health outcomes: Analyses of the data will be used for the longitudinal monitoring of trends in the incidence, prevalence, treatment and outcomes for a wide range of diseases and other risks to public health;

d) Responsive and timely local health intelligence service: Analyses of the data will be used to respond to ad hoc internal and external requests for information and intelligence on the health status and outcomes of the local population generated and received by the Director of Public Health and their team.

These lists of the statutory duties and wider public health responsibilities of the Local Authority are not exhaustive but set the broad parameters for how the data will be used by the Local Authority to help improve and protect public health, and reduce health inequalities. All such use would be in fulfilment of the public health function of the Local Authority.

No identifiable data is requested under this agreement. The data provided would include derived demographic and geographic fields, the standard non-sensitive HES diagnostic and operative fields, and a common (across all Local Authorities) pseudo ID to enable admissions to be linked over time.

Legal Basis - GDPR:

The lawful basis for processing data under GDPR has been reviewed against the guidance provided by IGARD and been assessed as acceptable. The details are:

Article 6(1)(e)

(processing is necessary for the performance of a task in the public interest or in the exercise of official authority vested in the controller)

Public Authority: The Data Protection Act 2018 s7(1)(a) defines ‘public bodies’ for the purpose of the GDPR as “a public authority as defined by the Freedom of Information Act 2000”.

The FOI Act 2000 Part 1, section 3 (1)(a)(i) specifies that a public authority means any body which is listed in Schedule 1.

Schedule 1 of the FOI Act 2000 lists Local authorities within the meaning of the Local Government Act 1972 as public authorities.

‘Public Task’

Local Authorities

Local Authorities have a legal responsibility under Section (1)(2)(3)(4)(5)(6)(7) of the Care Act 2014 to conduct tasks that are in the public interest to:

(1) Promoting individual well-being

(2) Preventing needs for care and support

(3) Promoting integration of care and support with health services etc.

(4) Providing information and advice

(5) Promoting diversity and quality in provision of services

(6) Co-operating generally

(7) Co-operating in specific cases

(8) Duty to meet needs for care and support

The task(s) are necessary (but are by no means an exhaustive list), but provides an indication of the many tasks required under Part 1 of the Care Act 2014 as the council has an obligation to the public to deliver services that are a necessity to the local population - from whom funding is provided to deliver these services/tasks in the form of Council Tax.

Local Authorities have a duty under Section 74 (1)(2)(3)(4) of the NHS Act 2006 to supply goods and services:

(1) In the Local Authorities (Goods and Services) Act 1970 (c. 39) the expression “public body” includes—

(a) any Strategic Health Authority, Special Health Authority or Primary Care Trust, and

(b) so far as relates to his functions under this Act, the Secretary of State.

(2) Subsection (1) has effect as if made by an order under section 1(5) of the Local Authorities (Goods and Services) Act 1970 and may be varied or revoked by such an order.

(3) Each local authority must make services available to each NHS body acting in its area, so far as is reasonably necessary and practicable to enable the NHS body to discharge its functions under this Act.

(4) “Services” means the services of persons employed by the local authority for the purposes of its functions under the Local Authority Social Services Act 1970 (c. 42).

As part of the application process, the requirement for the data requested has been assessed and NHS England is content that it is appropriate, necessary and proportionate for the performance of the task described in the Purpose statement.

‘Necessity’: Throughout the application process, the necessity of the processing for the performance of the task has been assessed. This included but was not limited to ensuring appropriate minimisation of the data to ensure that only the minimum amount of data required are processed. During the application process it has been considered whether the information that the processing aims to determine is already available from other sources or whether the task could be performed using publicly available data or data from alternative sources than NHS England. Consideration has been given to whether the volume of data being requested is proportionate to the expected benefit and, through examination of the expected benefits consideration has been given to whether the task is itself necessary.

Therefore, we are satisfied that this request is appropriate, necessary and proportionate for the performance of the task described in the Purpose statement and that there is no other reasonable means for the data processor to achieve their purpose that is less intrusive to the data subjects.

Article 9(2)(h)

(processing is necessary for the purposes of preventive or occupational medicine, for the assessment of the working capacity of the employee, medical diagnosis, the provision of health or social care or treatment or the management of health or social care systems and services on the basis of Union or Member State law or pursuant to contract with a health professional and subject to the conditions and safeguards referred to in paragraph 3)

• The data are required for the purpose of commissioning.

• The data required by the data controllers is the least intrusive to the data subject possible to be able to conduct their functions.

• The data required for commissioning purposes is pseudonymised by NHS England to minimise the risk of identification.

As part of the standard Data Access Request Service application process:

• the applicant’s technical and organisational measures to safeguard the data have been assessed and meets NHS England’s acceptance criteria;

• the requested data has been assessed as proportionate to the aim pursued;

• respect to the essence of the right to data protection has been assessed (e.g. security assurance, data retention, controls and processing activities, etc.);

• measures to protect the rights and freedoms of data subjects have been assessed including transparency (fair processing) publishing subject’s rights to withdraw consent and/or have their data erased or rectified, etc.

Article 9(3)

(Personal data referred to in paragraph 1 may be processed for the purposes referred to in point (h) of paragraph 2 when those data are processed by or under the responsibility of a professional subject to the obligation of professional secrecy under Union or Member State law or rules established by national competent bodies or by another person also subject to an obligation of secrecy under Union or Member State law or rules established by national competent bodies.)

Legal Basis - Common Law Duty of Confidentiality:

The Data disseminated under this agreement is not considered confidential under the Health and Social Care Act 2012 and therefore is not owed a duty of confidence.

Expected output

The results of the analyses of the data will be used by the Local Authority to support the discharge of its statutory duties in relation to public health, and wider public health responsibilities. Outputs will include (but not be limited to) the routine and ad hoc production of:

a) Joint Strategic Needs Assessments;

b) Joint Health and Wellbeing Strategies;

c) the annual report of the Director of Public Health;

d) reports commissioned by the Health and Wellbeing Board;

e) public health and wider Local Authority health and wellbeing commissioning strategies and plans;

f) public health advice to NHS commissioners;

g) responses to licensing applications and other statutory Local Authority functions requiring public health input;

h) local health profiles;

i) health impact assessments and equity audits; and, among other outputs

j) responses to internal and external requests for information and intelligence on the health and wellbeing of the population.

k) interactive health and wellbeing tools and dashboards

l) health needs assessments for defined topics, geographies or cohorts

The specific content of and target dates for these outputs will be for the Local Authority to determine, although it is required to comply with national guidance published by the Department of Health and Social Care, UK Health Security Agency and others as appropriate, for example, on the timetable for publishing refreshed JSNAs.

All outputs will be of aggregated data with small numbers suppressed in line with the HES Analysis Guide.

Benefits reported

Benefits achieved using Hospital Episode Statistics data by the Devon County Council Public Health Intelligence Team include (but are not limited to) the following:

a) the local disaggregation of public health and NHS outcomes framework indicators and related national measures using hospital episode statistics, including alcohol-related admissions, self-harm, accidental falls, hip fractures and child injuries for inclusion in local outcomes reports.

b) detailed investigation of land transport injuries, including location of incident, mode of transport, area of residence, age, sex and deprivation.

c) using historical HES data and forecasting methodologies, the production of activity projections for selected admissions types (smoking, alcohol, falls and overall activity) for the Devon Integrated Care System (ICS).

d) this data supported the production of a gambling outcomes report in response to a Spotlight review for the Gambling Commission, which included local breakdowns of demographics, admission rates and secondary diagnoses. This report identified pertinent findings. This report was presented to Scrutiny Board and as a result a series of recommendations were made by the committee to the Minister for Arts, Heritage and Tourism with responsibility for gambling.

e) the production of JSNA area profiles. Measures drawn from HES include direct age standardised admission rates for emergency admissions, elective admissions, urgent care (A&E) activity, falls admissions, alcohol-related admissions, self-harm admissions. These profiles cover a variety of different geographies which include primary care network, ward level, MSOA and LSOA level. Analyses at a small community level are useful in planning the delivery of local services and highlighting health inequalities at a local level.

f) the analysis of hospital activity for health needs assessments. Health needs assessments completed included suicide audit, Armed forces veterans, Cranbrook Health Needs Assessment . This included the creation of local indicators with national comparators for example understanding death occurring in hospital following an intentional self-harm related injury and linking to previous years to understand more upstream opportunities for early intervention, understanding reasons for admissions relating to veterans and outcomes for different groups across Cranbrook in East Devon.

g) additional analysis of emergency admissions for ambulatory care sensitive conditions. This includes linear regression and ratios pertaining to small areas across Devon in respect to deprivation and, urban and rural classification.

h) the detailed and frequent analysis of self-harm related hospital episodes, including analyses by area, sex, age, deprivation, type of self-harm and comparative analysis with similar local authorities nationally to support local decision-making particularly around suicide prevention.

i) defining catchment areas and activity shares by LSOA for local acute provider trusts to assist with the planning and commissioning of services.

j) an analysis of respiratory admissions and indoor housing environment.

k) production of the annual smoking profile for Devon, including the replication of the complex smoking attributable fractions indicator.

l) production of the Annual Public Health Report, including analyses of A&E attendances by time of day, self-harm, accidental injuries and alcohol-related admissions.

m) production of Pharmaceutical Needs Assessment including an admissions rates spine chart by area showing levels of elective and emergency admissions for all admissions, cancers, circulatory disease, heart disease, stroke, children and young people, alcohol and self-harm.

n) replication of national HES indicators and more detailed analysis around inequalities which now forms part of the Health and Wellbeing Board outcomes reporting to monitor outcomes of the Joint Health and Wellbeing Strategy.

o) Non-fatal drug overdose admissions analysis and more detailed inequalities analyses to support with more upstream preventative interventions across the health system

p) Malnutrition related admissions analysis and more detailed inequalities analyses to support with more upstream interventions, actions and decisions

The use of HES as the primary source for hospital activity data has also allowed the Devon County Council Public Health Intelligence Team to directly match nationally produced metrics to ensure that local analyses are consistent and accurate. The national coverage and cleansed nature of the dataset allow the team to compare Devon to other areas based on shared characteristics, and also define local analyses based on residence, GP registration, commissioning responsibility and local of hospital. The timeliness of the dataset has also enabled up-to-date information to be used to inform to monitoring of current patterns and activities.

Further to this access to HES enables the calculation of direct age standardised rates for emergency admissions, elective admissions and urgent care; the identification of different geographies and providers; LSOA level data enables aggregation at various levels; the identification of different arrival sources particularly in urgent care; and gives the ability to link across years and the elective and non-elective datasets using a common key. This is particularly helpful when looking at re-admissions for particular conditions and causes, such as self-harm where the ability to determine rates for both admissions and number of individuals affected has been very useful.

DARS-NIC-11114-J5C4Q-v6.3 1 April 2021 to 30 June 2023
Title
LAPH Standard Extract
Commercial
No
Sublicensing
No
Datasets
8
Files released
210

Datasets: Emergency Care Data Set (ECDS); HES-ID to MPS-ID HES Accident and Emergency; HES-ID to MPS-ID HES Admitted Patient Care; HES-ID to MPS-ID HES Outpatients; Hospital Episode Statistics Accident and Emergency (HES A and E); Hospital Episode Statistics Admitted Patient Care (HES APC); Hospital Episode Statistics Critical Care (HES Critical Care); Hospital Episode Statistics Outpatients (HES OP)

What changed from DARS-NIC-11114-J5C4Q-v5.3

Text removed is struck through; text added is underlined. Unchanged paragraphs are summarised rather than repeated.

Fields changed from DARS-NIC-11114-J5C4Q-v5.3
FieldWasBecame
Start date2020-04-012021-04-01
End date2021-03-312023-06-30
Emergency Care Data Set (ECDS): legal basisHealth and Social Care Act 2012 – s261(2)(b)(ii)Health and Social Care Act 2012 - s261 - 'Other dissemination of information'
Hospital Episode Statistics Accident and Emergency (HES A and E): legal basisHealth and Social Care Act 2012 – s261(2)(b)(ii)Health and Social Care Act 2012 - s261 - 'Other dissemination of information'
Hospital Episode Statistics Admitted Patient Care (HES APC): legal basisHealth and Social Care Act 2012 – s261(2)(b)(ii)Health and Social Care Act 2012 - s261 - 'Other dissemination of information'
Hospital Episode Statistics Critical Care (HES Critical Care): legal basisHealth and Social Care Act 2012 – s261(2)(b)(ii)Health and Social Care Act 2012 - s261 - 'Other dissemination of information'
Hospital Episode Statistics Outpatients (HES OP): legal basisHealth and Social Care Act 2012 – s261(2)(b)(ii)Health and Social Care Act 2012 - s261 - 'Other dissemination of information'

Datasets: + HES-ID to MPS-ID HES Accident and Emergency; + HES-ID to MPS-ID HES Admitted Patient Care; + HES-ID to MPS-ID HES Outpatients

Objective for processing

[29 paragraphs unchanged] No sensitive data is requested under this application. The data provided would [9 words unchanged] HES diagnostic and operative fields, and a common (across all Local Authorities) pseudoHESID pseudo HESID to enable admissions to be linked over time.

Benefits reported

FEB 2021 [3 paragraphs unchanged] c) using historical HES data and forecasting methodologies, the production of activity projections for selected admissions types (smoking, alcohol, falls and overall activity) for the Devon Sustainability and Transformation Plan (STP). Integrated Care System (ICS). d) the production of a diabetes outcomes report, which included local breakdowns of admission rates, bed day rates, amputation rates, average length of stay, hypoglycaemia and foot problem related admissions for persons with diabetes. These reports identified variation in rates between GP practice localities and are being used to inform and direct future commissioning. d) this data supported the production of a gambling outcomes report in response to a Spotlight review for the Gambling Commission, which included local breakdowns of demographics, admission rates and secondary diagnoses. This report identified pertinent findings. This report was presented to Scrutiny Board and as a result a series of recommendations were made by the committee to the Minister for Arts, Heritage and Tourism with responsibility for gambling. e) the production of JSNA area profiles. Measures drawn from HES include direct age standardised admission rates for emergency admissions, elective admissions, urgent care (A&E) activity, falls admissions, alcohol-related admissions, self-harm admissions. These profiles cover a variety of different geographies which include primary care network, ward level, MSOA and alcohol-related admissions. Profiles also show the share of elective, emergency and urgent care activity by provider, which also identifies the share of activity in community hospitals. These profiles, which go down to LSOA level. Analyses at a small community level, level are useful in planning the delivery of local services and highlighting health inequalities at a local level. f) the analysis of hospital activity for health needs assessments. Health needs assessments completed included transition from young people to adult substance misuse services, trauma in adults and suicide audit. audit, Armed forces veterans, Cranbrook Health Needs Assessment . This included the creation of local indicators with national comparators for example [11 words unchanged] and linking to previous years to understand more upstream opportunities for early intervention. intervention, understanding reasons for admissions relating to veterans and outcomes for different groups across Cranbrook in East Devon. g) the detailed additional analysis of emergency admissions for ambulatory care sensitive conditions. This includes analyses by area linear regression and deprivation. ratios pertaining to small areas across Devon in respect to deprivation and, urban and rural classification. h) the detailed and frequent analysis of self-harm related hospital episodes, including analyses by area, sex, age, deprivation, type of self-harm and comparative analysis with similar local authorities nationally. nationally to support local decision-making particularly around suicide prevention. [2 paragraphs unchanged] k) production of the annual smoking profile for Devon, including the replication of the complex smoking attributable fractions indicator. [5 paragraphs unchanged]

Unchanged: Processing activities, Expected output, Expected measurable benefits.

Objective for processing

The data provided by the Pseudonymised HES Extract Service will be used by the Local Authorities in fulfilment of its public health function, specifically to support and improve:

1. the local responsiveness, targeting and value for money of commissioned public health services;

2. the statutory ‘core offer’ public health advice and support provided to local NHS commissioners;

3. the local specificity and relevance of the Joint Strategic Needs Assessments and Health and Wellbeing Strategies produced in collaboration with NHS and voluntary sector partners on the Health and Wellbeing Board;

4. the local focus, responsiveness and timeliness of health impact assessments; and, among other benefits

5. the capability of the local public health intelligence service to undertake comparative longitudinal analyses of patterns of and variations in:

a) the incidence and prevalence of disease and risks to public health;

b) demand for and access to treatment and preventative care services;

c) variations in health outcomes between groups in the population;

d) the level of integration between local health and care services; and

e) the local associations between causal risk factors and health status and outcomes.

The main statutory duties and wider public health responsibilities supporting these processing objectives are as follows:

1. Statutory public health duties that the data will be used to support

a) Duty to improve public health: Analyses of the data will be used to support the duty of the Local Authority under Section 12 of the Health and Social Care Act 2012 to take appropriate steps to improve the health of the population, for example by providing information and advice, services and facilities, and incentives and assistance to encourage and enable people to lead healthier lives;

b) Duty to support Health and Wellbeing Boards: Analyses of the data will be used to support the duty of the Local Authority and the Clinical Commissioning Group (CCG)-led Health and Wellbeing Board under Section 194 of the 2012 Act to improve health and wellbeing, reduce health inequalities, and promote the integration of health and care services; the data will also be used to support the statutory duty of Health and Wellbeing Boards under Section 206 of the 2012 Act to undertake Pharmaceutical Needs Assessments;

c) Duty to produce Joint Strategic Needs Assessments (JSNAs) and Joint Health and Wellbeing Strategies (JHWBs): Analyses of the data will be used to support the duty of the Local Authority under Sections 192 and 193 of the 2012 Act to consult on and publish JSNAs and JHWSs that assess the current and future health and wellbeing needs of the local population;

d) Duty to commission specific public health services: Analyses of the data will be used to support the Local Authority to discharge its duty under the Local Authorities Regulations 2013 to plan and provide NHS Health Check assessments, the National Child Measurement Programme, and open access sexual health services;

e) Duty to provide public health advice to NHS commissioners: Analyses of the data will be used by Local Authorities to discharge its duty under the 2013 Regulations to provide a public health advice service to NHS commissioners;

f) Duty to publish an annual public health report: Analyses of the data will be used by Directors of Public Health to support their duty to prepare and publish an annual report on the health of the local population under Section 31 the 2012 Act;

g) Public Health responses on behalf of the Local Authority to licensing applications and other statutory Local Authority functions requiring public health input: Analyses of the data will be used by the Director of Public Health to support their duty under Part 3 of the National Health Services Act 2006 (as amended by Section 30 of the Health and Social Care Act 2012) to provide the Local Authority’s public health response (as the responsible authority under the Licensing Act 2003, as amended by the Health and Social Care Act 2012 Schedule 5 – Part 1) to licensing applications.

2. Wider public health responsibilities supported by analysis of the data

a) Health impact assessments and equity audits: Analyses of the data will be used to assess the potential impacts on health and the wider social economic and environmental determinants of health of Local Authority strategic plans, policies and services;

b) Local health profiles: Analyses of the data will be used to support the production of locally-commissioned health profiles to improve understand of the health priorities of local areas and guide strategic commissioning plans by focusing, for example, on:

i. bespoke local geographies (based on the non-standard aggregation of LSOAs);

ii. specific demographic, geographic, ethnic and socio-economic groups in the population;

iii. inequalities in health status, access to treatment and treatment outcomes;

c) Surveillance of trends in health status and health outcomes: Analyses of the data will be used for the longitudinal monitoring of trends in the incidence, prevalence, treatment and outcomes for a wide range of diseases and other risks to public health;

d) Responsive and timely local health intelligence service: Analyses of the data will be used to respond to ad hoc internal and external requests for information and intelligence on the health status and outcomes of the local population generated and received by the Director of Public Health and their team.

These lists of the statutory duties and wider public health responsibilities of the Local Authority are not exhaustive but set the broad parameters for how the data will be used by the Local Authority to help improve and protect public health, and reduce health inequalities. All such use would be in fulfilment of the public health function of the Local Authority.

No sensitive data is requested under this application. The data provided would include derived demographic and geographic fields, the standard non-sensitive HES diagnostic and operative fields, and a common (across all Local Authorities) pseudo HESID to enable admissions to be linked over time.

Expected output

The results of the analyses of the data will be used by the Local Authority to support the discharge of its statutory duties in relation to public health, and wider public health responsibilities. Outputs will include (but not be limited to) the routine and ad hoc production of:

a) Joint Strategic Needs Assessments;

b) Joint Health and Wellbeing Strategies;

c) the annual report of the Director of Public Health;

d) reports commissioned by the Health and Wellbeing Board;

e) public health and wider Local Authority health and wellbeing commissioning strategies and plans;

f) public health advice to NHS commissioners;

g) responses to licensing applications and other statutory Local Authority functions requiring public health input;

h) local health profiles;

i) health impact assessments and equity audits; and, among other outputs

j) responses to internal and external requests for information and intelligence on the health and wellbeing of the population.

k) interactive health and wellbeing tools

l) health needs assessments for defined topics, geographies or cohorts

The specific content of and target dates for these outputs will be for the Local Authority to determine, although it is required to comply with national guidance published by the Department of Health, Public Health England and others as appropriate, for example, on the timetable for publishing refreshed JSNAs.

All outputs will be of aggregated data with small numbers suppressed in line with the HES Analysis Guide.

Benefits reported

FEB 2021

Benefits achieved using Hospital Episode Statistics data by the Devon County Council Public Health Intelligence Team include (but are not limited to) the following:

a) the local disaggregation of public health and NHS outcomes framework indicators and related national measures using hospital episode statistics, including alcohol-related admissions, self-harm, accidental falls, hip fractures and child injuries for inclusion in local outcomes reports.

b) detailed investigation of land transport injuries, including location of incident, mode of transport, area of residence, age, sex and deprivation.

c) using historical HES data and forecasting methodologies, the production of activity projections for selected admissions types (smoking, alcohol, falls and overall activity) for the Devon Integrated Care System (ICS).

d) this data supported the production of a gambling outcomes report in response to a Spotlight review for the Gambling Commission, which included local breakdowns of demographics, admission rates and secondary diagnoses. This report identified pertinent findings. This report was presented to Scrutiny Board and as a result a series of recommendations were made by the committee to the Minister for Arts, Heritage and Tourism with responsibility for gambling.

e) the production of JSNA area profiles. Measures drawn from HES include direct age standardised admission rates for emergency admissions, elective admissions, urgent care (A&E) activity, falls admissions, alcohol-related admissions, self-harm admissions. These profiles cover a variety of different geographies which include primary care network, ward level, MSOA and LSOA level. Analyses at a small community level are useful in planning the delivery of local services and highlighting health inequalities at a local level.

f) the analysis of hospital activity for health needs assessments. Health needs assessments completed included suicide audit, Armed forces veterans, Cranbrook Health Needs Assessment . This included the creation of local indicators with national comparators for example understanding death occurring in hospital following an intentional self-harm related injury and linking to previous years to understand more upstream opportunities for early intervention, understanding reasons for admissions relating to veterans and outcomes for different groups across Cranbrook in East Devon.

g) additional analysis of emergency admissions for ambulatory care sensitive conditions. This includes linear regression and ratios pertaining to small areas across Devon in respect to deprivation and, urban and rural classification.

h) the detailed and frequent analysis of self-harm related hospital episodes, including analyses by area, sex, age, deprivation, type of self-harm and comparative analysis with similar local authorities nationally to support local decision-making particularly around suicide prevention.

i) defining catchment areas and activity shares by LSOA for local acute provider trusts to assist with the planning and commissioning of services.

j) an analysis of respiratory admissions and indoor housing environment.

k) production of the annual smoking profile for Devon, including the replication of the complex smoking attributable fractions indicator.

l) production of the Annual Public Health Report, including analyses of A&E attendances by time of day, self-harm, accidental injuries and alcohol-related admissions.

m) production of Pharmaceutical Needs Assessment including an admissions rates spine chart by area showing levels of elective and emergency admissions for all admissions, cancers, circulatory disease, heart disease, stroke, children and young people, alcohol and self-harm.

n) replication of national HES indicators and more detailed analysis around inequalities which now forms part of the Health and Wellbeing Board outcomes reporting to monitor outcomes of the Joint Health and Wellbeing Strategy.

The use of HES as the primary source for hospital activity data has also allowed the Devon County Council Public Health Intelligence Team to directly match nationally produced metrics to ensure that local analyses are consistent and accurate. The national coverage and cleansed nature of the dataset allow the team to compare Devon to other areas based on shared characteristics, and also define local analyses based on residence, GP registration, commissioning responsibility and local of hospital. The timeliness of the dataset has also enabled up-to-date information to be used to inform to monitoring of current patterns and activities.

Further to this access to HES enables the calculation of direct age standardised rates for emergency admissions, elective admissions and urgent care; the identification of different geographies and providers; LSOA level data enables aggregation at various levels; the identification of different arrival sources particularly in urgent care; and gives the ability to link across years and the elective and non-elective datasets using a common key. This is particularly helpful when looking at re-admissions for particular conditions and causes, such as self-harm where the ability to determine rates for both admissions and number of individuals affected has been very useful.

DARS-NIC-11114-J5C4Q-v5.3 1 April 2020 to 31 March 2021
Title
LAPH Standard Extract
Commercial
No
Sublicensing
No
Datasets
5
Files released
80

Datasets: Emergency Care Data Set (ECDS); Hospital Episode Statistics Accident and Emergency (HES A and E); Hospital Episode Statistics Admitted Patient Care (HES APC); Hospital Episode Statistics Critical Care (HES Critical Care); Hospital Episode Statistics Outpatients (HES OP)

What changed from DARS-NIC-11114-J5C4Q-v4.2

Text removed is struck through; text added is underlined. Unchanged paragraphs are summarised rather than repeated.

Fields changed from DARS-NIC-11114-J5C4Q-v4.2
FieldWasBecame
Start date2019-04-012020-04-01
End date2020-03-312021-03-31

Datasets: + Emergency Care Data Set (ECDS)

Expected output

[11 paragraphs unchanged] k) interactive health and wellbeing tools l) health needs assessments for defined topics, geographies or cohorts [2 paragraphs unchanged]

Benefits reported

[6 paragraphs unchanged] f) the analysis of hospital activity for health needs assessments. Health needs assessments completed included Substance Misuse, Cancer transition from young people to adult substance misuse services, trauma in adults and End of Life. suicide audit. This included the creation of local indicators with national comparators, comparators for example admission episodes understanding death occurring in hospital following an intentional self-harm related injury and linking to previous years to understand more upstream opportunities for substance misuse were used in the Substance Misuse assessment to look at mental and behavioural disorders due to substance misuse and illicit drug use.. early intervention. g) the detailed analysis of emergency admissions for dental extractions in children. ambulatory care sensitive conditions. This includes analyses by area and deprivation deprivation. [2 paragraphs unchanged] j) an analysis of respiratory and circulatory admission age and sex standardised rates by LSOA in the Exeter area to determine the association between health, deprivation and urban form / accessibility. j) an analysis of respiratory admissions and indoor housing environment. [3 paragraphs unchanged] n) an analysis of Appendectomy rates to reveal local variation. n) replication of national HES indicators and more detailed analysis around inequalities which now forms part of the Health and Wellbeing Board outcomes reporting to monitor outcomes of the Joint Health and Wellbeing Strategy. [1 paragraph unchanged] Further to this access to HES enables the calculation of direct age [25 words unchanged] the identification of different arrival sources particularly in urgent care; and gives us the ability to link across years and the elective and non-elective datasets [26 words unchanged] for both admissions and number of individuals affected has been very useful.

Unchanged: Objective for processing, Processing activities, Expected measurable benefits.

Objective for processing

The data provided by the Pseudonymised HES Extract Service will be used by the Local Authorities in fulfilment of its public health function, specifically to support and improve:

1. the local responsiveness, targeting and value for money of commissioned public health services;

2. the statutory ‘core offer’ public health advice and support provided to local NHS commissioners;

3. the local specificity and relevance of the Joint Strategic Needs Assessments and Health and Wellbeing Strategies produced in collaboration with NHS and voluntary sector partners on the Health and Wellbeing Board;

4. the local focus, responsiveness and timeliness of health impact assessments; and, among other benefits

5. the capability of the local public health intelligence service to undertake comparative longitudinal analyses of patterns of and variations in:

a) the incidence and prevalence of disease and risks to public health;

b) demand for and access to treatment and preventative care services;

c) variations in health outcomes between groups in the population;

d) the level of integration between local health and care services; and

e) the local associations between causal risk factors and health status and outcomes.

The main statutory duties and wider public health responsibilities supporting these processing objectives are as follows:

1. Statutory public health duties that the data will be used to support

a) Duty to improve public health: Analyses of the data will be used to support the duty of the Local Authority under Section 12 of the Health and Social Care Act 2012 to take appropriate steps to improve the health of the population, for example by providing information and advice, services and facilities, and incentives and assistance to encourage and enable people to lead healthier lives;

b) Duty to support Health and Wellbeing Boards: Analyses of the data will be used to support the duty of the Local Authority and the Clinical Commissioning Group (CCG)-led Health and Wellbeing Board under Section 194 of the 2012 Act to improve health and wellbeing, reduce health inequalities, and promote the integration of health and care services; the data will also be used to support the statutory duty of Health and Wellbeing Boards under Section 206 of the 2012 Act to undertake Pharmaceutical Needs Assessments;

c) Duty to produce Joint Strategic Needs Assessments (JSNAs) and Joint Health and Wellbeing Strategies (JHWBs): Analyses of the data will be used to support the duty of the Local Authority under Sections 192 and 193 of the 2012 Act to consult on and publish JSNAs and JHWSs that assess the current and future health and wellbeing needs of the local population;

d) Duty to commission specific public health services: Analyses of the data will be used to support the Local Authority to discharge its duty under the Local Authorities Regulations 2013 to plan and provide NHS Health Check assessments, the National Child Measurement Programme, and open access sexual health services;

e) Duty to provide public health advice to NHS commissioners: Analyses of the data will be used by Local Authorities to discharge its duty under the 2013 Regulations to provide a public health advice service to NHS commissioners;

f) Duty to publish an annual public health report: Analyses of the data will be used by Directors of Public Health to support their duty to prepare and publish an annual report on the health of the local population under Section 31 the 2012 Act;

g) Public Health responses on behalf of the Local Authority to licensing applications and other statutory Local Authority functions requiring public health input: Analyses of the data will be used by the Director of Public Health to support their duty under Part 3 of the National Health Services Act 2006 (as amended by Section 30 of the Health and Social Care Act 2012) to provide the Local Authority’s public health response (as the responsible authority under the Licensing Act 2003, as amended by the Health and Social Care Act 2012 Schedule 5 – Part 1) to licensing applications.

2. Wider public health responsibilities supported by analysis of the data

a) Health impact assessments and equity audits: Analyses of the data will be used to assess the potential impacts on health and the wider social economic and environmental determinants of health of Local Authority strategic plans, policies and services;

b) Local health profiles: Analyses of the data will be used to support the production of locally-commissioned health profiles to improve understand of the health priorities of local areas and guide strategic commissioning plans by focusing, for example, on:

i. bespoke local geographies (based on the non-standard aggregation of LSOAs);

ii. specific demographic, geographic, ethnic and socio-economic groups in the population;

iii. inequalities in health status, access to treatment and treatment outcomes;

c) Surveillance of trends in health status and health outcomes: Analyses of the data will be used for the longitudinal monitoring of trends in the incidence, prevalence, treatment and outcomes for a wide range of diseases and other risks to public health;

d) Responsive and timely local health intelligence service: Analyses of the data will be used to respond to ad hoc internal and external requests for information and intelligence on the health status and outcomes of the local population generated and received by the Director of Public Health and their team.

These lists of the statutory duties and wider public health responsibilities of the Local Authority are not exhaustive but set the broad parameters for how the data will be used by the Local Authority to help improve and protect public health, and reduce health inequalities. All such use would be in fulfilment of the public health function of the Local Authority.

No sensitive data is requested under this application. The data provided would include derived demographic and geographic fields, the standard non-sensitive HES diagnostic and operative fields, and a common (across all Local Authorities) pseudoHESID to enable admissions to be linked over time.

Expected output

The results of the analyses of the data will be used by the Local Authority to support the discharge of its statutory duties in relation to public health, and wider public health responsibilities. Outputs will include (but not be limited to) the routine and ad hoc production of:

a) Joint Strategic Needs Assessments;

b) Joint Health and Wellbeing Strategies;

c) the annual report of the Director of Public Health;

d) reports commissioned by the Health and Wellbeing Board;

e) public health and wider Local Authority health and wellbeing commissioning strategies and plans;

f) public health advice to NHS commissioners;

g) responses to licensing applications and other statutory Local Authority functions requiring public health input;

h) local health profiles;

i) health impact assessments and equity audits; and, among other outputs

j) responses to internal and external requests for information and intelligence on the health and wellbeing of the population.

k) interactive health and wellbeing tools

l) health needs assessments for defined topics, geographies or cohorts

The specific content of and target dates for these outputs will be for the Local Authority to determine, although it is required to comply with national guidance published by the Department of Health, Public Health England and others as appropriate, for example, on the timetable for publishing refreshed JSNAs.

All outputs will be of aggregated data with small numbers suppressed in line with the HES Analysis Guide.

Benefits reported

Benefits achieved using Hospital Episode Statistics data by the Devon County Council Public Health Intelligence Team include (but are not limited to) the following:

a) the local disaggregation of public health and NHS outcomes framework indicators and related national measures using hospital episode statistics, including alcohol-related admissions, self-harm, accidental falls, hip fractures and child injuries for inclusion in local outcomes reports.

b) detailed investigation of land transport injuries, including location of incident, mode of transport, area of residence, age, sex and deprivation.

c) using historical HES data and forecasting methodologies, the production of activity projections for selected admissions types (smoking, alcohol, falls and overall activity) for the Devon Sustainability and Transformation Plan (STP).

d) the production of a diabetes outcomes report, which included local breakdowns of admission rates, bed day rates, amputation rates, average length of stay, hypoglycaemia and foot problem related admissions for persons with diabetes. These reports identified variation in rates between GP practice localities and are being used to inform and direct future commissioning.

e) the production of JSNA area profiles. Measures drawn from HES include direct age standardised admission rates for emergency admissions, elective admissions, urgent care (A&E) activity, falls admissions, and alcohol-related admissions. Profiles also show the share of elective, emergency and urgent care activity by provider, which also identifies the share of activity in community hospitals. These profiles, which go down to a small community level, are useful in planning the delivery of local services and highlighting health inequalities at a local level.

f) the analysis of hospital activity for health needs assessments. Health needs assessments completed included transition from young people to adult substance misuse services, trauma in adults and suicide audit. This included the creation of local indicators with national comparators for example understanding death occurring in hospital following an intentional self-harm related injury and linking to previous years to understand more upstream opportunities for early intervention.

g) the detailed analysis of emergency admissions for ambulatory care sensitive conditions. This includes analyses by area and deprivation.

h) the detailed analysis of self-harm related hospital episodes, including analyses by area, sex, age, deprivation, type of self-harm and comparative analysis with similar local authorities nationally.

i) defining catchment areas and activity shares by LSOA for local acute provider trusts to assist with the planning and commissioning of services.

j) an analysis of respiratory admissions and indoor housing environment.

k) production of the smoking profile for Devon, including the replication of the complex smoking attributable fractions indicator.

l) production of the Annual Public Health Report, including analyses of A&E attendances by time of day, self-harm, accidental injuries and alcohol-related admissions.

m) production of Pharmaceutical Needs Assessment including an admissions rates spine chart by area showing levels of elective and emergency admissions for all admissions, cancers, circulatory disease, heart disease, stroke, children and young people, alcohol and self-harm.

n) replication of national HES indicators and more detailed analysis around inequalities which now forms part of the Health and Wellbeing Board outcomes reporting to monitor outcomes of the Joint Health and Wellbeing Strategy.

The use of HES as the primary source for hospital activity data has also allowed the Devon County Council Public Health Intelligence Team to directly match nationally produced metrics to ensure that local analyses are consistent and accurate. The national coverage and cleansed nature of the dataset allow the team to compare Devon to other areas based on shared characteristics, and also define local analyses based on residence, GP registration, commissioning responsibility and local of hospital. The timeliness of the dataset has also enabled up-to-date information to be used to inform to monitoring of current patterns and activities.

Further to this access to HES enables the calculation of direct age standardised rates for emergency admissions, elective admissions and urgent care; the identification of different geographies and providers; LSOA level data enables aggregation at various levels; the identification of different arrival sources particularly in urgent care; and gives the ability to link across years and the elective and non-elective datasets using a common key. This is particularly helpful when looking at re-admissions for particular conditions and causes, such as self-harm where the ability to determine rates for both admissions and number of individuals affected has been very useful.

DARS-NIC-11114-J5C4Q-v4.2 1 April 2019 to 31 March 2020
Title
LAPH Standard Extract
Commercial
No
Sublicensing
No
Datasets
4
Files released
98

Datasets: Hospital Episode Statistics Accident and Emergency (HES A and E); Hospital Episode Statistics Admitted Patient Care (HES APC); Hospital Episode Statistics Critical Care (HES Critical Care); Hospital Episode Statistics Outpatients (HES OP)

Objective for processing

The data provided by the Pseudonymised HES Extract Service will be used by the Local Authorities in fulfilment of its public health function, specifically to support and improve:

1. the local responsiveness, targeting and value for money of commissioned public health services;

2. the statutory ‘core offer’ public health advice and support provided to local NHS commissioners;

3. the local specificity and relevance of the Joint Strategic Needs Assessments and Health and Wellbeing Strategies produced in collaboration with NHS and voluntary sector partners on the Health and Wellbeing Board;

4. the local focus, responsiveness and timeliness of health impact assessments; and, among other benefits

5. the capability of the local public health intelligence service to undertake comparative longitudinal analyses of patterns of and variations in:

a) the incidence and prevalence of disease and risks to public health;

b) demand for and access to treatment and preventative care services;

c) variations in health outcomes between groups in the population;

d) the level of integration between local health and care services; and

e) the local associations between causal risk factors and health status and outcomes.

The main statutory duties and wider public health responsibilities supporting these processing objectives are as follows:

1. Statutory public health duties that the data will be used to support

a) Duty to improve public health: Analyses of the data will be used to support the duty of the Local Authority under Section 12 of the Health and Social Care Act 2012 to take appropriate steps to improve the health of the population, for example by providing information and advice, services and facilities, and incentives and assistance to encourage and enable people to lead healthier lives;

b) Duty to support Health and Wellbeing Boards: Analyses of the data will be used to support the duty of the Local Authority and the Clinical Commissioning Group (CCG)-led Health and Wellbeing Board under Section 194 of the 2012 Act to improve health and wellbeing, reduce health inequalities, and promote the integration of health and care services; the data will also be used to support the statutory duty of Health and Wellbeing Boards under Section 206 of the 2012 Act to undertake Pharmaceutical Needs Assessments;

c) Duty to produce Joint Strategic Needs Assessments (JSNAs) and Joint Health and Wellbeing Strategies (JHWBs): Analyses of the data will be used to support the duty of the Local Authority under Sections 192 and 193 of the 2012 Act to consult on and publish JSNAs and JHWSs that assess the current and future health and wellbeing needs of the local population;

d) Duty to commission specific public health services: Analyses of the data will be used to support the Local Authority to discharge its duty under the Local Authorities Regulations 2013 to plan and provide NHS Health Check assessments, the National Child Measurement Programme, and open access sexual health services;

e) Duty to provide public health advice to NHS commissioners: Analyses of the data will be used by Local Authorities to discharge its duty under the 2013 Regulations to provide a public health advice service to NHS commissioners;

f) Duty to publish an annual public health report: Analyses of the data will be used by Directors of Public Health to support their duty to prepare and publish an annual report on the health of the local population under Section 31 the 2012 Act;

g) Public Health responses on behalf of the Local Authority to licensing applications and other statutory Local Authority functions requiring public health input: Analyses of the data will be used by the Director of Public Health to support their duty under Part 3 of the National Health Services Act 2006 (as amended by Section 30 of the Health and Social Care Act 2012) to provide the Local Authority’s public health response (as the responsible authority under the Licensing Act 2003, as amended by the Health and Social Care Act 2012 Schedule 5 – Part 1) to licensing applications.

2. Wider public health responsibilities supported by analysis of the data

a) Health impact assessments and equity audits: Analyses of the data will be used to assess the potential impacts on health and the wider social economic and environmental determinants of health of Local Authority strategic plans, policies and services;

b) Local health profiles: Analyses of the data will be used to support the production of locally-commissioned health profiles to improve understand of the health priorities of local areas and guide strategic commissioning plans by focusing, for example, on:

i. bespoke local geographies (based on the non-standard aggregation of LSOAs);

ii. specific demographic, geographic, ethnic and socio-economic groups in the population;

iii. inequalities in health status, access to treatment and treatment outcomes;

c) Surveillance of trends in health status and health outcomes: Analyses of the data will be used for the longitudinal monitoring of trends in the incidence, prevalence, treatment and outcomes for a wide range of diseases and other risks to public health;

d) Responsive and timely local health intelligence service: Analyses of the data will be used to respond to ad hoc internal and external requests for information and intelligence on the health status and outcomes of the local population generated and received by the Director of Public Health and their team.

These lists of the statutory duties and wider public health responsibilities of the Local Authority are not exhaustive but set the broad parameters for how the data will be used by the Local Authority to help improve and protect public health, and reduce health inequalities. All such use would be in fulfilment of the public health function of the Local Authority.

No sensitive data is requested under this application. The data provided would include derived demographic and geographic fields, the standard non-sensitive HES diagnostic and operative fields, and a common (across all Local Authorities) pseudoHESID to enable admissions to be linked over time.

Expected output

The results of the analyses of the data will be used by the Local Authority to support the discharge of its statutory duties in relation to public health, and wider public health responsibilities. Outputs will include (but not be limited to) the routine and ad hoc production of:

a) Joint Strategic Needs Assessments;

b) Joint Health and Wellbeing Strategies;

c) the annual report of the Director of Public Health;

d) reports commissioned by the Health and Wellbeing Board;

e) public health and wider Local Authority health and wellbeing commissioning strategies and plans;

f) public health advice to NHS commissioners;

g) responses to licensing applications and other statutory Local Authority functions requiring public health input;

h) local health profiles;

i) health impact assessments and equity audits; and, among other outputs

j) responses to internal and external requests for information and intelligence on the health and wellbeing of the population.

The specific content of and target dates for these outputs will be for the Local Authority to determine, although it is required to comply with national guidance published by the Department of Health, Public Health England and others as appropriate, for example, on the timetable for publishing refreshed JSNAs.

All outputs will be of aggregated data with small numbers suppressed in line with the HES Analysis Guide.

Benefits reported

Benefits achieved using Hospital Episode Statistics data by the Devon County Council Public Health Intelligence Team include (but are not limited to) the following:

a) the local disaggregation of public health and NHS outcomes framework indicators and related national measures using hospital episode statistics, including alcohol-related admissions, self-harm, accidental falls, hip fractures and child injuries for inclusion in local outcomes reports.

b) detailed investigation of land transport injuries, including location of incident, mode of transport, area of residence, age, sex and deprivation.

c) using historical HES data and forecasting methodologies, the production of activity projections for selected admissions types (smoking, alcohol, falls and overall activity) for the Devon Sustainability and Transformation Plan (STP).

d) the production of a diabetes outcomes report, which included local breakdowns of admission rates, bed day rates, amputation rates, average length of stay, hypoglycaemia and foot problem related admissions for persons with diabetes. These reports identified variation in rates between GP practice localities and are being used to inform and direct future commissioning.

e) the production of JSNA area profiles. Measures drawn from HES include direct age standardised admission rates for emergency admissions, elective admissions, urgent care (A&E) activity, falls admissions, and alcohol-related admissions. Profiles also show the share of elective, emergency and urgent care activity by provider, which also identifies the share of activity in community hospitals. These profiles, which go down to a small community level, are useful in planning the delivery of local services and highlighting health inequalities at a local level.

f) the analysis of hospital activity for health needs assessments. Health needs assessments completed included Substance Misuse, Cancer and End of Life. This included the creation of local indicators with national comparators, for example admission episodes for substance misuse were used in the Substance Misuse assessment to look at mental and behavioural disorders due to substance misuse and illicit drug use..

g) the detailed analysis of admissions for dental extractions in children. This includes analyses by area and deprivation

h) the detailed analysis of self-harm related hospital episodes, including analyses by area, sex, age, deprivation, type of self-harm and comparative analysis with similar local authorities nationally.

i) defining catchment areas and activity shares by LSOA for local acute provider trusts to assist with the planning and commissioning of services.

j) an analysis of respiratory and circulatory admission age and sex standardised rates by LSOA in the Exeter area to determine the association between health, deprivation and urban form / accessibility.

k) production of the smoking profile for Devon, including the replication of the complex smoking attributable fractions indicator.

l) production of the Annual Public Health Report, including analyses of A&E attendances by time of day, self-harm, accidental injuries and alcohol-related admissions.

m) production of Pharmaceutical Needs Assessment including an admissions rates spine chart by area showing levels of elective and emergency admissions for all admissions, cancers, circulatory disease, heart disease, stroke, children and young people, alcohol and self-harm.

n) an analysis of Appendectomy rates to reveal local variation.

The use of HES as the primary source for hospital activity data has also allowed the Devon County Council Public Health Intelligence Team to directly match nationally produced metrics to ensure that local analyses are consistent and accurate. The national coverage and cleansed nature of the dataset allow the team to compare Devon to other areas based on shared characteristics, and also define local analyses based on residence, GP registration, commissioning responsibility and local of hospital. The timeliness of the dataset has also enabled up-to-date information to be used to inform to monitoring of current patterns and activities.

Further to this access to HES enables the calculation of direct age standardised rates for emergency admissions, elective admissions and urgent care; the identification of different geographies and providers; LSOA level data enables aggregation at various levels; the identification of different arrival sources particularly in urgent care; and gives us the ability to link across years and the elective and non-elective datasets using a common key. This is particularly helpful when looking at re-admissions for particular conditions and causes, such as self-harm where the ability to determine rates for both admissions and number of individuals affected has been very useful.

Register history

When this agreement appeared in, or was edited in, each monthly edition of the register. Built by comparing every edition this site holds, the earliest of which is July 2021.

"Amended in place" means NHS England changed the record without issuing a new version number. The register publishes no changelog for those edits; this site infers them by comparing editions. An edit is attributed to the edition it first appears in, not to the date it was made.

Cite this page

NHS England (2026) Data Uses Register, September 2026 edition, agreement DARS-NIC-11114-J5C4Q, “LAPH Standard Extract”. Read via NHS Data Access Explorer (unofficial), https://healthdatauses.uk/agreements/dars-nic-11114-j5c4q/ (accessed [date]).

This address stays the same, but the page is rebuilt with each monthly edition, so the citation names the edition it shows. Every edition's data is kept in the facts store.

Source: datausesregister_september2026.xlsx, September 2026 edition of the NHS England Data Uses Register. Search that workbook for DARS-NIC-11114-J5C4Q to see the original rows.